Fluid–foundation interaction in the seismic response of gravity dams

The seismic response of a dam is strongly influenced by its interaction with the water reservoir and the foundation. The hydrodynamic forces in the reservoir are in turn affected by radiation of waves towards infinity, wave absorption at the reservoir bottom, and cross-coupling between the foundation below the dam and the reservoir bottom. The fluid–foundation interaction effect, i.e. the wave absorption along the reservoir bottom, can be accounted for by using either an approximate one-dimensional (1D) wave propagation model or a rigorous analysis of interaction between the flexible soil along the base and the water. The rigorous approach requires enormous computational effort because of (a) cross-coupling between the foundation of the dam and the soil below the reservoir and (b) frequency dependence of the boundary condition along the fluid-foundation interface. The analysis can be simplified by ignoring the cross-coupling and by using the approximate 1D wave propagation model. The effects of each of these two simplifications on the accuracy and computational efficiency of the procedure used for the seismic response analysis of a dam are examined. Analytical results are presented for the complex frequency-response functions as well as the time histories of the response of Pine Flat dam to Taft and E1 Centro ground motions.     

Effects of reservoir bottom absorption on earthquake response of concrete gravity dams

A procedure is presented to analyse the response of concrete gravity dams due to horizontal and vertical earthquake ground motion components considering dam-water interaction and partial absorption of hydrodynamic pressure waves at the reservoir bottom into the foundation medium. The effects of reservoir bottom absorption on the hydrodynamic force on a rigid dam are examined first. The harmonic response of an idealized dam cross-section is presented for a wide range of parameters characterizing the properties of the dam, the impounded water and the foundation medium. Based on these frequency response functions the effects of dam-water interaction and of reservoir bottom absorption in the response of dams due to horizontal and vertical components of ground motion are investigated.     

Effects of reservoir bottom absorption and dam-water-foundation rock interaction on frequency response functions for concrete gravity dams

The linear response of an idealized concrete gravity dam monolith to harmonic horizontal or vertical ground motion is presented for a range of the important system parameters that characterize the properties of the dam, foundation rock, impounded water and reservoir bottom materials. Based on these frequency response functions, the effects of alluvium and sediments at the reservoir bottom on the response of the dam, including its interaction with the impounded water and foundation rock, are investigated. It is shown that the partial absorption of hydrodynamic pressure waves by the reservoir bottom materials has an important effect on the dynamic response of concrete gravity dams.     

An investigation into the seismic behaviour of dams using dynamic centrifuge modelling

Dynamic response of dams is significantly influenced by foundation stiffness and dam-foundation interaction. This in turn, significantly effects the generation of hydrodynamic pressures on upstream face of a concrete dam due to inertia of reservoir water. This paper aims at investigating the dynamic response of dams on soil foundation using dynamic centrifuge modelling technique. From a series of centrifuge tests performed on model dams with varying stiffness and foundation conditions, significant co-relation was observed between the dynamic response of dams and the hydrodynamic pressures developed on their upstream faces. The vertical bearing pressures exerted by the concrete dam during shaking were measured using miniature earth pressure cells. These reveal the dynamic changes of earth pressures and changes in rocking behaviour of the concrete dam as the earthquake loading progresses. Pore water pressures were measured below the dam and in the free-field below the reservoir. Analysis of this data provides insights into the cyclic shear stresses and strains generated below concrete dams during earthquakes. In addition, the sliding and rocking movement of the dam and its settlement into the soil below are discussed.     

Nonlinear seismic response analysis of arch dam-foundation systems- part I dam-foundation rock interaction

The arch dam–foundation rock dynamic interaction and the nonlinear opening and closing effects of contact joints on arch dam are important to the seismic response analysis of arch dams. Up to date, there is not yet a reasonable and rigorous procedure including the two factors in seismic response analysis. The methods for the analysis of arch dam–foundation rock dynamic interaction in frequency domain are not suitable to the problem with nonlinear behaviors, in this paper, so an analysis method in time domain is proposed by combining the explicit finite element method and the transmitting boundary, and the dynamic relaxation technique is adopted to obtain the initial static response for dynamic analysis. Moreover, the influence of arch dam–foundation dynamic interaction with energy dispersion on seismic response of designed Xiaowan arch dam in China is studied by comparing the results of the proposed method and the conventional method with the massless foundation, and the local material nonlinear and nonhomogeneous behaviors of foundation rock are also considered. The reservoir water effect is assumed as Westergaard added mass model in calculation. The influence of the closing–opening effects of contact joints of arch dam on the seismic response will be studied in another paper.     

Dam-foundation rock interaction effects in frequency-response functions of arch dams

The linear response of a selected arch dam to harmonic upstream, vertical or cross-stream ground motion is presented for a wide range of the important system parameters characterizing the properties of the dam, foundation rock, impounded water and reservoir boundary materials. Based on these frequency-response functions, the dam-foundation rock interaction effects in the dynamic response of arch dams are investigated.     

Dynamics of submerged intake towers including interaction with dam and foundation

The dynamics of a coupled concrete gravity dam-intake tower–reservoir water–foundation rock system is numerically studied considering two hollow slender towers submerged in reservoir of gravity dam. The system is investigated in the frequency-domain using frequency response functions of the dam and the towers, and in the time-domain using time-history seismic analysis under a real earthquake ground motion. The analyzes are separately conducted under horizontal and vertical ground motions. The coupled system is three-dimensionally modeled using finite elements by Eulerian–Lagrangian approach. It is shown that presence of the dam significantly influences the dynamic response of the towers under both horizontal and vertical excitations; however the dam is not affected by the towers. When the dam is present in the model, the water contained inside the towers has different effects if the foundation is rigid, but it alleviates the towers motion if the foundation is flexible. It is concluded that the effects of foundation interaction are of much importance in the response of tall slender towers when they are located near concrete gravity dams.     

Seismic response of intake towers including dam–tower interaction

The seismic response of the intake–outlet towers has been widely analyzed in recent years. The usual models consider the hydrodynamic effects produced by the surrounding water and the interior water, characterizing the dynamic response of the tower–water–foundation–soil system. As a result of these works, simplified added mass models have been developed. However, in all previous models, the surrounding water is assumed to be of uniform depth and to have infinite extension. Consequently, the considered added mass is associated with only the pressures created by the displacements of the tower itself. For a real system, the intake tower is usually located in proximity to the dam and the dam pressures may influence the equivalent added mass. The objective of this paper is to investigate how the response of the tower is affected by the presence of the dam. A coupled three‐dimensional boundary element‐finite element model in the frequency domain is employed to analyze the tower–dam–reservoir interaction problem. In all cases, the system response is assumed to be linear, and the effect of the internal fluid and the soil–structure interaction effects are not considered. The results suggest that unexpected resonance amplifications can occur due to changes in the added mass for the tower as a result of the tower–dam–reservoir interaction. Copyright © 2008 John Wiley & Sons, Ltd.     

Earth Dam-foundation interaction during earthquakes

Several significant parameters that could affect interaction in a dam-foundation system are discussed. These parameters are: (1) Fundamental periods of the dam and the foundation layer. (2) Lateral extent of the dam. (3) The material properties of the dam and the foundation layer. Five cases are analysed to illustrate the influence of these parameters on interaction. An interaction ratio, R₁, relating the response of the dam-foundation system at the base of the dam to the free field response is introduced and interaction effects are expressed in terms of this ratio; the smaller this ratio, the less are the interaction effects. For very small values of R₁, it is shown that the dam-foundation system could be decoupled The results of the studies presented in the paper suggest that the interaction effects cannot be uniquely related to either the ratio of the period of the dam to the period of the foundation layer, or to the material properties of the dam and foundation layer. However, for the limited number of cases investigated, the interaction effects were found to be uniquely related to the ratio D/B, where D is the depth of the foundation layer and B is the width of the dam section. For values of D/B less than unity, strong interaction effects were obtained and the dam-foundation system could only be analysed as a coupled system. For values of D/B greater than unity, the interaction appeared negligible and the dam and its foundation layer could be decoupled. It should be noted, however, that for very small values of D/B the interaction effects would decrease becaase as D approaches zero, there would be no interaction The use of the interaction ratio, R₁, and the parameter D/B should aid in assessing the need for analysing the response of the dam-foundation as a coupled or as a decoupled system.     

Nonlinear earthquake analysis of high arch dam–water–foundation rock systems

A nonlinear finite element model for earthquake response analysis of arch dam–water–foundation rock systems is proposed in this paper. The model includes dynamic dam–water and dam–foundation rock interactions, the opening of contraction joints, the radiation damping of semi‐unbounded foundation rock, the compressibility of impounded water, and the upstream energy propagating along the semi‐unbounded reservoir. Meanwhile, a new equivalent force scheme is suggested to achieve free‐field input in the model. The effects of the earthquake input mechanism, joint opening, water compressibility, and radiation damping on the earthquake response of the Ertan arch dam (240 m high) in China are investigated using the proposed model. The results show that these factors significantly affect the earthquake response of the Ertan arch dam. Such factors should therefore be considered in the earthquake response analysis and earthquake safety evaluation of high arch dams. Copyright © 2011 John Wiley & Sons, Ltd.     

Frequency response functions for arch dams: Hydrodynamic and foundation flexibility effects

The linear response of a selected arch dam to harmonic upstream, cross-stream or vertical ground motion is presented for a wide range of the important system parameters characterizing the properties of the dam, impounded water, reservoir boundary materials and foundation rock. Based on these frequency response functions, the hydrodynamic and foundation flexibility effects in the dynamic response of arch dams are investigated.     

Two‐dimensional modelling of ice cover effects for the dynamic analysis of concrete gravity dams

A two‐dimensional numerical model for determining the effects of the presence of an ice cover on the dynamic behaviour of large gravity dams is presented. Analytical predictions are compared to results obtained during a series of extensive dynamic tests on a large gravity dam. Data were obtained during summer and severe winter conditions to investigate the dynamic interactions between the dam, foundation, reservoir and the ice cover. The analysis includes ice‐reservoir interaction as well as the effects of water compressibility, flexible foundation and reservoir bottom absorption. Good agreement with the experimental findings is obtained. Copyright © 2002 John Wiley & Sons, Ltd.     

Linear analysis of concrete arch dams including dam–water–foundation rock interaction considering spatially varying ground motions

The available substructure method and computer program for earthquake response analysis of arch dams, including the effects of dam–water–foundation rock interaction and recognizing the semi‐unbounded size of the foundation rock and fluid domains, are extended to consider spatial variations in ground motions around the canyon. The response of Mauvoisin Dam in Switzerland to spatially varying ground motion recorded during a small earthquake is analyzed to illustrate the results from this analysis procedure. Copyright © 2009 John Wiley & Sons, Ltd.     

Earthquake response of arch dams to spatially varying ground motion

The response of two arch dams to spatially varying ground motions recorded during earthquakes is computed by a recently developed linear analysis procedure, which includes dam–water–foundation rock interaction effects and recognizes the semi‐unbounded extent of the rock and impounded water domains. By comparing the computed and recorded responses, several issues that arise in analysis of arch dams are investigated. It is also demonstrated that spatial variations in ground motion, typically ignored in engineering practice, can have profound influence on the earthquake‐induced stresses in the dam. This influence obviously depends on the degree to which ground motion varies spatially along the dam–rock interface. Thus, for the same dam, this influence could differ from one earthquake to the next, depending on the epicenter location and the focal depth of the earthquake relative to the dam site. Copyright © 2009 John Wiley & Sons, Ltd.     

Earthquake analysis of concrete gravity dams including base sliding

A numerical method, the hybrid frequency-time domain (HFTD) procedure, is used to compute the earthquake response of concrete gravity dams, including sliding along the interface between the dam base and the foundation rock. The solution procedure accounts for the non-linear base sliding behaviour and the frequency-dependent response of the impounded water and flexible foundation rock. A Coulomb friction model represents the force-displacement relationship for sliding at the base interface. Using the solution procedure, an analysis of a typical dam (122 m high) shows that base sliding will occur during a moderate earthquake but the sliding displacement will be a tolerable amount when dam-foundation rock interaction is considered.     

Hydrodynamic effects in dynamic response of simple arch dams

The dynamic responses of simple arch dams, with different radius to height ratios are analysed for three conditions: the dam alone without water, and the dam with full reservoir, considering water to be compressible in one case and neglecting water compressibility in the other case. The complex frequency response functions for accelerations at the dam crest due to the three components of ground motion—upstream-downstream component, cross-stream component and vertical component–are presented. Based on these results, the effects of dam-water interaction, of water compressibility, and of bank motions on dam response are investigated.     

RESPONSE OF EARTH DAMS TO P AND SV WAVES USING COUPLED FE-BE FORMULATION

A study of the effects of dam–foundation interaction on the response of earth dams to obliquely incident P and SV waves is presented. Emphasis is placed on the effects of the foundation flexibility and the spatial variability of the ground motion. The study is based on a rigorous hybrid numerical formulation that combines the efficiency and versatility of the Finite Element Method (FEM) and the ability of Boundary Element Method (BEM) to account for the radiation conditions at the far field. The developed hybrid method is very powerful and can be used efficiently to obtain accurate solutions of problems of complex geometry, material heterogeneity and, for time-domain analyses, material nonlinearity. The 2-D frequency-domain formulation is used here to investigate the response of infinitely long earth dams to obliquely incident P and SV waves. By accounting rigorously for the energy radiated back into the half-space, the study demonstrates the dramatic effect of the flexibility of the foundation rock in reducing the overall response of the dam. The effects of the spatial variability of the ground motion for P and SV waves travelling across the width of the dam are also important, but somewhat less pronounced than those of the foundation flexibility.     

水库输水隧洞施工爆破振动对大坝安全影响监测及分析

阐述柏峰水库除险加固工程主坝输水隧洞施工爆破振动对大坝安全影响。选择有代表性的几个部位,采用原位质点振动速度测试的方法对整个施工期间爆破振动对大坝安全影响进行全过程监测与分析。对实测结果分析表明,爆破振动对大坝安全未产生明显的危害。监测成果可为工程爆破振动安全评价提供科学依据。     

An experimental investigation of water level effects on the dynamic behaviour of a large arch dam

The need for full‐scale dynamic tests, which are recognized as the most reliable method to evaluate a structure's vibration properties, is increasing as new analysis techniques are developed that take into account the complex interaction phenomenons that occur in dam–reservoir–foundation systems. They are extremely useful to obtain reliable data for the calibration of newly developed numerical methods. The Earthquake Engineering and Structural Dynamics Research Center (CRGP) at the University of Sherbrooke has been developing and applying dynamic testing methods for large structures in the past 10 years. This paper presents the experimental evaluation of the effects of the varying water level on the dynamic response of the 180 m Emosson arch dam in Switzerland. Repeated forced‐vibration tests were carried out on the dam during four different periods of the reservoir's filling cycle during a one‐year span. Acceleration and hydrodynamic pressure frequency responses were obtained at several locations while the dam was subjected to horizontal harmonic loading. The variation of the resonant frequencies as a function of the reservoir level is investigated. A summary of the ongoing numerical correlation phase with a three‐dimensional finite element model for the dam–reservoir–foundation system is also presented. Copyright © 2001 John Wiley & Sons, Ltd.     

A technique for the analysis of the response of dams to earthquakes

A finite element technique is developed for two-dimensional problems of dynamics of dam–water–foundation systems taking into account all interactions rigorously. Water–foundation interaction, which previous developments have only simulated, is considered by imposing proper conditions at the fluid–solid interface. Furthermore, the technique permits treatment of layered foundations. An application to a concrete gravity dam–water–foundation system is presented and discussed.