全极化合成孔径雷达近岸风场反演研究

Coastal winds are strongly influenced by topology and discontinuity between land and sea surfaces. Wind assessment from remote sensing in such a complex area remains a challenge. Space-borne scatterometer does not provide any information about the coastal wind field, as the coarse spatial resolution hampers the radar backscattering. Synthetic aperture radar （SAR） with a high spatial resolution and all-weather observation abilities has become one of the most important tools for ocean wind retrieval, especially in the coastal area. Conventional methods of wind field retrieval from SAR, however, require wind direction as initial information, such as the wind direction from numerical weather prediction models （NWP）, which may not match the time of SAR image acquiring. Fortunately, the polarimetric observations of SAR enable independent wind retrieval from SAR images alone. In order to accurately measure coastal wind fields, this paper proposes a new method of using co-polarization backscattering coefficients from polarimetric SAR observations up to polarimetric correlation backscattering coefficients, which are acquired from the conjugate product of co-polarization backscatter and cross-polarization backscatter. Co-polarization backscattering coefficients and polarimetric correlation backscattering coefficients are obtained form Radarsat-2 single-look complex （SLC） data.The maximum likelihood estimation is used to gain the initial results followed by the coarse spatial filtering and fine spatial filtering. Wind direction accuracy of the final inversion results is 10.67 with a wind speed accuracy of 0.32 m/s. Unlike previous methods, the methods described in this article utilize the SAR data itself to obtain the wind vectors and do not need external wind directional information. High spatial resolution and high accuracy are the most important features of the method described herein since the use of full polarimetric observations contains more information about the space measured.This article is a useful addition to the work of independent SAR wind retrieval. The experimental results herein show that it is feasible to employ the co-polarimetric backscattering coefficients and the polarimetric correlation backscattering coefficients for coastal wind field retrieval.     

Sea-surface acoustic backscattering measurement at 6–25 kHz in the Yellow Sea

Sea-surface acoustic backscattering measurements at moderate to high frequencies were performed in the shallow water of the south Yellow Sea, using omnidirectional spherical sources and omnidirectional hydrophones. Sea-surface backscattering data for frequencies in the 6–25 k Hz range and wind speeds of(3.0±0.5)and(4.5±1.0) m/s were obtained from two adjacent experimental sites, respectively. Computation of sea-surface backscattering strength using bistatic transducer is described. Finally, we calculated sea-surface backscattering strengths at grazing angles in the range of 16°–85°. We find that the measured backscattering strengths agree reasonably well with those predicted by using second order small-roughness perturbation approximation method with "PM" roughness spectrum for all frequencies at grazing angles ranged from 40° to 80°. The backscattering strengths varied slightly at grazing angles of 16°–40°, and were much stronger than roughness scattering. It is speculated that scattering from bubbles dominates the backscattering strengths at high wind speeds and small grazing angles. At the same frequencies and moderate to high grazing angles, the results show that the backscattering strengths at a wind speed of(4.5±1.0) m/s were approximately 5 d B higher than those at a wind speed of(3.0±0.5) m/s. However, the discrepancies of backscattering strength at low grazing angles were more than 10 d B. Furthermore the backscattering strengths exhibited no significant frequency dependence at 3 m/s wind speed. At a wind speed of 4.5 m/s, the scattering strengths increased at low grazing angles but decreased at high grazing angles with increasing grazing angle.     

A unified C-band and Ku-band geophysical model function determined by neural network approach

The geophysical model function （GMF） describes the relationship between backscattering and sea surface wind, so that wind vec- tors can be retrieved from backscattering measurement. The GMF plays an important role in ocean wind vector retrievals, its performance will directly influence the accuracy of the retrieved wind vector. Neural network （NN） approach is used to develop a unified GMF for C-band and Ku-band （NN-GMF）. Empirical GMF CMOIM and QSCAT-1 are used to generate the simulated training data-set, and Gaussian noise at a signal noise ratio of 30 dB is added to the data-set to simulate the noise in the backscat- tering measurement. The NN-GMF employs radio frequency as an additional parameter, so it can be applied for both C-band and Ku-band. Analyses show that the %predicted by the NN-GMF is comparable with the σpredicted by CMOIM and QSCAT-1. Also the wind vectors retrieved from the NN-GMF and empirical GMF CMOIM and QSCAT-1 are comparable, indicating that the NN-GMF is as effective as the empirical GMF, and has the advantages of the universal form.     

星载激光雷达卫星海面风场反演算法研究

The principal purpose of this paper is to extract entire sea surface wind＇s information from spaceborne lidar, and particularly to utilize a appropriate algorithm for removing the interference information due to white caps and subsurface water. Wind speeds are obtained through empirical relationship with sea surface mean square slopes. Wind directions are derived from relationship between wind speeds and wind directions im plied in CMOD5n geophysical models function （GMF）. Whitecaps backscattering signals were distinguished with the help of lidar depolarization ratio measurements and rectified by whitecaps coverage equation. Subsurface water backscattering signals were corrected by means of inverse distance weighted （IDW） from neighborhood non-singular data with optimal subsurface water backscattering calibration parameters. To verify the algorithm reliably, it selected NDBC＇s TAO buoy-laying area as survey region in camparison with buoys＇ wind field data and METOP satellite ASCAT of 25 km single orbit wind field data after temporal-spa tial matching. Validation results showed that the retrieval algorithm works well in terms of root mean square error （RMSE） less than 2m/s and wind direction＇s RMSE less than 21 degree.     

An analysis of the radar backscatter from oil-covered sea surfaces using moment method and Monte-Carlo simulation: preliminary results

An analysis of the radar backscattering from the ocean surface covered by oil spill is presented using a microwave scattering model and Monte-Carlo simulation. In the analysis, a one-dimensional rough sea surface is numerically generated with an ocean waveheight spectrum for a given wind velocity. A two-layered medium is then generated by adding a thin oil layer on the simulated rough sea surface. The electric fields backscattered from the sea surface with two-layered medium are computed with the method of moments (MoM), and the backscattering coefficients are statistically obtained with N independent samples for each oil-spilled surface using the Monte-Carlo technique for various conditions of surface roughness, oil-layer thickness, frequency, polarization and incidence angle. The numerical simulation results are compared with theoretical models for clean sea surfaces and SAR images of an oil-spilled sea surface caused by the Hebei (Hebei province, China) Spirit oil tanker in 2007. Further, conditions for better oil spill extraction are sought by the numerical simulation on the effects of wind speed and oil-layer thickness at different incidence angles on the backscattering coefficients.     

Numerical Study on Aerodynamic Performance of Floating Dual-Rotor Wind Turbines in Heave and Surge Motions

Compared with the traditional wind turbine of a single rotor, dual-rotor wind turbines(DRWTs) have higher wind energy capture efficiency and a more complex structure. Therefore, the aerodynamic performance of the DRWT installed on the floating platform will be greatly affected by the motion caused by wind and wave loads. In this paper,5 MW and 750 kW single rotor wind turbines(SRWTs) are combined into a 5 MW-5 MW DRWT and a 5 MW-750 kW DRWT, and their power output and wake field characteristics ...     

基于MODIS数据的珠江口悬沙扩散形态对风和径流的响应

Cloud-free moderate-resolution imaging spectroradiometer(MODIS) images of the Zhujiang(Pearl) River Estuary(ZRE) taken between 2002 and 2012 are retrieved and used to study the spatial and temporal patterns of suspended sediment concentrations(SSCs) across the estuary under runoff, wind, and tropical storm conditions.Five typical dispersal patterns of suspended sediments in the estuary are defined: Case I shows generally low SSCs under low dynamics; Case Ⅱ shows a river-dominant dispersal pattern of suspended sediments from the outlets,particularly from Modaomen, Jiaomen, Hengmen, and others; Case Ⅲ shows wind-dominant dispersal of high SSCs derived from the west shoal and southwesterly transport under a strong NE wind; Case IV is the combination of relatively large runoff and wind; and Case V is caused by a strong tropical storm with high river discharge and wind, which is characterized by the high SSCs across the entire estuary that are transported eastward by winddriven and buoyancy currents outside the estuary. Runoff is a dominant factor that controls seasonal and annual SSC variations in the ZRE, with the area of high SSCs being largest in the summer and smallest in the spring. The correlation coefficients between the monthly averaged river-suspended sediment discharge and the area of the high SSCs are approximately 0.6. The wind power over the west shoal increases with a wind speed, which induces more sediment resuspension and shows a close relationship between the wind speed and high SSC area.     

An experimental study of the relations between bispectra and nonlinear apparent features of wind waves

To investigate the nonlinear properties of wind waves, experiments are carried out in a wind-wave flume with slope bottom at different wind speeds and fetches. Both the internal structure and apparent features of the nonlin-earity of wind waves are studied by using bispectral and statistical analysis of surface elevations. The relations between bispectra and nonlinear apparent characteristics of wind waves are established and confirmed.     

Abnormality of the monsoon wind in the sea area along the southeastern coast of China and the response of the northern area of the South China Sea during the ENSO events

Variations of monsoon wind field in the sea area along the southeastern coast of China during the ENSO events and its influence on the sea level and sea surface temperature (SST) are explored mainly on the basis of the data of monthly mean wind at 850 hPa and five coastal stations during 1973-1987. The results from the analyses of the data and theoretical estimation show that the southwest wind anomalies appeared in the study area during the events, and northeast wind anomalies occurred in general before the events. With the coastline of the area being parallel basically to the direction of the wind, an Ekman transport will result in an accumulation of the water near the coast or a departure of the water from the coast. As a result , the sea level and SST there will be affected markedly. During the events, southwest wind will intensify in the summer, and northeast wind will weaken in the winter. Their total effect is that a large negative anomaly of the sea level and SST will occur. The estimations indi     

Impact of the central Pacific zonal wind divergence and convergence on the central Pacific El Nio event

The central Pacific(CP) zonal wind divergence and convergence indices are defined, and the forming mechanism of CP El Nio(La Nia) events is discussed preliminarily. The results show that the divergence and convergence of the zonal wind anomaly(ZWA) are the key process in the forming of CP El Nio(La Nia) events. A correlation analysis between the central Pacific zonal wind divergence and convergence indices and central Pacific El Nio indices indicates that there is a remarkable lag correlation between them. The central Pacific zonal wind divergence and convergence indices can be used to predict the CP events. Based on these results, a linear regression equation is obtained to predict the CP El Nio(La Nia) events 5 months ahead.     

An improved QuikSCAT wind retrieval algorithm and eye locating for typhoon

This paper proposes a rain considered geophysical model function (GMF), to be noted as GMF plus Rain. GMF plus Rain is based on the basic raidative transfer model with attenuation and scattering effects of rain on radar signal considered. Combined with the NSCAT2 GMF and the rain correction model, the GMF plus Rain model is used to retrieve the ocean wind vectors from the collocated QuikSCAT and SSM/I rain rate data for typhoon Melor. The resulting wind speed estimates of typhoon Melor show improved agreement with the wind fields derived from the best track analysis of Japan Meteorological Agency (JMA). The results imply that compared with the GMF model, the GMF plus Rain model can improve the precision of wind retrieval under the rain condition. Then, a new general algorithm of locating the eye of typhoon through the normalized radar cross section (NRCS) is proposed. The implementation of this algorithm in the ten QuikSCAT observations of typhoon Melor suggests that this algorithm is effective.     

基于神经网络方法的C波段和Ku波段统一地球物理模型

通过地球物理模型建立后向散射系数与海面风矢量的关系,可将散射计从不同方位角测得的风矢量单元后向散射系数反演得到风矢量,因此地球物理模型在风速反演中起着至关重要的作用。使用神经网络方法,利用C波段经验模型CMOD4和Ku波段经验模型QSCAT—1仿真数据建立了形式统一的C波段和Ku波段地球物理模型。新模型将电磁波频率作为模型的参数之一,使新模型不再局限于特定的传感器,并使C波段与Ku波段具有统一的形式。分析表明,由新模型建立的后向散射系数与海面风矢量的关系同经验模型具有很好的可比性。利用新模型反演的风速与CMOD4和QSCAT—1模型反演的风速具有很好的一致性,说明新模型在具有统一简洁形式的同时也兼有与经验统计模型相同的有效性。     

Evaluation of ENVISAT ASAR data for sea surface wind retrieval in Hong Kong coastal waters of China

The C-band wind speed retrieval models, CMOD4, CMOD - IFR2, and CMOD5 were applied to retrieval of sea surface wind speeds from ENVISAT （European environmental satellite） ASAR （advanced synthetic aperture radar） data in the coastal waters near Hong Kong during a period from October 2005 to July 2007. The retrieved wind speeds are evaluated by comparing with buoy measurements and the QuikSCAT （quick scatterometer） wind products. The results show that the CMOD4 model gives the best performance at wind speeds lower than 15 m/s. The correlation coefficients with buoy and QuikSCAT winds are 0.781 and 0.896, respectively. The root mean square errors are the same 1.74 m/s. Namely, the CMOD4 model is the best one for sea surface wind speed retrieval from ASAR data in the coastal waters near Hong Kong.     

基于C-2PO模型和CMOD5.N地球物理模式函数的SAR风速反演性能评估

本文选取142幅RADARSAT-2全极化合成孔径雷达（SAR）影像，在没有入射角输入的情况下，首先利用C-2PO模型进行海面风速反演。随后，将同一时空下的ASCAT散射计风向作为初始风向，提取相应雷达入射角，利用地球物理模式函数（GMF） CMOD5.N对142幅SAR影像进行风速计算。反演结果与美国国家资料浮标中心海洋浮标风速数据对比，结果显示:CMOD5.N GMF和C-2PO模型均可反演出较高精确度的海面风速，其均方根误差分别为1.68 m/s和1.74 m/s。此外，研究发现，在低风速段，CMOD5.N GMF的风速反演精度要明显优于C-2PO模型。针对这一现象，本文以SAR系统成像机理为基础，以低风速SAR图像为具体案例，给出了3种造成这一现象的原因。     

基于SAR图像雨团足印的海面风向提取方法

利用地球物理模式函数进行SAR海面风速反演时，需以风向作为地球物理模式函数的输入。本文应用了一种利用SAR图像上雨团足印顺风一侧比逆风一侧明亮的图像特征的海面风向提取方法，以进行海面风速反演。4景RADARSAT-2卫星SAR示例数据风向提取结果相对于ASCAT散射计的风向均方根误差满足不大于16°。分别以本文方法提取的风向和ASCAT散射计风向作为输入，利用地球物理模式函数CMOD5进行海面风速的SAR反演，两者的风速反演结果基本一致，其均方根误差差值不超过0.3 m/s。本文利用SAR图像雨团足印信息的风向提取方法准确可靠，可应用于SAR海面风速反演。     

基于QuikSCAT卫星遥感风场的台风最大风速半径反演及个例分析

建立了一种卫星遥感风场的最大风速半径(Rmax )反演方法.该方法基于 QuikSCAT 风场,结合 JTWC 台风参数资料,将遥感平均风剖面与 Holland 台风模型进行最小二乘法拟合来反演 Rmax.2001-2009年13个台风69幅数据反演结果统计分析表明:用气压表征台风强度的 P 算法遥感反演结果与 JTWC 分析结果的标准差为10.7 km,效果较好.此外,通过0513、0519和0221 3个典型台风过程的 Rmax 演变情况分析表明:对于对称性结构较好的成熟台风,反演结果能较好地反映出不同台风的 Rmax 尺寸差别,台风过程中 Rmax 的演变情况符合台风发展情况;台风风场对称性差、地形以及背景流场的影响,是导致 Rmax 反演出现较大偏差主要因素.     

一种温度相关的HY-2A散射计地球物理模型函数

利用散射计测量海面后向散射系数, 并通过地球物理模型函数(geophysical model function, GMF)反演得到海面风场。目前散射计风场反演所采用的GMF一般只考虑雷达极化方式、雷达入射角、风速和相对风向对海面后向散射系数的影响, 而相关研究表明海表温度(sea surface temperature, SST)对Ku波段散射计风场反演具有不可忽略的影响。文章利用海洋二号A卫星散射计(Haiyang-2A Scatterometer, HY2A-SCAT)后向散射系数观测值、欧洲中期天气预报中心(European Center for Medium-Range Weather Forecasts, ECMWF )再分析风矢量和SST数据, 采用人工神经网络方法, 建立起一种SST相关的GMF (TNGMF)。对TNGMF进行分析后发现, 海面后向散射系数随着SST的增加而增加, 并且其增加幅度与雷达极化方式、风速有关。为了对比, 文章使用相同数据集和相同方法建立了不包含SST的GMF (NGMF), 将美国国家航天航空局散射计-2 (National Aeronautics and Space Administration Scatterometer-2, NSCAT2) GMF、TNGMF和NGMF分别用于HY2A-SCAT风场反演实验。试验结果表明, 采用NSCAT2 GMF、NGMF反演得到的风速在低温时系统性偏小, 在高温时系统性偏大; 而TNGMF可较好地纠正SST对风速偏差均值的影响, 从而提高反演风场质量。     

Geophysical Model Function for Wind Speed Retrieval from SARAL/AltiKa

With the launch of SARAL/AltiKa altimeter, efforts have been made to develop wind speed retrieval algorithms. Here we present two algorithms for estimating and validating wind speed from AltiKa. The first method is based on a theoretical Geophysical Model Function (GMF) using forward model simulations for Ka band specifications. The second is the model function developed using the matched database of input and output vectors of Normalized Radar Cross Section (NRCS) from AltiKa and wind speed measurements from concurrent Jason-2 altimeters. Since the NRCS depends on both the surface roughness due to surface wind speed and on mean square slope of the surfaces, the significant wave height is used along with wind speed for model development as an proxy variable. Both the theoretical and empirical GMFs are evaluated for retrieval of wind speed from AltiKa and validated with NDBC buoys data. The empirical model provide wind speed retrieval accuracy of 1.4 m/s. The accuracy of wind retrievals from theoretical model is also in the similar range (1.6 m/s), indicating the sound physical basis applicable for the future altimeters with various incidence angles. The retrieved wind speed is applied for various case studies, bringing out all the regional and global features quite well.