成都平原中—晚全新世环境考古研究进展*

自20世纪80年代以来,成都平原环境考古工作在聚落选址与地理环境、古气候与古蜀文明发展、灾变事件研究及史前人地关系综合研究等方面取得重要进展。研究表明: 成都平原史前城址群的出现与当时的地理环境应有很大关系;成都平原中—晚全新世以来气候整体温暖湿润,其中有多次气候波动和降温事件发生;古洪水、古地震等自然灾害与古蜀文明发展的关系很密切;基于成都平原诸多先秦遗址的人地关系综合研究表明,河流、地貌、气候等因素与史前聚落变迁有很大关系。总体上,成都平原环境考古工作经历了3个发展阶段。受限于研究材料和方法,目前仍然缺乏高分辨率古环境演变规律的研究成果;自然灾害与成都平原先秦时期古文化演变的一些重要节点的耦合关系仍不明确;今后还需要加强与河流地貌有关的聚落环境考古研究;利用地理信息系统和遥感技术分析环境变迁与人类活动关系以及定量和模型化研究史前人地关系也将是未来成都平原环境考古工作的重要内容。     

Human settlements adapted to environmental changes through the Paleolithic and Neolithic times in West Iraq

Euphrates Flood Plain sediments are recorded in Barwana city which is 6 km south of Haditha City. Much vegetation and climatic and archaeological evidences in this study pointed to several stages of old human settlements in that area. Palynological evidences show the livelihood of those humans before the great Noah Deluge of the period 10,500 years before present (BP). Their food was gathered by collecting crops and hunting animals in a steppe region along the valleys. As a result of this suffering from deluge and climatic variations that affected the region, humans had taken the search for a new way of living by trying to settle in the areas near the Euphrates river and attempted cultivation of this land, where the study showed the first appearance of field crop (cereals) pollens, such as wheat, barley, corn …, etc., at depth of 475–500 cm of the studies section, which represents a warm–humid climate with summer precipitation during the period of 10,000–5,000 years BP. These environmental conditions helped the ancient humans to settle in the agriculture village of Barwana, living on cultivation of the land and domesticating animals, such as grazing animals, for their main forms of food. Evolving palm cultivation and record of many archaeological ceramic pieces in the sample at a depth of 250 cm emphasized his attempt to establish industrial culture in the region after a period of changing climate to warm and dry which affected the region since 6,000 years BP and changed the Barwana settlements to an industrial village. The grasses and tree exploitation for sheep shepherding, building houses, and fire use, as well as dam building and Naoor manufacture for irrigation added evidences for ancient cities developments such as Hanat (Presently Ana) and Heet since about 5000 Y.BP. The desertification manifestation of that warm and dry climate continued from that time to the present with drought increased and deficiency in the rainfall, as well as the human irresponsible activities, as evidenced by increased pollen and spores of Compositae and Bongardia.     

Geoscience of ancient Mediterranean harbours

Although much has been written on the subject of ancient Mediterranean harbours, the relatively new area of harbour geoarchaeology remains dispersed in the geoscience and archaeological literature. Over a decade of research has amassed rich and varied datasets of anthropogenically forced coastal evolution, with a remarkable number of between-site analogies. This new research field also shows the rich potential of geoscience to reconcile important archaeological questions. No single publication, however, has yet drawn on these geological patterns to yield a detailed overview suitable for geoscientists and environmental archaeologists. The aim of this review article is to (1) discuss how ancient harbours have come to be preserved in the geological record; (2) expound the basic principles and palaeoenvironmental tools underpinning ancient harbour geoarchaeology; (3) outline some of the most significant research advances made; and (4) discuss a new chrono-stratigraphic model applicable to harbour sequences.     

An evaluation of the contribution of soil micromorphology to the study of ancient arable agriculture

This article provides an overview of the development of soil micromorphological studies of ancient agriculture and the current position of research in this field. The stance adopted by the authors is deliberately combative, and it is hoped that the article will stimulate discussion of the current limitations and potentialities of the technique. The findings of this review may be summarized in three proposals: (1) Soil micromorphology cannot be used at present to identify cultivation in ancient soils. Ambiguous or multiple interpretations of soil micromorphological features are unlikely to be resolved, so that the detection of large scale agricultural features in the field (cultivation marks, lynchets) will remain the most secure and direct guides to the presence of a former cultivated soil. Indirect evidence on inferred land use can be provided from pollen and land snail evidence. (2) Micromorphology should retain a key role in the determination of the impact of agriculture on soils, encompassing issues such as erosion, soil structure, fertility, and biological activity. These can be related to agricultural practice: methods of tillage, manuring, soil conservation, and fallowing. (3) Three areas of micromorphological research can be proposed that address the impact of agriculture on soil: (a) the study of well-sealed, buried agricultural soils which have a clearly understood archaeological context; (b) the study of recent soils with known agricultural histories; (c) the establishment of controlled experiments with ancient agricultural techniques. © 1998 John Wiley & Sons, Inc.     

连云港新石器时代人类聚居遗址分布 与海岸线变迁关系的剖析*

对连云港新石器遗址地貌、洪门钻孔的沉积环境以及古遗址时空分布的研究表明,新石器文化始于7000年前全新世气候变暖和海平面上升时期。早期青莲岗文化时期(6800~5900aB.P.)的遗址有8处,主要分布在锦屏山、南云台山和大伊山的丘陵山地边缘的洪积扇阶地上和西北部未遭受海侵影响的丘陵岗地上,洪门钻孔相应地层显示该时期为湖沼陆相环境,海岸线向海推进,该时期海岸线分布在南云台山以东地区;全新世中期最高海面时,约相当于大汶口文化时期(5900~4400aB.P.)的遗址仅发现两处,遗址退缩至锦屏山以西的丘陵岗地上。洪门钻孔的有孔虫组合显示了浅海环境,海岸线在洪门和锦屏山以东;至龙山文化期(4400~3800aB.P.),连云港的古文化发展至新石器时代的顶峰,遗址约15处,其中藤花落遗址处于南云台山与北云台山之间谷地的冲积平原,表明此时期的海岸线退至中云台山以东;龙山文化晚期(3800aB.P.左右)又一次海侵导致盛极一时的龙山文化遗址退缩到锦屏山以西地区,使得连云港地区行将跨入文明门槛的原始文化突然衰落。古环境变化对史前文化的兴衰影响巨大。     

中国历史耕地变化及其对自然环境的影响*

农业开发已经直接或间接地影响并正在影响自然环境的许多方面,中国农业开发历史悠久,对自然环境造成的影响广泛而强烈,对认识人类活动导致的全球与区域环境变化具有代表性。文中总结了近年来基于考古和历史文献记录的中国历史耕地变化定量重建和耕地开发环境影响的研究成果。主要结论包括: (1)中国在历史耕地变化重建方面具有独特的优势,主要数据源包括田亩、税赋、人口等与耕地数量相关的数值记录,考古遗址点、聚落、路网、行政建制等与农业活动相关的信息,有关土地开发和农业生产的描述性记录等三大类。 (2)对全国尺度的耕地面积推断始于春秋战国时期,过去1000年以来已重建了省(路)域的垦殖率,过去300年基于历史记录重建的东北、华北等区域垦殖率的分辨率已到县,在重建基础上利用分配模型获得的过去300年格网化垦殖率的分辨率可达10 km×10 km甚至1 km×1 km。相比于当前广泛使用的国际数据集,这些区域定量重建结果更为准确。(3)历史时期中国耕地的3次大规模扩张分别主要出现在西汉、两宋和清中叶,与此相对应,植被破坏和水土流失从北方地区扩展到南方地区,从平原低地扩展到低山丘陵、深山地区;过去300年耕地变化导致了碳排放的增加和可辨识的区域气候变化。未来中国的历史耕地变化重建及其对环境影响研究,应与国际过去土地利用/覆盖研究衔接,研究重点为延长历史耕地重建时限、提高重建单元的空间分辨率和改进耕地格网化分配模型。     

Multi-proxy geoarchaeological study redefines understanding of the paleocoastlines and ancient harbours of Liman Tepe (Iskele, Turkey)

Determining the position of Liman Tepe's (ancient `Clazomenae') archaeological features relative to the coastline is important for understanding their intended function and reconstructing the character of Aegean maritime activities and sea-based trade. Previous attempts at reconstructing harbour locations at Liman Tepe relied on extrapolating paleoenvironments based on modern surface topography. In light of this, samples from a sediment coring survey and terrestrial and underwater archaeological excavations were analysed using multi-proxy geoarchaeological methods to determine paleoenvironmental facies. Micropaleontological (foraminifera), sedimentological (grain-size analysis) and geochemical (δ¹³C/δ¹⁸O) analyses resulted in the reconstruction of the coastal paleogeomorphology, including the presence and absence of ancient harbouring areas. Neither of the previous coastal reconstructions was supported by the new results. Instead, two separate harbouring areas were recognized, one coincident with the Early Bronze Age (4800–3900 years bp) and a second during the archaic and classical periods ( c. 2800–2400 years bp). These results emphasize the necessity for multi-proxy geoarchaeological studies when approaching coastal archaeological sites as a means to reconstruct paleocoastal geomorphology and understand ancient maritime development better .     

古环境DNA与环境考古

古环境DNA(ancient environmental DNA,简称ancient eDNA)指保存于古环境样品中的生物古DNA(ancient DNA,简称aDNA).与直接从古代生物遗存内获取的单一物种古DNA不同,古环境DNA为多种生物的混合DNA,常常以小片段DNA分子形式吸附在腐殖质和矿物颗粒上,主要从粪化石、牙结石、肠道残留物、冰川、冻土、泥炭、湖泊、海洋、洞穴和遗址沉积物等环境样品中获得.古环境DNA研究自1998年开始兴起,经历了早期的DNA条形码(DNA barcoding)古代物种鉴定,到DNA宏条形码(DNA metabarcoding)古代生物类群恢复,再到近期的鸟枪法宏基因组(shotgun metagenomic)古生态系统重建等发展历程,目前已形成了完善的研究体系,可以完成对古环境样品中大部分动物、植物和微生物物种的检测.相比于传统的动植物化石形态鉴定手段,古环境DNA研究具有样品用量少、方法简单快捷、不依赖于化石、一次实验可以确定大量物种信息等优势.目前,国际上的古环境DNA研究在古生态环境重建、古代农业发展、古代人类食性、人类扩散历史和人类活动对环境影响等环境考古领域的应用都取得了良好的进展并发表了大量成果,但国内相关研究还少有报道.本文综述了古环境DNA技术的发展、研究方法、应用方向及存在的问题等内容,认为随着古环境DNA研究技术的日趋完善,其在环境考古学中的应用前景也将更加广阔.     

Local Holocene environmental indicators in Upper Mesopotamia: Pedogenic carbonate record vs. archaeobotanical data and archaeoclimatological models

It has been suggested that pedogenic carbonate coatings on stones in archaeological sites can be used to reconstruct late Quaternary environmental changes in the area of the Fertile Crescent. This research compares a pedogenic carbonate record from southeastern Turkey with three other local or regional sources of palaeoenvironmental information in order to evaluate the correlation of this new proxy with other independent data from the area: (1) ancient plant macroremains from archaeological sites as ecological indicators, (2) stable carbon isotope composition of ancient plant macroremains available in the literature and from our own investigations in six mid-Holocene archaeological sites, and (3) modelled Holocene precipitation and temperature changes in the northern Fertile Crescent. Comparison involved selected palynological and isotopic data from lacustrine sediments as well as speleothem isotopic records in Near Eastern locations available in the literature. Although the data show a certain amount of variation of proxy records on the regional scale, for the northern Fertile Crescent (Upper Mesopotamia) they suggest three pronounced features of the Holocene environmental history: (1) a trend toward warmer temperatures may have affected the area during the early Holocene (between ca. 10,000–6000 cal BP), (2) increased moisture availability and relatively high temperatures in the mid-Holocene (ca. between 5000 and 4000 cal BP), and (3) a significant decrease in moisture availability around 4000 cal BP.Further research is needed to enhance the chronological resolution of both pedogenic carbonate and plant macrofossil records. This study stresses the complexity of the Holocene palaeogeography of the Near East and underlines the need for careful analysis of local sources of palaeonvironmental information in the region.     

中国环境考古学的兴起、发展和展望

环境考古学是一门介于考古学与第四纪环境学(或古地理学)之间的边缘学科。它出现于20世纪之初,经过近1个世纪的摸索和实践,在理论和方法上日趋成熟。中国环境考古学出现较晚,但发展迅速,已经形成以人类生态系统理论为依据,以聚落和遗址古环境分析为主要手段,以探讨古代人类行为及其文化的形成、发展和演变的环境背景为目标的新型交叉学科。目前,它已经逐渐得到了中国考古学家的广泛认同,并成为考古学研究的重要组成部分,在涉及人类起源、MIS3阶段旧石器晚期文化革命、旧—新石器文化过渡以及农业起源、文明起源等一系列关键问题的研究中发挥着重要作用。     

A short note on the geo-archeological significance of the ancient Theodosius harbour (İstanbul, Turkey)

The sedimentary sequence discovered at archaeological excavations in ancient Theodosius Harbour at İstanbul contains the records of sea level, environmental changes and the cultural history of the region. The cobbles at the base of the sequence include archaeological remnants of Neolithic culture that settled in the area between 8.4 and 7.3 ¹⁴C ka BP, and are located at 6 m below the present sea level. The sediments representing a coastal environment indicate that the area was used as a harbour from AD 4th to at least the 11th century and were filled by the sediments derived from Lykos Stream after 11th century.     

OSL Age Determination of Archaeological Stone Structures Using Trapped Aeolian Sediments: A Case Study from the Negev Highlands,Israel

Optically stimulated luminescence (OSL) dating is widely applied to sediments in paleoenvironmental sciences. However, there are only limited examples determining the age of archaeological stone structures by OSL using dust deposits. The age of dust deposits associated with ancient buildings may be used to date the onset of settlement (sediment below structures), settlement activity (occupation layer), or the time after a settlement had been abandoned or destroyed (sediment between collapsed roofs and walls). In this study, OSL dating is applied to establish numerical dates for settlement structures situated in the Negev Highlands, Israel. Two archaeological sites are investigated to identify their occupation history, by dating nine samples of aeolian dust trapped within the remains of ancient buildings. The OSL dating technique is applied using coarse grain quartz and a standard single‐aliquot regenerative‐dose (SAR) protocol. It was possible to date the onset of sedimentation in a later phase of the human occupation or shortly after the sites were abandoned, to 3.7 ± 0.3 ka (Intermediate Bronze Age) at the central site and to 2.7 ± 0.2 ka (Iron Age) at the ephemeral site. These results are supported by archaeological evidence gained from pottery finds and the architecture of the ancient buildings.     

华北不同地区全新世环境演变对古文化发展的影响

辽西牛河梁、内蒙古中南部庙子沟和甘肃秦安大地湾是中国北方的3个重要新石器文化遗址.本文利用孢粉、黏土矿物等古气候指标对3个遗址所在地区的全新世气候变化进行了研究,并结合这些地区的地理位置和地质地形条件等特征,分析和探讨了这些地区的自然条件和全新世环境演变及其与古文化发展的关系,阐明了不同地点的环境及其演变的共性和差异以及对古文化发展的影响.     

Utilization of laser range finder and differential GPS for high‐resolution topographic measurement at Hacituğrul Tepe,Turkey

Topographic maps are fundamental for geoarchaeological field studies and archaeological excavations. However, traditional methods of topographic mapping, as well as modern high‐tech methods such as airborne laser scanning and photogrammetry of high‐resolution satellite images, are often cost‐ineffective for field studies in terms of time, money, and labor. We here propose a method to measure topography for archaeological sites and surrounding areas quickly and accurately, using a laser range finder (LRF) and differential global positioning system DGPS. Three‐dimensional coordinates of points on land surfaces are measured through the LRF, targeted from multiple measuring locations whose positions are acquired with the DGPS. The point data are then interpolated to produce a digital elevation model (DEM) using a geographic information system (GIS). High‐resolution DEMs can be obtained with this method, with horizontal and vertical accuracies on the order of 10 cm. We here demonstrate the method for measuring detailed topography of the Hacituğrul Tepe in central Turkey. Digital topography data incorporated in GIS can also be part of an archaeological database, providing opportunities for quantitative analyses of topography and archaeological materials. © 2009 Wiley Periodicals, Inc.     

Modeling environmental influences on the locations of Irish early medieval ringforts

For the past two decades, archaeologists have been constructing predictive archaeological models to determine the occurrence probability of archaeological sites. Here, the technique has been used to explore the environmental factors that may have had an influence on the distribution of ringforts in Ireland. In the Inny River catchment of the Irish midlands, locational information, together with corresponding environmental variables, were assembled in a geographic information system. The analysis showed that ringfort sites have a distinctive locational pattern and cluster on moderately fertile, well‐drained soils on gently sloping land surfaces (slopes of 4–9%) between 80 and 150 m above mean sea level. To test the practical applicability of the model, the results were extended to two separate areas adjoining the Inny River catchment (Blackwater valley and Lough Ramor catchment) in the form of a probability surface. The model predicts relatively low densities of ringforts in the Blackwater valley and much higher probabilities of occurrence in the Lough Ramor catchment. These predictions are broadly consistent with recorded site distributions. © 2006 Wiley Periodicals, Inc.     

泥河湾层的研究现状和展望

泥河湾层是我国北方著名的第四纪河湖相地层,它以巨厚的沉积、丰富的哺乳动物化石和人类遗存为世人所瞩目.经过几代人近80年的努力,泥河湾层在地层学、古生物学、沉积学、古地理学和古人类学等方面的研究上都取得了丰硕的成果,被誉为我国研究程度最高的第四纪地层之一.近年来,随着第四纪学科的发展和全球变化研究的深入,加大泥河湾层研究力度,提高"泥河湾层”研究水平的呼声日趋高涨.预计在新的世纪,泥河湾层研究将成为我国第四纪工作的热点,它将对第四纪科学和全球变化研究做出重大的贡献.     

The geoarchaeology of Iron Age “moated” sites of the Upper Mae Nam Mun Valley,N.E. Thailand. I: Palaeodrainage,site–landscape relationships and the origins of the “moats”

The study focuses on the “moated” Iron Age sites of N.E. Thailand, first identified as significant prehistoric settlement sites in the 1940s from aerial photography. Two more recent photograph sets are used to map the surficial geology and prehistoric site distribution for a study area west of Phimai, N.E. Thailand, with a focus on site–landscape relationships and, in particular, relationships between site location and form and patterns of palaeodrainage. The derived record of the surficial geology reflects several phases of palaeodrainage, characterized by differing locations and types of former river channels. Of note is the differentiation between a recent period in which river channels, including those presently active, are single-string meandering channels, and an older period of broad belts of meandering multistring channels. The prehistoric site distribution correlates closely with the older drainage, and for many, the encircling channels (the “moats”) are closely associated with former river channels. These relationships provide a critical and novel model for site distribution; several implications arise, supported by emerging field evidence, and introducing issues for archaeological debate: (i) there is no need, as has been done in the past, to invoke prehistoric artificial forms of drainage associated with the sites; (ii) the definition of the encircling channels as “moats” is seriously called into question; and (iii) the inferred geomorphological evolution of the floodplain implies past changes in environmental parameters such as run-off, climate or biophysical environments. Since the sites are all located in or beside ancient meander belts, these parameters should now be introduced into archaeological discussions regarding the establishment, history, evolution, and abandonment of the Iron Age sites. Methodologically, this article illustrates the need to be aware of the complexity of aerial photograph interpretation in archaeological survey, showing that careful analysis of aerial photograph information may have a significant impact upon the modeling of prehistoric interpretations. Further stratigraphical studies will be reported subsequently, and will refine the models presented here. © 1999 John Wiley & Sons, Inc.     

Geoarchaeological sea-level proxies from a silted up harbour: A case study of the Roman colony of Luni (northern Tyrrhenian Sea, Italy)

The Luni Plain, which faces the northern Tyrrhenian Sea, underwent major landscape changes over the last 3000 years. The coastline shifted south and west, separating the ruins of the ancient Roman colony of Luni (founded in 177 BC) from the sea by means of a new coastal plain. The precise location of the coastline during the main settlement phase as well as during the city's decline has never been established, although partial and qualitative scenarios have been suggested by various authors. According to these authors, an indentation of the coastline west of the city formed a major water basin, along the shores of which traces of pre-Roman settlements exist; near the city, two minor basins were present, suitable for hosting harbour structures. The city of Luni was famed for its harbour (Portus Lunae), from which the marbles quarried in the Apuan Alps, used to build many of the monuments in Rome, were delivered. The traces of its port, however, are scattered and uncertain.Newly available subsurface data are presented, associated with a revision of unpublished archaeological evidence of the ancient city topography. Progress in palaeoenvironmental reconstructions at Luni has been possible thanks to the collection and analysis of ancient and recent cores, supported by radiocarbon dates, as well as the interpretation of archaeological findings suitable as markers for sea-level recognition. The main environmental changes in the area have been refined: since a few centuries before the colony was founded, the Luni plain had been characterized by a complex architecture of swamps and marshes limited by dune ridges and fluvial sand bars. The positions of these landforms were not fixed, but shifted, mainly depending on the spatial relationship between the coastline and the river mouths.Determining the precise position of the Roman coastline is useful to constrain the area in which archaeological surveys should be concentrated in order to identify the harbour location. Moreover, some of these results have been used to infer altitude constraints on the sea-level position in Roman times: preliminary data are shown for constructing a Late Holocene local sea-level curve in the area.     

The ancient Chinese notes on hydrogeology

The ancient Chinese notes on hydrogeology are summarized and interpreted, along with records of some related matters, like groundwater exploration and utilization, karst springs, water circulation, water conservation and saline-land transformation, mine drainage, and environmental hydrogeology. The report focuses only on the earliest recorded notes, mostly up until the Han Dynasty (206 BC??C?AD 25). Besides the references cited, the discussion in this report is based mainly on archaeological material, the preserved written classic literature, and some assumptions and/or conclusions that have been handed down in legends to later ages. Although most material relates to ancient China, the lessons learned may have practical significance worldwide. Compared to other contemporary parts of the world, ancient China, without doubt, took the lead in the field of groundwater hydrology. The great achievements and experience of the Chinese ancestors should provide motivation and inspiration for hydrogeologists to carry out their scientific research and exploration passionately and actively.     

Late Bronze Age paleogeography along the ancient Ways of Horus in Northwest Sinai,Egypt

The northwest Sinai contained the eastern frontier of New Kingdom Egypt during the Late Bronze Age. The ancient Pelusaic branch of the Nile Delta influenced the environmental setting of this region at that time. Fortresses were built along the coastal byway through the study area known as the Ways of Horus to protect Egyptian‐held territory from immigrants and intruders from Canaan and the Mediterranean Sea. Building on previous geomorphic studies in the region, this paper presents the results of field investigations of Holocene sedimentary deposits, aided by satellite photography, used to create a paleogeographic map that places archaeological sites in their proper environmental context. CORONA satellite photographs from the late 1960s reveal surface features that have been obscured by more recent agricultural development in the region. Canals dug for an agricultural project provided easy access to the shallow subsurface for mapping the extent of Holocene sediments representing barrier coast, lagoon, estuarine, fluvial, and marsh depositional environments. © 2008 Wiley Periodicals, Inc.