An Estimation of Ground Ice Volumes in Permafrost Layers in Northeastern Qinghai-Tibet Plateau,China

The ground ice content in permafrost serves as one of the dominant properties of permafrost for the study of global climate change, ecology, hydrology and engineering construction in cold regions. This paper initially attempts to assess the ground ice volume in permafrost layers on the Qinghai-Tibet Plateau by considering landform types, the corresponding lithological composition, and the measured water content in various regions. An approximation demonstrating the existence of many similarities in lithological composition and water content within a unified landform was established during the calculations. Considerable knowledge of the case study area, here called the Source Area of the Yellow(Huanghe) River(SAYR) in the northeastern Qinghai-Tibet Plateau, has been accumulated related to permafrost and fresh water resources during the past 40 years. Considering the permafrost distribution, extent, spatial distribution of landform types, the ground ice volume at the depths of 3.0–10.0 m below the ground surface was estimated based on the data of 101 boreholes from field observations and geological surveys in different types of landforms in the permafrost region of the SAYR. The total ground ice volume in permafrost layers at the depths of 3.0–10.0 m was approximately(51.68 ± 18.81) km~3, and the ground ice volume per unit volume was(0.31 ± 0.11) m~3/m~3. In the horizontal direction, the ground ice content was higher in the landforms of lacustrine-marshland plains and alluvial-lacustrine plains, and the lower ground ice content was distributed in the erosional platforms and alluvial-proluvial plains. In the vertical direction, the volume of ground ice was relatively high in the top layers(especially near the permafrost table) and at the depths of 7.0–8.0 m. This calculation method will be used in the other areas when the necessary information is available, including landform type, borehole data, and measured water content.     

Performance comparison of permafrost models in Wudaoliang Basin,Qinghai-Tibet Plateau,China

Knowledge of the spatial distribution of permafrost and the effects of climate on ground temperature are important for land use and infrastructure development on the Qinghai-Tibet Plateau (QTP). Different permafrost models have been developed to simulate the ground temperature and active layer thickness (ALT). In this study, Temperature at Top of Permafrost (TTOP) model, Kudryavtsev model and modified Stefan solution were evaluated against detailed field measurements at four distinct field sites in the Wudaoliang Basin to better understand the applicability of permafrost models. Field data from 2012 to 2014 showed that there were notable differences in observed ground temperatures and ALTs within and among the sites. The TTOP model is relatively simple, however, when driven by averaged input values, it produced more accurate permafrost surface temperature (Tps) than the Kudryavtsev model. The modified Stefan solution resulted in a satisfactory accuracy of 90%, which was better than the Kudryavtsev model for estimating ALTs. The modified Stefan solution had the potential of being applied to climate-change studies in the future.Furthermore, additional field investigations over longer periods focusing on hydrology, which has significant influence on permafrost thaw, are necessary. These efforts should employ advanced measurement techniques to obtain adequate and extensive local parameters that will help improve model accuracy.     

Characteristics of thawed interlayer and its effect on embankment settlement along the Qinghai-Tibet Railway in permafrost regions

The formation of thawed interlayer beneath embankment can result in embankment settlement in permafrost regions. Based on the data on ground temperatures and deformations beneath the embankment, observed in-situ along the Qinghai-Tibet Railway in permafrost regions from 2006 to 2013, characteristics of the thawed interlayer beneath the embankment and its influence on the embankment settlement are studied. The results indicate that the thawed interlayer hardly forms beneath the natural field, and beneath the embankments from the Qinghai-Tibet Railway the thawed interlayer develops widely, and it can be refrozen totally in the regions with lower mean annual ground temperature, and developed further in the regions with higher mean annual ground temperature. The thawed interlayer is closely related to the embankment settlement. The ice content of permafrost underlying the thawed interlayer influences the settlement of embankment. The higher the ice content is, the larger the settlement is, and vice versa. The increase in thickness of thawed interlayer mainly results from the decline of artificial permafrost table in high-temperature permafrost regions.     

Variations in the northern permafrost boundary over the last four decades in the Xidatan region,Qinghai–Tibet Plateau

The distribution and variations of permafrost in the Xidatan region, the northern permafrost boundary of the Qinghai-Tibet Plateau, were examined and analyzed using ground penetrating radar(GPR), borehole drilling, and thermal monitoring data. Results from GPR profiles together with borehole verification indicate that the lowest elevation limit of permafrost occurrence is 4369 m above sea level in 2012. Compared to previous studies, the maximal rise of permafrost limit is 28 m from 1975 to 2012. The total area of permafrost in the study region has been decreased by 13.8%. One of the two previously existed permafrost islands has disappeared and second one has reduced by 76% in area during the past ~40 years. In addition, the ground temperature in the Xidatan region has increased from 2012 to 2016, with a mean warming rate of ~0.004℃ a~(-1) and ~0.003℃ a~(-1) at the depths of 6 and 15 m, respectively. The rising of permafrost limit in the Xidatan region is mainly due to globalwarming. However, some non-climatic factors such as hydrologic processes and anthropic disturbances have also induced permafrost degradation. If the air temperature continues to increase, the northern permafrost boundary in the Qinghai-Tibet Plateau may continue rising in the future.     

青藏铁路主要冻土路基工程热稳定性及主要冻融灾害

在介绍青藏高原多年冻土退化背景及其工程影响的基础上,通过主要冻土路基现场监测和沿线调查,对青藏铁路冻土路基2002年以来的地温发展过程、热学稳定性及次生冻融灾害进行了分析。结果表明:青藏铁路自2006年通车后冻土路基整体稳定,列车运行速度达100 km/h,达到设计要求,但不同结构路基的热学稳定性不同,采取"主动冷却"方法的路基稳定性显著优于传统普通填土路基。管道通风路基、遮阳棚路基及U型块石路基冷却下伏多年冻土的效果显著,块石基底路基左右侧对称性较差,而处于强烈退化冻土区和高温冻土区的普通路基热稳定性差,需结合路基所在区域局地气候因素予以调整或补强。以热融性、冻胀性及冻融性灾害为主的次生冻融灾害对路基稳定性存在潜在危害,主要表现为路基沉陷、掩埋、侧向热侵蚀等,其中目前最为严重的病害是以路桥过渡段沉降为代表的热融性灾害。     

Thermal state of soils in the active layer and underlain permafrost at the kilometer post 304 site along the China-Russia Crude Oil Pipeline

On-site monitoring is very important for understanding formation mechanisms of frost hazards frequently occurring in pipeline foundation soils and for designing and deploying according mitigative measures in permafrost regions.Significant thaw subsidence of ground surfaces along the ChinaRussia Crude Oil Pipeline(CRCOP) from Mo'he to Daqing,Heilongjiang Province,Northeast China have been observed at some segments underlain by ice-rich warm(1.0°C) permafrost since the official operation in January 2011.Recent monitoring results of the thermal states of foundation soils at the kilometer post(KP) 304 site along the CRCOP are presented in this paper.The results indicate that during the period from 2012 to 2014,shallow soils(at the depths from0.8 to 4.0 m from ground surface) has warmed by approximately 1.0°C in the lateral range of 1.2 to 2.1 maway from the pipeline axis,and deeper permafrost(such as at the depth of 15 m,or the depth of zero annual amplitude of ground temperatures) by 0.08°C per year 4 m away from the pipe axis,and 0.07°C per year 5 m away from the pipeline axis.The results indicate an all-season talik has developed around and along the CRCOP.The thaw bulb,with a faster lateral expansion(compared with the vertical growth),enlarges in summer and shrinks in winter.This research will provide important references and bases for evaluating thermal influences of warm pipeline on permafrost and for design,construction,operation and maintenance of pipelines in permafrost regions.     

Modeling regional and local-scale permafrost distribution in Qinghai-Tibet Plateau using equivalent-elevation method

This study proposes an equivalent-elevation method to evaluate the integrated effects of latitude and elevation on regional and local-scale permafrost distribution in the Qinghai-Tibet Plateau,and to model the general permafrost-distribution patterns in regional and local-scale area.It is found that the Gaussian curve―an empirical model describing the relation between variations of altitudinal permafrost lower limit (PLL) and latitude in the Northern Hemisphere―could be applied in regional-and local-scale areas in the Qinghai-Tibet Plateau in a latitude-sensitive interval of 30°-50°N.The curve was then used to evaluate the latitudinal effect on permafrost distribution through transforming the latitudinal effect into a kind of altitudinal difference of PLL.This study then calculated the local equivalent-elevation value by overlaying the altitudinal difference of PLL onto real elevation at a certain location.The equivalent-elevation method was verified in an experimental subwatershed of the Qinghai-Tibet Plateau.However,feasibility of the method should be further tested in order to extend for future studies.The use of equivalent-elevation values can build a platform for comparing the regional general permafrost distribution in the plateau,and for basing further evaluations of local factors’ effects on regional permafrost distribution.     

Modelling plant canopy effects on water-heat exchange in the freezingthawing processes of active layer on the Qinghai-Tibet Plateau

The effect of vegetation on the water-heat exchange in the freezing-thawing processes of active layer is one of the key issues in the study of land surface processes and in predicting the response of alpine ecosystems to climate change in permafrost regions. In this study, we used the simultaneous heat and water model to investigate the effects of plant canopy on surface and subsurface hydrothermal dynamics in the Fenghuoshan area of the QinghaiTibet Plateau by changing the leaf area index(LAI) and keeping other variables constant. Results showed that the sensible heat, latent heat and net radiation are increased with an increase in the LAI. However, the ground heat flux decreased with an increasing LAI. The annual total evapotranspiration and vegetation transpiration ranged from-16% to 9% and-100% to 15%, respectively, in response to extremes of doubled and zero LAI, respectively. There was a negative feedback between vegetation and the volumetric unfrozen water content at 0.2 m through changing evapotranspiration. The simulation results of soil temperature and moisture suggest that better vegetation conditions are conducive to maintaining the thermal stability of the underlying permafrost, and the advanced initial thawing time and increasing thawing rate of soil ice with the increase in the LAI may have a great influence on the timing and magnitude of supra-permafrost groundwater. This study quantifies the impact of vegetation change on surface and subsurface hydrothermal processes and provides a basic understanding for evaluating the impact of vegetation degradation on the water-heat exchange in permafrost regions under climate change.     

青藏高原冰雪消融区岩漠动态变化遥感监测研究现状与展望

青藏高原作为地球第三极增温明显,相关研究多集中于青藏高原冰雪动态,很少关注冰雪消融后岩漠的变化。岩漠通过地气相互作用影响着全球气候变化的区域差异。本文通过梳理青藏高原冰雪、冰雪消融区、岩漠动态变化遥感监测方法体系,着重分析了各遥感数据来源及提取方法的优缺点和适用性,并对基于遥感技术条件下青藏高原冰雪动态监测、冰雪消融区岩漠动态变化监测的数据来源、研究方法与技术进行了总结。目前,青藏高原冰雪动态变化遥感监测数据来源多样、研究方法成熟,而冰雪消融区岩漠动态变化遥感监测尚未形成系统研究。在人为干扰不明显背景下,青藏高原冰雪消融区岩漠的动态变化,在一定程度上也可作为对冰雪变化遥感监测的补充。     

Changes in the thermal and hydraulic regime within the active layer in the Qinghai-Tibet Plateau

The change trends of air temperature,precipitation and evaporation from 1999 to 2008 shows that the climate in the Qinghai-Tibet Plateau permafrost region had become warmer.The analysis of the systematic active-layer data monitoring network along the Qinghai-Tibet Highway indicated that the active-layer thickness had been increasing and the soil temperature was rising.The soil temperature was rising in winter but not at the end of spring or during the entire summer.With thickening and warming of the active layer,the liquid water content of the active layer had an obvious downward migration and liquid water content in the top horizons decreased,but in the deeper horizons it increased.     

GENETIC TYPES AND CHARACTERISTICS OF GROUND ICE IN NORTHEAST CHINA

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Different Responses of Vegetation to Frozen Ground Degradation in the Source Region of the Yellow River from 1980 to 2018

Frozen ground degradation under a warming climate profoundly influences the growth of alpine vegetation in the source region of the Qinghai-Tibet Plateau. This study investigated spatiotemporal variations in the frozen ground distribution, the active layer thickness(ALT) of permafrost(PF) soil and the soil freeze depth(SFD) in seasonally frozen soil from 1980 to 2018 using the temperature at the top of permafrost(TTOP) model and Stefan equation. We compared the effects of these variations on vegetation growth among different frozen ground types and vegetation types in the source region of the Yellow River(SRYR). The results showed that approximately half of the PF area(20.37% of the SRYR) was projected to degrade into seasonally frozen ground(SFG) during the past four decades; furthermore, the areal average ALT increased by 3.47 cm/yr, and the areal average SFD decreased by 0.93 cm/yr from 1980 to 2018. Accordingly, the growing season Normalized Difference Vegetation Index(NDVI) presented an increasing trend of 0.002/10 yr, and the increase rate and proportion of areas with NDVI increase were largest in the transition zone where PF degraded to SFG(the PF to SFG zone). A correlation analysis indicated that variations in ALT and SFD in the SRYR were significantly correlated with increases of NDVI in the growing season. However, a rapid decrease in SFD(-1.4 cm/10 yr) could have reduced the soil moisture and, thus, decreased the NDVI. The NDVI for most vegetation types exhibited a significant positive correlation with ALT and a negative correlation with SFD. However, the steppe NDVI exhibited a significant negative correlation with the SFD in the PF to SFG zone but a positive correlation in the SFG zone, which was mainly limited by water condition because of different change rates of the SFD.     

Response of biomass spatial pattern of alpine vegetation to climate change in permafrost region of the Qinghai-Tibet Plateau,China

Alpine ecosystems in permafrost region are extremely sensitive to climate changes.To determine spatial pattern variations in alpine meadow and alpine steppe biomass dynamics in the permafrost region of the Qinghai-Tibet Plateau,China,calibrated with historical datasets of above-ground biomass production within the permafrost region's two main ecosystems,an ecosystem-biomass model was developed by employing empirical spatialdistribution models of the study region's precipitation,air temperature and soil temperature.This model was then successfully used to simulate the spatio-temporal variations in annual alpine ecosystem biomass production under climate change.For a 0.44°C decade-1 rise in air temperature,the model predicted that the biomasses of alpine meadow and alpine steppe remained roughly the same if annual precipitation increased by 8 mm per decade-1,but the biomasses were decreased by 2.7% and 2.4%,respectively if precipitation was constant.For a 2.2°C decade-1 rise in air temperature coupled with a 12 mm decade-1 rise in precipitation,the model predicted that the biomass of alpine meadow was unchanged or slightly increased,while that of alpine steppe was increased by 5.2%.However,in the absence of any rise in precipitation,the model predicted 6.8% and 4.6% declines in alpine meadow and alpine steppe biomasses,respectively.The response of alpine steppe biomass to the rising air temperatures and precipitation was significantly lesser and greater,respectively than that of alpine meadow biomass.A better understanding of the difference in alpine ecosystem biomass production under climate change is greatly significant with respect to the influence of climate change on the carbon and water cycles in the permafrost regions of the Qinghai-Tibet Plateau.     

Mapping the vegetation distribution of the permafrost zone on the Qinghai-Tibet Plateau

In this paper,an updated vegetation map of the permafrost zone in the Qinghai-Tibet Plateau(QTP) was delineated.The vegetation map model was extracted from vegetation sampling with remote sensing(RS) datasets by decision tree method.The spatial resolution of the map is 1 km×1 km,and in it the alpine swamp meadow is firstly distinguished in the high-altitude areas.The results showed that the total vegetated area in the permafrost zone of the QTP is 1,201,751 km~2.In the vegetated region,50,260 km~2 is the areas of alpine swamp meadow,583,909 km~2 for alpine meadow,332,754 km~2 for alpine steppe,and 234,828 km~2 for alpine desert.This updated vegetation map in permafrost zone of QTP could provide more details about the distribution of alpine vegetation types for studying the vegetation mechanisms in the land surface processes of highaltitude areas.     

融入土壤湿度指标的青藏高原近地表土壤冻融机器学习监测算法

青藏高原作为中低纬度地区最大的高山冻土区,多年冻土和季节冻土广泛分布。高精度的地表冻融监测结果对研究该区域的水热交换、碳氮循环和土壤冻融侵蚀非常重要。本文基于4个青藏高原典型地区的土壤温湿度观测网数据,开展利用LightGBM算法和随机森林算法进行土壤冻融循环监测的研究。在构建土壤冻融监测模型的过程中,发现土壤湿度是影响冻融判别的一个关键因子。使用AMSR2亮温数据和ERA5-Land土壤湿度数据,基于两种机器学习算法判别地表冻融状态,将结果与传统冻融判别式算法进行对比分析。结果表明：相比冻融判别式算法,LightGBM算法在白天和夜间的总体判对率提高了12.09%;14.45%,随机森林算法在白天和夜间的总体判对率提高了13.23%和14.96%。近80%的错分样本分布在-4.0 ℃~4.0 ℃之间,说明2个机器学习算法能够识别出稳定的土壤冻结状态和融化状态。另外,LightGBM算法和随机森林算法得到的日冻融转换天数的平均RMSE降低了112.82和117.00;冻结天数的平均RMSE降低了47.87和53.96;融化天数的平均RMSE降低了37.10和39.80。同时,基于随机森林算法计算了2014年7月—2015年6月青藏高原冻结天数、融化天数、日冻融转换天数。得到的青藏高原冻结天数图,以中国冻土区划图为参考进行精度评价,总体分类精度为96.78%。     

Soil Taxonomy and Distribution Characteristics of the Permafrost Region in the Qinghai-Tibet Plateau,China

Understanding the soil taxonomy and distribution characteristics of the permafrost region in the Qinghai-Tibet Plateau(QTP) is very important. On the basis of extensive field surveys and experimental analysis, this study carries out soil taxonomic classification of the permafrost region in the QTP. According to Chinese Soil Taxonomy, the soil of the permafrost region in the QTP can be divided into 6 Orders(Histosols, Aridosols, Gleyosols, Isohumosols, Cambosols, Primosols), 11 Suborders, 19 Groups and 24 Subgroups. Cambosols are the dominant soil type in the permafrost region, followed by Aridosols. From the east to the west of the permafrost region in the QTP, the soil type gradually changes from Cambosols to Aridosols, showing a meridional zonality. The eastern region is dominated by Cambosols, with no obvious latitudinal zonality. From the south to the northwest of the western region, the dominance of Aridosols and Cambosols gradually transited to Aridosols, presenting a latitudinal zonality. The soil in the western region shows a poor vertical zonality, while the distribution of suborders of Cambosols in the eastern region shows a more obvious vertical zonality. The result indicates that precipitation and vegetation are the main factors that influence the zonal distribution of soil. The permafrost in the east has some effect on the vertical soil zonality, but the effect is weakened in the west.     

Optically stimulated luminescence dating of young glacial sediments from the eastern Qinghai-Tibetan Plateau

Poor bleaching is a significant problem for Optically Stimulated Luminescence (OSL) dating of glacial sediments. Five young glacial samples (including two modern analogues) from different depositional settings were collected beyond the Yingpu Glacier in the eastern Qinghai-Tibetan Plateau. De was determined using different OSL methods. The luminescence characteristics and dating results showed that the large aliquot quartz Blue Stimulated Luminescence (BSL) is more applicable than polymineral infrared stimulated luminescence (IRSL) method. Small aliquot quartz BSL results showed poor luminescence properties due to low luminescence sensitivity of quartz in this area. The dating results also indicated that glaciofluvial samples deposited close to ice margin (~40 m and ~700 m) and supraglacial debris dominated lateral moraine samples are relatively well-bleached, whereas samples from ground moraine and low terminal moraine were poorly bleached, probably due to containing subglacial and englacial debris. The residual doses of glaciofluvial and lateral moraine crest samples were below a few Gy and age overestimations were below a few hundred years. The ground moraine and low terminal moraine samples had residual doses as high as ~110 Gy, and ages were overestimated by ~15-17 ka.     

Degradation of wetlands on the Qinghai-Tibet Plateau: A comparison of the effectiveness of three indicators

The Qinghai-Tibet Plateau encompasses a large quantity of wetlands, some of which have been degraded to varying severity levels. In the literature, a number of degradation indicators have been proposed to evaluate ecological health of wetlands, but their effectiveness in the plateau environment remains unknown. In this study, we assessed the effectiveness of three degradation indicators, soil moisture content at 10 cm deep, vegetative cover, and density of pika burrows. The degradation severity of wetlands in Maduo County on the Qinghai-Tibet Plateau is enumerated at four levels, intact, slight, moderate and severe. Analysis of 106 samples collected in the field demonstrates that the density of pika burrows is the least reliable indicator. By comparison, vegetative cover and underlying soil moisture content are more reliable, even though neither is a perfect indicator as the difference among adjacent levels of severity as revealed by t-test is not always statistically significant. The imperfection of vegetative cover as an indicator is due to its variation among different types of wetlands. The limitation of moisture content is attributed to its non-linear relationship with wetland degradation. Above the threshold of about 50% in moisture content wetlands are unlikely to be degraded. It is recommended that moisture be measured at the point near the surface and vegetative cover be further differentiated by species in order to improve their effectiveness.     

Spatial variability and its main controlling factors of the permafrost soil-moisture on the northern-slope of Bayan Har Mountains in Qinghai-Tibet Plateau

The soil moisture movement is an important carrier of material cycle and energy flow among the various geo-spheres in the cold regions. Thus, this research takes the north slope of Bayan Har Mountains in Qinghai-Tibet Plateau as a case study. The present study firstly investigates the change of permafrost moisture in different slope positions and depths. Based on this investigation, this article attempts to investigate the spatial variability of permafrost moisture and identifies the key influence factors in different terrain conditions. The method of classification and regression tree (CART) is adopted to identify the main controlling factors influencing the soil moisture movement. The relationships between soil moisture and environmental factors are revealed by the use of the method of canonical correspondence analysis (CCA). The results show that: 1) Due to the terrain slope and the freezing-thawing process, the horizontal flow weakens in the freezing period. The vertical migration of the soil moisture movement strengthens. It will lead to that the soil-moisture content in the up-slope is higher than that in the down-slope. The conclusion is contrary during the melting period. 2) Elevation, soil texture, soil temperature and vegetation coverage are the main environmental factors which affect the slope-permafrost soil-moisture. 3) Slope, elevation and vegetation coverage are the main factors that affect the slope-permafrost soil-moisture at the shallow depth of 0-20 cm. It is complex at the middle and lower depth.     

PERMAFROST CHANGES AND ENVIRONMENTAL PROBLEMS ALONG THE QINGHAI－XIZANG HIGHWAY

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