Numerical Modeling of Pore Pressure Influence on Fracture Evolution in Brittle Heterogeneous Rocks

Rock is a heterogeneous geological material. When rock is subjected to internal hydraulic pressure and external mechanical loading, the fluid flow properties will be altered by closing, opening, or other interaction of pre-existing weaknesses or by induced new fractures. Meanwhile, the pore pressure can influence the fracture behavior on both a local and global scale. A finite element model that can consider the coupled effects of seepage, damage and stress field in heterogeneous rock is described. First, two series of numerical tests in relatively homogeneous and heterogeneous rocks were performed to investigate the influence of pore pressure magnitude and gradient on initiation and propagation of tensile fractures. Second, to examine the initiation of hydraulic fractures and their subsequent propagation, a series of numerical simulations of the behavior of two injection holes inside a saturated rock mass are carried out. The rock is subjected to different initial in situ stress ratios and to an internal injection (pore) pressure at the two injection holes. Numerically, simulated results indicate that tensile fracture is strongly influenced by both pore pressure magnitude and pore pressure gradient. In addition, the heterogeneity of rock, the initial in situ stress ratio (K), the distance between two injection holes, and the difference of the pore pressure in the two injection holes all play important roles in the initiation and propagation of hydraulic fractures. At relatively close spacing and when the two principal stresses are of similar magnitude, the proximity of adjacent injection holes can cause fracturing to occur in a direction perpendicular to the maximum principal stress.     

Finite element formulation and algorithms for unsaturated soils. Part I: Theory

This paper presents a complete finite‐element treatment for unsaturated soil problems. A new formulation of general constitutive equations for unsaturated soils is first presented. In the incremental stress–strain equations, the suction or the pore water pressure is treated as a strain variable instead of a stress variable. The global governing equations are derived in terms of displacement and pore water pressure. The discretized governing equations are then solved using an adaptive time‐stepping scheme which automatically adjusts the time‐step size so that the integration error in the displacements and pore pressures lies close to a specified tolerance. The non‐linearity caused by suction‐dependent plastic yielding, suction‐dependent degree of saturation, and saturation‐dependent permeability is treated in a similar way to the elastoplasticity. An explicit stress integration scheme is used to solve the constitutive stress–strain equations at the Gauss point level. The elastoplastic stiffness matrix in the Euler solution is evaluated using the suction as well as the stresses and hardening parameters at the start of the subincrement, while the elastoplastic matrix in the modified Euler solution is evaluated using the suction at the end of the subincrement. In addition, when applying subincrementation, the same rate is applied to all strain components including the suction. Copyright © 2003 John Wiley & Sons, Ltd.     

Modelling of earth and water pressure development during diaphragm wall construction in soft clay

The influence of a diaphragm wall construction on the stress field in a soft clayey soil is investigated by the use of a three‐dimensional FE‐model of seven adjacent wall panels. The installation procedure comprises the excavation and the subsequent pouring of each panel taking into account the increasing stiffness of the placed fresh concrete. The soft clay deposit is described by a visco‐hypoplastic constitutive model considering the rheological properties and the small‐strain stiffness of the soil. The construction process considerably affects the effective earth and pore water pressures adjacent to the wall. Due to concreting, a high excess pore water pressure arises, which dissipates during the following construction steps. The earth pressure finally shows an oscillating, distinct three‐dimensional distribution along the retaining wall which depends on the installation sequence of the panels and the difference between the fresh concrete pressure and the total horizontal earth pressure at rest. In comparison to FE‐calculations adopting the earth pressure at rest as initial condition, greater wall deflections and surface ground settlements during the subsequent pit excavation can be expected, as the average stress level especially in the upper half of the wall is increased by the construction procedure of the retaining structure. Copyright © 2004 John Wiley & Sons, Ltd.     

Modelling of coupled fluid‐mechanical problems in fractured geological media using enriched finite elements

Geological environments, such as petroleum reservoirs, normally exhibit physical discontinuities, for example, fractures and faults. Because of the reduced thickness of these discontinuities, finite element formulations with strong discontinuity have been applied to the numerical modelling of geological environments. Until now, two relevant characteristics of petroleum reservoirs have not been addressed by these formulations. The first is the pore pressure jump in the direction normal to a discontinuity in a fluid‐mechanical coupling condition, which is present primarily in sealing faults owing to the contrast of permeability with the porous medium. The absence of this jump can affect the prediction of the deformability of a physical discontinuity. Furthermore, reservoir models frequently use coarse meshes. Thus, the method used to evaluate the pore pressure in the discontinuity may exhibit a strong dependence relative to the mesh refinement. Based on these characteristics, in this study, a formulation of an enriched finite element for application to coupled fluid‐mechanical problems with pre‐existing physical discontinuities saturated by a single fluid is presented. The formulation employs discontinuous interpolation functions and enables the reproduction of jumps of displacement and pore pressure associated with a discontinuity inside the element without the need to discretise it. An approximation to estimate the pore pressure in the discontinuity was developed, one which seeks to minimise the influence of refinement. The element's response is verified by comparison with a one‐dimensional analytical solution and simple examples that are simulated using commercial software. Copyright © 2015 John Wiley & Sons, Ltd.     

Pore pressure tension cut off in two-phase finite element analyses

In the coupled finite element analysis of the two-phase, saturated soils the pore pressure could decrease below the atmospheric pressure in particular when the plastic dilation of the skeleton is accounted for. The consequent reduction of the bulk modulus of the liquid phase is here modelled in a simplified manner through a tension cut off on the pore pressure. Two alternative approaches are outlined in the framework of the finite element method. The first one introduces a unilateral constraint on the nodal pore pressures and involves manipulations on matrices of the assembled mesh, whilst the second approach requires calculations solely at the element level. The effects of the pore pressure tension cut off are illustrated through some undrained test examples in elastic–plastic regime.     

Generalized poroelastic wellbore problem

This paper presents a novel analytical solution to the transient, z‐dependent, and asymmetric problem of an infinite wellbore drilled into a fluid‐saturated porous medium. The formulations are based on Biot's linear theory of poroelasticity, in which the dependency of poroelastic field variables to spatial coordinates as well as time domain is considered in the most general form. This gives flexibility to the solution in cases that cannot be analyzed using the conventional plane strain or symmetric models. One such case is when calculating the stress variations around an inclined wellbore where the far‐field stresses are acting over a finite vertical section. The results of our solution to this case with a three‐dimensional state of far‐field stress are used to analyze the stability of inclined wellbores passing through abnormally stressed formations. The presented solution is capable of finding expressions for fundamental solutions with stress or flow boundary conditions at the wellbore. These solutions are here adopted to analyze the pressure disturbances generated by multiprobe formation tester, a standard wireline device that is designed for downhole fluid sampling as well as estimating the directional permeabilities of subsurface earth formations. A comparison with the conventional solution for the relevant pressure diffusion equation indicates that the poroelastic effect is relatively significant in relation to the transient response of the pore pressure. Further, it is shown that the finite dimensions of sink probe would, to a great extent, contribute to the formation's pore pressure variations at its immediate proximity. Copyright © 2013 John Wiley & Sons, Ltd.     

考虑围压及孔隙压力的岩石试件应力与应变关系解析

假设剪切带内部的岩体为剪切破坏,利用剪切应变梯度塑性理论,解析得出了考虑围压和孔隙压力的岩石试件应力与应变的关系,解析解与众多的实验研究结果比较一致,围压效应和孔隙压力效应是局部化所致,这一研究结果对于自然灾害的防治有一定的理论和实际意义。      

Effects of boundary conditions and partial drainage on cyclic simple shear test results—a numerical study

Owing to imperfect boundary conditions in laboratory soil tests and the possibility of water diffusion inside the soil specimen in undrained tests, the assumption of uniform stress/strain over the sample is not valid. This study presents a qualitative assessment of the effects of non‐uniformities in stresses and strains, as well as effects of water diffusion within the soil sample on the global results of undrained cyclic simple shear tests. The possible implications of those phenomena on the results of liquefaction strength assessment are also discussed. A state‐of‐the‐art finite element code for transient analysis of multi‐phase systems is used to compare results of the so‐called ‘element tests’ (numerical constitutive experiments assuming uniform stress/strain/pore pressure distribution throughout the sample) with results of actual simulations of undrained cyclic simple shear tests using a finite element mesh and realistic boundary conditions. The finite element simulations are performed under various conditions, covering the entire range of practical situations: (1) perfectly drained soil specimen with constant volume, (2) perfectly undrained specimen, and (3) undrained test with possibility of water diffusion within the sample. The results presented here are restricted to strain‐driven tests performed for a loose uniform fine sand with relative density D_r=40%. Effects of system compliance in undrained laboratory simple shear tests are not investigated here. Copyright © 2004 John Wiley & Sons, Ltd.     

Numerical modelling of regional faults in land subsidence prediction above gas/oil reservoirs

The stress variation induced by gas/oil production may activate pre‐existing regional faults. This may enhance the expected land subsidence due to the generation of mechanically weak points close to the producing field. A class of elasto‐plastic interface elements (IE), specifically designed to address the mechanical behaviour of faults over a regional scale, is integrated into a finite element (FE) geomechanical model and used to investigate the role exerted by active faults in anthropogenic land subsidence. The importance of regional faults depends on a variety of factors including depth of the depleted reservoir, fault number, orientation and size, geomechanical properties of porous medium, pore pressure drawdown induced by fluid production, etc. With the aid of some representative examples, a useful indication is provided as to where and how fault activation may influence both magnitude and extent of the land subsidence bowl above producing gas/oil reservoirs, pointing to a generally limited impact on the ground surface. The simulation of a real faulted gas reservoir in a complex 3‐D setting shows that the proposed IE can be simply and efficiently incorporated into a FE geomechanical model, thus improving the quality of the stress and displacement prediction. Copyright © 2007 John Wiley & Sons, Ltd.     

Analytical solutions for advective–dispersive solute transport in double‐layered finite porous media

Analytical solutions for advection and dispersion of a conservative solute in a one‐dimensional double‐layered finite porous media are presented. The solutions are applicable to five scenarios that have various combinations of fixed concentration, fixed flux and zero concentration gradient conditions at the inlet and outlet boundaries that provide a wide number of options. Arbitrary initial solute concentration distributions throughout the media can be considered via explicit formulations or numerical integration. The analytical solutions presented have been verified against numerical solutions from a finite‐element‐based approach and an existing closed‐form solution for double‐layered media with an excellent correlation being found in both cases. A practical application pertaining to advective transport induced by consolidation of underlying sediment layers on contaminant movement within a capped contaminated sediment system is presented. Comparison of the calculated concentrations and fluxes with alternative approaches clearly illustrates the need to consider advection processes. Consideration of the different features of contaminant transport due to varying pore‐water velocity fields in primary consolidation and secondary consolidation stages is achieved via the use of non‐uniform initial concentration distributions within the proposed analytical solutions. Copyright © 2010 John Wiley & Sons, Ltd.     

Coupling of solid deformation and pore pressure for undrained deformation—a discrete element method approach

This paper presents a numerical scheme for fluid‐particle coupling that uses the discrete element method by taking into consideration solid deformation and pore pressure generation. A new water particle element is introduced to calculate pore water pressure due to porosity changes. The water particle element has the same size and shape as the solid element and experiences the same amount of deformation. On the basis of the effective stress principle at the element contact, the total force is equal to the sum of the force transmitted through the solid element contact and the water particle force due to pore water pressure. Analytical solutions of traditional soil mechanics problems, such as isotropic compression and consolidated triaxial undrained test, are used to quantitatively validate the proposed model. The numerical results show good agreement between the model and the analytical solutions. The model therefore provides an effective method to calculate pore pressure in a porous medium in discrete modeling.     

Dynamics of unsaturated soils using various finite element formulations

Unsaturated soils are three‐phase porous media consisting of a solid skeleton, pore liquid, and pore gas. The coupled mathematical equations representing the dynamics of unsaturated soils can be derived based on the theory of mixtures. Solution of these fully coupled governing equations for unsaturated soils requires tremendous computational resources because three individual phases and interactions between them have to be taken into account. The fully coupled equations governing the dynamics of unsaturated soils are first presented and then two finite element formulations of the governing equations are presented and implemented within a finite element framework. The finite element implementation of all the terms in the governing equations results in the complete formulation and is solved for the first time in this paper. A computationally efficient reduced formulation is obtained by neglecting the relative accelerations and velocities of liquid and gas in the governing equations to investigate the effects of fluid flow in the overall behavior. These two formulations are used to simulate the behavior of an unsaturated silty soil embankment subjected to base shaking and compared with the results from another commonly used partially reduced formulation that neglects the relative accelerations, but takes into account the relative velocities. The stress–strain response of the solid skeleton is modeled as both elastic and elastoplastic in all three analyses. In the elastic analyses no permanent deformations are predicted and the displacements of the partially reduced formulation are in between those of the reduced and complete formulations. The frequency of vibration of the complete formulation in the elastic analysis is closer to the predominant frequency of the base motion and smaller than the frequencies of vibration of the other two analyses. Proper consideration of damping due to fluid flows in the complete formulation is the likely reason for this difference. Permanent deformations are predicted by all three formulations for the elastoplastic analyses. The complete formulation, however, predicts reductions in pore fluid pressures following strong shaking resulting in somewhat smaller displacements than the reduced formulation. The results from complete and reduced formulations are otherwise comparable for elastoplastic analyses. For the elastoplastic analysis, the partially reduced formulation leads to stiffer response than the other two formulations. The likely reason for this stiffer response in the elastoplastic analysis is the interpolation scheme (linear displacement and linear pore fluid pressures) used in the finite element implementation of the partially reduced formulation. Copyright © 2008 John Wiley & Sons, Ltd.     

Finite element consolidation analysis of soils with vertical drain

This paper presents a finite element procedure for the analysis of consolidation of layered soils with vertical drain using general one‐dimensional (1‐D) constitutive models. In formulating the finite element procedure, a Newton–Cotes‐type integration formula is used to avoid the unsymmetry of the stiffness matrix for a Newton (Modified Newton) iteration scheme. The proposed procedure is then applied for the consolidation analysis of a number of typical problems using both linear and non‐linear soil models. Results from this simplified method are compared with those from a fully coupled consolidation analysis using a well‐known finite element package. The average degree of consolidation, excess porewater pressure and average vertical effective stress are almost the same as those from the fully coupled analysis for both the linear and non‐linear cases studied. The differences in vertical effective stresses are tolerable except for the values near the vertical drain boundaries. The consolidation behaviour of soils below a certain depth of the bottom of vertical drain is actually one‐dimensional for the partially penetrating case. Therefore, there are not much differences in whether one uses a one‐dimensional model or a three‐dimensional model in this region. The average degree of consolidation has good normalized feature with respect to the ratio of well radius to external drainage boundary for the cases of fully penetrating vertical drain using a normalized time even in the non‐linear case. Numerical results clearly demonstrate that the proposed simplified finite element procedure is efficient for the consolidation analysis of soils with vertical drain and it has better numerical stability characteristics. This simplified method can easily account for layered systems, time‐dependent loading, well‐resistance, smear effects and inelastic stress–strain behaviour. This method is also very suitable for the design of vertical drain, since it greatly reduces the unknown variables in the calculation and the 1‐D soil model parameters can be more easily determined. Copyright © 2000 John Wiley & Sons, Ltd.     

Radial Permeability Measurements for Shale Using Variable Pressure Gradients

Shale gas is becoming an important component of the global energy supply, with permeability a critical controlling factor for long-term gas production. Obvious deviation may exist between helium permeability determined using small pressure gradient(SPG) methods and methane permeability obtained under actual field production with variable pressure gradients(VPG). In order to more accurately evaluate the matrix permeability of shale, a VPG method using real gas(rather than He) is established to render permeability measurements that are more representative of reservoir conditions and hence response. Dynamic methane production experiments were performed to measure permeability using the annular space in the shale cores. For each production stage, boundary pressure is maintained at a constant and the gas production with time is measured on the basis of volume change history in the measuring pump. A mathematical model explicitly accommodating gas desorption uses pseudo-pressure and pseudo-time to accommodate the effects of variations in pressuredependent PVT parameters. Analytical and semi-analytical solutions to the model are obtained and discussed. These provide a convenient approach to estimate radial permeability in the core by nonlinear fitting to match the semi-analytical solution with the recorded gas production data. Results indicate that the radial permeability of the shale determined using methane is in the range of 1×10-6– 1×10-5 mD and decreases with a decrease in average pore pressure. This is contrary to the observed change in permeability estimated using helium. Bedding geometry has a significant influence on shale permeability with permeability in parallel bedding orientation larger than that in perpendicular bedding orientation. The superiority of the VPG method is confirmed by comparing permeability test results obtained from both VPG and SPG methods. Although several assumptions are used, the results obtained from the VPG method with reservoir gas are much closer to reality and may be directly used for actual gas production evaluation and prediction, through accommodating realistic pressure dependent impacts.     

Modelling strain localization in granular materials using micropolar theory: mathematical formulations

It has been known that classical continuum mechanics laws fail to describe strain localization in granular materials due to the mathematical ill‐posedness and mesh dependency. Therefore, a non‐local theory with internal length scales is needed to overcome such problems. The micropolar and high‐order gradient theories can be considered as good examples to characterize the strain localization in granular materials. The fact that internal length scales are needed requires micromechanical models or laws; however, the classical constitutive models can be enhanced through the stress invariants to incorporate the Micropolar effects. In this paper, Lade's single hardening model is enhanced to account for the couple stress and Cosserat rotation and the internal length scales are incorporated accordingly. The enhanced Lade's model and its material properties are discussed in detail; then the finite element formulations in the Updated Lagrangian Frame (UL) are used. The finite element formulations were implemented into a user element subroutine for ABAQUS (UEL) and the solution method is discussed in the companion paper. The model was found to predict the strain localization in granular materials with low dependency on the finite element mesh size. The shear band was found to reflect on a certain angle when it hit a rigid boundary. Applications for the model on plane strain specimens tested in the laboratory are discussed in the companion paper. Copyright © 2006 John Wiley & Sons, Ltd.     

Solutions of pore pressure build up due to progressive waves

The analytical solution of soil pore pressure accumulations due to a progressive wave is examined in detail. First of all, the errors contained in a published analytical solution for wave‐induced pore pressure accumulation are addressed, and the correct solution is presented in a more general form. The behaviour of the solution under different soil conditions is then investigated. It is found that the solution for deep soil conditions is sensitive to the soil shear stress in the top thin layer of the soil. However the solution is significantly influenced by the shear stress in the thin layer of soil near the impermeable base, for shallow and finite depth soil conditions. It is also found that a small error in the soil shear stress can lead to a large error in the accumulated pore pressure. An error analysis reveals the relationships between the accuracy of the pore pressure accumulation and the accuracy of the soil shear stress. A numerical solution to the simplified Biot consolidation equation is also developed. It is shown that the error analysis is of significant value for the numerical modelling of pore pressure buildup in marine soils. Both analytical and numerical examples are given to validate the error estimation method proposed in the present paper. Copyright © 2001 John Wiley & Sons, Ltd.     

泥岩核废料处置库温度-渗流-应力耦合参数敏感性分析

针对比利时HADES地下实验室PRACLAY现场加热试验,应用温度-渗流-应力耦合弹塑性模型,模拟现场加热过程中泥岩核废料处置库的水力学响应特征。采用单因素分析法,就泥岩热、水、力学参数对核废料处置库围岩孔压、温度、有效应力的影响进行了三维有限元分析。并基于参数敏感性分析结果,就温度、渗流、应力三场两两耦合作用对处置库围岩水力学响应的影响程度进行了系统分析。研究结果表明：泥岩热、水、力学参数中,渗透系数、弹性模量以及导热系数对加温所导致的超孔压的值影响较大;凝聚力、内摩擦角以及热膨胀系数对孔压的影响较小,但会显著影响围岩的有效应力;导热系数对围岩温度场的分布有决定性影响,温度传递的差异会显著影响围岩的孔压和有效应力;不同的热、水、力学参数对孔压、温度以及有效应力的影响机制是不同的,温度、渗流、应力三场两两耦合作用对围岩水力学响应的影响程度也存在显著的差异性。温度场对应力场、温度场对渗流场的耦合效应十分显著,加热后,围岩超孔压的产生以及热膨胀导致的有效应力变化会显著影响处置库的稳定。该研究结果在一定程度上可以为核废料处置库泥岩的热、水、力学参数的确定及耦合机制分析提供科学依据。     

A new closed‐form solution for analysis of unlined pressure tunnels under seepage forces

In this study, a simplified analytical closed‐form solution, considering plane strain and axial symmetry conditions, for analysis of a circular pressure tunnel excavated underwater table, is developed. The method accounts for the seepage forces with the steady‐state flow and is based on the generalized effective stress law. To examine the effect of pore pressure variations and also the boundary conditions at the ground surface, the formulations are derived for different directions around the tunnel. The proposed method can be applied for analysis and design of pressure tunnels. Illustrative examples are given to demonstrate the performance of the proposed solution and also to examine the effect of seepage forces on the stability of tunnels. The simplified analytical solution derived in this study is compared with numerical analyses. It is concluded that the classic solutions (Lame's thick‐walled solution), considering the internal pressure as a mechanical load applied to the tunnel surface, are not applicable to pervious media and can result in an unsafe design. Copyright © 2012 John Wiley & Sons, Ltd.     

Finite element analysis of consolidation of layered clay soils using an elastic visco-plastic model

This paper presents a general one-dimensional (1-D) finite element (FE) procedure for a highly non-linear 1-D elastic visco-plastic (1-D EVP) model proposed by Yin and Graham for consolidation analysis of layered clay soils. In formulating the 1-D FE procedure, a trapezoidal formula is used to avoid the unsymmetry of the stiffness matrix for a Newton (modified Newton) iteration scheme. Unlike many other 1-D FE approaches in which the initial in situ stresses (or stress/strain states) are considered indirectly or even not considered, the initial in situ stress/strain states are taken into account directly in this paper. The proposed FE procedure is used for analysis of 1-D consolidation of a clay with published test results in the literature. The FE modelling results are in good agreement with the measured results. The FE model and procedure is then used to analyse the consolidation of a multi-layered clay soils with a parametric study on the effects of the variations of creep parameters in Yin and Graham's 1-D EVP model. It is found that the creep parameters ψ/V and t₀ have significant influence on the compression and porewater pressure dissipation. For some boundary conditions, changes of parameters in one layer will have some effects on the consolidation behaviour of another layer due to the different consolidation rates. Finally, the importance of initial stress/strain states is illustrated and discussed. Copyright © 1999 John Wiley & Sons, Ltd.     

An improved SPH method for saturated soils and its application to investigate the mechanisms of embankment failure: Case of hydrostatic pore‐water pressure

The method of smoothed particle hydrodynamics (SPH) has recently been applied to computational geomechanics and has been shown to be a powerful alternative to the standard numerical method, that is, the finite element method, for handling large deformation and post‐failure of geomaterials. However, very few studies apply the SPH method to model saturated or submerged soil problems. Our recent studies of this matter revealed that significant errors may be made if the gradient of the pore‐water pressure is handled using the standard SPH formulation. To overcome this problem and to enhance the SPH applications to computational geomechanics, this article proposes a general SPH formulation, which can be applied straightforwardly to dry and saturated soils. For simplicity, the current work assumes hydrostatic pore‐water pressure. It is shown that the proposed formulation can remove the numerical error mentioned earlier. Moreover, this formulation automatically satisfies the dynamic boundary conditions at a submerged ground surface, thereby saving computational cost. Discussions on the applications of the standard and new SPH formulations are also given through some numerical tests. Furthermore, techniques to obtain the correct SPH solution are also proposed and discussed throughout. As an application of the proposed method, the effect of the dilatancy angle on the failure mechanism of a two‐sided embankment subjected to a high groundwater table is presented and compared with that of other solutions. Finally, the proposed formulation can be considered a basic formulation for further developments of SPH for saturated soils. Copyright © 2011 John Wiley & Sons, Ltd.