Large-scale experimental investigation of the installation of suction caissons in silt sand

Offshore wind power is a rapidly growing area of electricity in China. In the present paper, interaction mechanisms between the caisson for wind turbines and saturated silt sand are investigated with laboratory tests based on two different installation methods, jacking installation and suction installation. For the jacking installation process, the results indicate that the soil pressures inner and outer the skirt of the caisson vary with a similar feature and the magnitudes of the two are nearly balanced. The tip resistance plays a key role in the total jacking installation resistance. This paper examines the predictive performance of q_c method and API approach for jacking installation resistance. It is demonstrated that the q_c method provides better predictions. The resistance coefficients are recommended. For the case of suction installation, however, the changes of soil pressures inner and outer the skirt are contrasting. Specifically, the inner pressure and tip resistance fall dramatically, but the outer pressure increases when suction is applied. Seepage effect is found to be an important mechanism for the installation of suction caisson. The reduction ratios of the inner friction and tip resistance follow a power-function with the normalized suction. Based on the test results, a prediction method for the required suction has been developed and evaluated.     

Model tests on performance of offshore wind turbine with suction caisson foundation in sand

Abstract

The performance of steel caisson during and after installation with different penetration velocities in medium dense sand is presented. The applied jacking forces, the amount of formed soil heave and bearing capacity were measured in the model tests. The influence of penetration velocities on jacking forces, soil heave and bearing capacity were also discussed in detail. The results indicated that the jacking forces for caisson in medium dense sands were significantly affected by the penetration velocity. The larger the penetration velocity, the more soil flowed into the caisson cavity during installation. This will lead to larger inner shaft resistance and in turn more jacking forces required for the same penetration depth. The height of soil heave during installation increases with penetration velocity. The m value calculated by the ratio of the volumes of the soil heave to that of the penetrated caisson wall can be used to evaluate the soil heave. The larger the applied velocity, the larger the m value and larger bearing capacity of caisson after installation. The relationship between the m value and penetration velocity can be used to control the soil heave for a steel caisson with a wall thickness to external diameter ratio of 4.2% in medium dense sand by jacking method.     

Large deformation finite element analysis of the installation of suction caisson in clay

The suction caisson (or called suction anchor) which is considered as a relatively new type of foundation of offshore structures, has been extensively studied and applied for offshore wind turbines and oil platforms. The installation of the suction caisson is of great importance in the design and construction because it can bring about several issues and further influence the performance of holding capacity in safety service. In this paper, large deformation finite element (FE) analyses are performed to model the installation of suction caisson (SC) by suction and jacking in normally consolidated clay. The penetration of the suction caisson is modeled using an axisymmetric FE approach with the help of the Arbitrary Lagrangian–Eulerian (ALE) formulation which can satisfactorily solve the large deformation problem. The undrained shear strength of the clay and elastic modulus are varied with depth of soil through the subroutine VUFIELD. The numerical results allow quantification of the penetration resistance and its dependence on the installation method. The centrifuge test and theoretical solution are used for the FE model validation. After the validation, the penetration resistance, the soil plug heave, and the caisson wall friction have been examined through the FE model. Based on the numerical results, it is shown that the ALE technique can simulate the entire suction caisson penetration without mesh distortion problem. The installation method can play an important role on the penetration resistance, namely, the suction installation reduces the penetration resistance significantly compared to the purely jacked installation. With a further study on the suction case, it is found that as the final applied suction pressure increases, the soil plug heave increases, while the penetration resistance reduces with increase of the final suction pressure. The effect of the friction of internal caisson walls has been also investigated and a conclusion is drawn that internal wall friction has a significant contribution to the penetration resistance and it can be implicitly represented by varying coefficient of internal wall friction. As for the penetration resistance, both jacked and suction installation have great dependency on the internal wall friction.     

Characteristic Test Study on Bearing Capacity of Suction Caisson Foundation Under Vertical Load

Suction caisson foundations are often subjected to vertical uplift loads, but there are still no wide and spread engineering specifications on design and calculation method for uplift bearing capacity of suction caisson foundation.So it is important to establish an uplift failure criterion. In order to study the uplift bearing mechanism and failure mode of suction caisson foundation, a series of model tests were carried out considering the effects of aspect ratio,soil permeability and loading mode. Test results indicate that the residual negative pressure at the top of caisson is beneficial to enhance uplift bearing capacity. The smaller the permeability coefficient is, the higher the residual negative pressure will be. And the residual negative pressure is approximately equal to the water head that causes seepage in the caisson. When the load reaches the ultimate bearing capacity, both the top and bottom negative pressures are smaller than Su and both the top and bottom reverse bearing capacity factors are smaller than 1.0 in soft clay. Combined the uplift bearing characteristics of caisson in sandy soil and soft clay, the bearing capacity composition and the calculation method are proposed. It can provide a reference for the engineering design of suction caisson foundation under vertical load.     

Transient soil response in a porous seabed with variable permeability

The soil permeability of many natural marine sediments decreases with depth because of consolidation under overburden pressure. This is accompanied by a decrease in porosity and void ratio that also affect the permeability. Conventional theories for wave-induced soil response have assumed a homogeneous porous seabed. This paper presents a new approach for the wave-induced response in a soil matrix, with variable permeability as a function of burial depth. The soil matrix considered is unsaturated and anisotropic, and is subject to a three-dimensional wave system. The pore pressure and effective stresses induced by such a system are obtained from a set of equations incorporating a variable permeability. Verification is available through reduction to the simple case of uniform permeability. The results indicate that the effect of variable soil permeability on pore pressure and vertical effective stress may be significant, especially in a gravelled seabed and for unsaturated sandy soils.     

Analytical and experimental studies on installation of a suction caisson with tampered tip in clay

Concrete suction caissons have been successfully used as breakwaters or seawalls in recent years. The relative large wall thickness-to-diameter ratio of a concrete caisson can lead to the formation of a full soil heave plug that may cause difficulties in the installation of concrete caisson in clay. One way to overcome this limitation is to use a tampered tip for the caisson wall. An analytical method is proposed in this article to calculate the minimum suction pressure required to penetrate a caisson and the maximum allowable suction pressure that can be applied to avoid too much soil heave plug during the installation of the suction caisson. Four model tests were conducted in normally consolidated clay to study the installation process of a concrete suction caisson with tampered tip and to verify the proposed analytical method. The height of the soil heave plug in the caisson with a tampered tip is observed to be about half of that in the caisson with a flat tip.     

基于泥沙流变特性的吸力式沉箱减阻技术

针对吸力式沉箱在黏性底床中沉贯安装的减阻问题,基于黏性泥沙的流变特性,开展了一系列不同振动荷载作用下的室内沉贯模型试验,分析了振动荷载对吸力式沉箱沉贯过程的影响和沉贯减阻效果。试验结果表明：在压力沉贯阶段或吸力沉贯阶段施加高频振动荷载,均能促使吸力式沉箱侧壁周围的土体发生流化,有效降低沉箱的沉贯阻力;减阻效果与振动频率和沉箱的长径比有关,与振动频率成正比,与沉箱的长径比成反比;存在一个临界频率,当振动频率大于该频率后,沉贯阻力随频率的减小不明显;施加高频振动荷载有助于减小吸力沉贯阶段沉箱内的土塞高度,促进沉箱沉贯到位。研究成果可为黏性泥沙流变减阻技术在吸力式沉箱中的应用提供理论依据和技术参考。     

海上风电吸力基础在分层土中的沉贯特性研究综述

吸力基础与海洋工程大直径钢桩相比,具有成本低、安装周期短、对环境影响小、不受海况影响及可回收再利用等优点,近年来在海上风电工程中得到推广应用。吸力基础沉贯至海床预定位置,是其发挥承载力和确保服役稳定性的前提。海床地基土体常以分层土形式分布,且各层土体强度、压缩性和渗透性等存在显著差别,导致吸力基础吸力沉贯机理非常复杂。明确吸力基础在分层土中沉贯特性,有助于指导吸力基础在海上风电工程中的推广应用。对目前吸力基础在分层土中沉贯特性研究进行综述和总结,归纳了其沉贯机理研究进展,并对影响吸力基础在分层土中沉贯因素进行了分析;提出了分层土中吸力基础沉贯的研究方向和改进的沉贯方法。     

Numerical study of effect of fluke inclination on behavior of drag anchor in clay with linearly increasing shear strength under unidirectional and combined loading

Drag anchor is a widely used anchor type in offshore engineering for the mooring system. The prediction of the anchor trajectory installation and the final position is important for anchor selection in design. The existing method using yield envelope method for trajectory prediction ignored the shallow anchor behavior but applied the deep yield envelope from a deeply embedded horizontal fluke in uniform clay for the whole drag-in installation process. However, the anchor fluke embedment depth and inclination angle change continually during installation in clay with linearly increasing shear strength soil profile in practice. Studies on the effect of fluke inclination angle on the anchor behavior in clay with such non-uniform soil profile under unidirectional and combined loading are important and necessary for the improvement of the yield envelope method to ensure a reasonable prediction. The current 2D finite element studies investigate the anchor behavior for inclined fluke in clay with linearly increasing shear strength under unidirectional vertical, horizontal and rotational loadings first. Then the effects of the fluke inclination angle, soil non-homogeneity and embedment depth ratio on the shallow yield envelopes are investigated. It is found that the effect of fluke inclination angle on the vertical capacity factors for anchor in clay with non-uniform and uniform soil profile is largely different. The resultant large impact on the yield envelopes shown here illustrates the importance of considering the fluke inclination angle and soil non-homogeneity in the prediction of anchor trajectory using yield envelope method.     

Model tests on installation and extraction of suction caissons in dense sand

A series of model tests were performed on steel- and Perspex-made suction caissons in saturated dense marine sand to explore installation and extraction behaviors. The extractions of the caisson were conducted by applying monotonic loading or by pumping water into the caisson. Responses of suction caissons to pullout rates, aspect ratios, and extraction manners were examined. Test results show that a cone-shaped subsidence region occurs around the suction caisson during the suction-assisted installation. The pullout bearing capacity of the suction caisson in sand is dominated by the loading rate and the loading manner. For the suction caisson subjected to monotonic loading, the maximum bearing capacity is reached at the pullout rate of about 20.0?mm/s. The mobilized vertical displacement corresponding to the pullout capacity increases with increasing the pullout rate. The passive suction beneath the suction caisson lid reaches the maximum value when the pullout bearing capacity is mobilized. In addition, during the suction caisson extracted by pumping water into the caisson, the maximum pore water pressure in the caisson is obtained under the displacement of approximately 0.04 times the caisson diameter. The absolute values of the maximum pore water pressures for the suction caissons approximately equal those of the maximum vertical resistances at the monotonic pullout rate of 5 mm/s. When the vertical displacements of the suction caissons with the aspect ratio of 1.0 and 2.0 reach 0.92 and 1.77 times the caisson diameter, respectively, the seepage failure occurs around the caissons. Using a scaling method, the test results can be used to predict the time length required for the prototype suction caisson to be extracted from the seabed.     

海洋桩靴基础穿刺破坏实时预测研究

海上自升式钻井平台以其造价低廉、便于移动和安装的优势被广泛应用于海洋地质勘察、风电安装和油气开采等领域,其基础类型多为桩靴基础。为了保证平台能在恶劣的海洋环境中安全作业,桩靴基础需要贯入海床以下一定深度以获得足够的承载力。然而,当桩靴基础在上硬下软土层中贯入时可能发生穿刺破坏导致平台损坏甚至倾覆。已有的桩靴穿刺破坏分析方法基于预设的地层参数预测穿刺荷载,由于无法考虑海床中地层及土性的不确定性,其准确性有待提高。将桩靴基础贯入过程中的监测数据与穿刺破坏机理相结合,通过66组离心机模型试验结果表征土体不确定性的影响,发展贝叶斯预测模型,实现了峰值阻力和穿刺深度的实时预测。基于规范推荐的荷载扩展分析法和冲剪系数分析法,建立了适用于规范法的概率模型,采用该模型对上砂下黏土层中桩靴基础的穿刺行为进行了预测,结果表明所提方法的预测精度随着监测数据的增加而提高,预测得到的峰值阻力误差在10%以内。     

Behavior of drag anchor in clay with linearly increasing shear strength under unidirectional and combined loading

Drag anchor is a widely used economical anchor option for offshore floating structures. The anchor behavior under unidirectional loading and combined loading is important for anchor selection. The anchor behavior under combined loading, characterized by the yield envelope, can also be used for the prediction of anchor installation, which is still an issue in anchor design. However, most existing studies on anchor capacity are for plate anchors which focused only on the anchor pullout capacity in soil with uniform shear strength. The behavior of drag anchor under unidirectional and combined loading in soil with linearly increasing shear strength profile is seldom investigated. The current 2D finite element studies investigate the anchor behavior for a horizontal anchor fluke in clay with linearly increasing shear strength under unidirectional vertical, horizontal and rotational loadings first. Then based on the results of anchor unidirectional loading behavior, the yield envelopes for anchor under combined loading for both shallow and deep embedded flukes are studied. The effect of anchor embedment depth, soil non- homogeneity, soil overburden pressure and the soil/anchor interface breakaway conditions are studied to provide insight for drag anchor design.     

Effects of installation on the cyclic axial behaviour of suction buckets in sandy soils

Suction buckets differ with their easy and cost-efficient installation technique from other foundation types for offshore wind turbines. For successful completion of their installation process, suction is essential, but the imposed seepage leads to the changes in states of the soil in and around the bucket. Especially, a loosening of soil inside the bucket affects the load carrying behaviour of bucket subjected to repetitive loading resulting from environmental conditions. In this study, the behaviour of buckets under cyclic axial compressive loads with considering a possible loosening and related changes in permeability of soil inside the bucket is investigated numerically. In the framework of finite element analysis, a fully coupled two-phase model and a hypoplastic constitutive model are used to describe the saturated sandy soil behaviour under repetitive loading. The porosity-permeability variation is taken into account by Kozeny–Carman relationship. Special attention is dedicated to load carrying behaviour of bucket top plate, inner and outer skirt as well as base and their changes resulting from a loosening of soil inside the bucket with variable aspect ratio. For this purpose, cyclic axial compressive loads which cause an attenuation and progressive failure of soil-bucket system response are considered. The main findings on the changes in load carrying behaviour of bucket are presented and discussed.     

Assessment of cyclic response to suction caisson in clay using a three-dimensional displacement approach

An investigation was made to present analytical solutions of cyclic response to suction caisson subjected to inclined cyclic loadings in clay using a three-dimensional displacement approach. A model representing the relationship between vertical load and vertical displacement and that between lateral load and lateral displacement along the skirt of suction caisson subjected to cyclic loadings is proposed for overconsolidated clay. For the effect of vertical load on cyclic load capacity of suction caisson, using the Mindlin solution in the case of a vertical point load, the vertical stress of soil under the base of suction caisson is presented. For the stress state of soil beneath the base of suction caisson subjected to cyclic loading, the Mohr–Coulomb failure line and critical state line are presented and the relationship between total stress, effective mean principal stress, stress difference, and pore-pressure is elucidated. The comparison of results predicted by the present method for a suction caisson subjected to cyclic loadings in clay has shown good agreement with those obtained from field tests. Cyclic behavior of clay up to failure is made clear from the relationship between cyclic tensile load, vertical and lateral displacements, and rotation and that between depth, vertical, and lateral pressures.     

混合土层吸力筒沉贯阻力算法研究及应用

为补充DNVGL-RP-C212规范关于混合土层内吸力筒沉贯阻力计算参数的不确定描述,基于长乐外海风电场多个吸力筒基础的沉贯负压监测成果,对黏土—砂混合土层内吸力筒沉贯阻力算法进行研究。提出了基于黏粒含量确定侧阻力修正系数kf的算法,引入桩基工程中基于静力触探试验（CPT）的fs计算桩侧剪切强度的经验算法,并对其进行修正,用于计算吸力筒的沉贯侧阻力。对两种算法的准确性进行了验证,对其可靠性进行比较,提出了以前者计算结果为准,后者计算结果作为校核依据的建议。     

Experimental Studies on Extraction of Modified Suction Caisson (MSC) in Sand by Reverse Pumping Water

A suction caisson can be extracted by applying reverse pumping water,which cannot be regarded as the reverse process of installation because of the dramatically different soil?structure interaction behavior.Model tests were first carried out in this study to investigate the extraction behavior of the modified suction caisson(MSC)and the regular suction caisson(RSC)in sand by reverse pumping water.The effects of the installation ways(suction-assisted or jacking installation)and the reverse pumping rate on the variations of the over-pressure resulting form reverse pumping water were investigated.It was found that neither the RSC nor the MSC can be fully extracted from sand.When the maximum extraction displacement is obtained,the hydraulic gradient of the sand in the suction caisson reaches the critical value,leading to seepage failure.In addition,the maximum extraction displacement decreases with the increasing reverse pumping rate.Under the same reverse pumping rate,the final extraction displacements for the RSC and MSC installed by suction are lower than those for the RSC and MSC installed by jacking.The final extraction displacement of MSC is almost equal to that of the RSC with the same internal compartment length.Based on the force equilibrium,a method of estimating the maximum extraction displacement is proposed.It has been proved that the proposed method can rationally predict the maximum extraction displacement and the corresponding over-pressure.     

深水平台吸力沉箱基础工程地质问题分析

针对深水平台吸力沉箱基础,讨论了与沉箱安装有关的分析方法及涉及的工程地质参数,分析了承受竖向拉拔荷载、倾斜与水平荷载作用的吸力沉箱极限承载力的分析方法及涉及的工程地质参数,对与吸力沉箱设计有关的其它问题也进行了分析.在此基础上,阐明了与吸力沉箱设计有关的工程场地调查内容及需要确定的工程地质参数.其目的是为开发深水平台吸...     

Experimental studies on sand plug formation in suction caisson during extraction

A series of model tests were conducted on Perspex-made suction caissons in saturated dense marine sand to study the sand plug formation during extraction. Suction caissons were extracted by pullout loading or by pumping air into the suction caisson. Effects of the pullout rates, aspect ratios and loading ways (monotonic or sustained) on the pullout capacity, and plug formation were investigated. It was found that the ultimate pullout capacity of the suction caisson increases with increasing the pullout rate. The sand plug formation under the pullout loading is significantly influenced by the pullout rate and the loading way. When the suction caisson is extracted at a relatively slow rate, the general sand boiling through the sand plug along the inner caisson wall occurs. On the contrary, the local sand boiling will occur at the bottom of the suction caisson subjected to a rapid monotonic loading or a sustained loading. Test results of the suction caisson extracted by pumping air into the caisson show that the pressure in the suction caisson almost follows a linear relationship with the upward displacement. The maximum pressures for suction caissons with aspect ratios of 1.0 and 2.0 during extraction by pumping air into the caisson are 1.70 and 2.27 times the maximum suction required to penetrate the suction caisson into sand. It was found that the sand plug moves downward during extraction by pumping air into the caisson and the variation in the sand plug height is mainly caused by the outflow of the sand particles from the inside of the suction caisson to the outside. When the suction caisson model is extracted under the pullout rate of 2?mm/s (0.28?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases to the maximum value with increasing the penetration depth and then reduces to zero. On the contrary, when extracted under the pullout rate of 10?mm/s (1.4?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases with increasing the pullout displacement. When extracted by pumping air into the caisson, the hydraulic gradient reaches the critical value, and at the same time, the seepage failure occurs around the suction caisson tip.     

长江下游大型沉井基础局部冲刷计算公式研究

大型沉井基础在长江下游大跨径跨江大桥工程中应用越来越多,基础局部冲刷深度预测是设计时需要重点考虑的问题之一。国内外对桥梁基础局部冲刷做了大量的研究并建立了局部冲刷计算公式,由于长江下游大型沉井基础规模越来越大,原有局部冲刷深度的预测公式存在一定的局限性。在常泰大桥超大沉井基础局部冲刷试验成果的基础上,结合长江下游南京以下跨江大桥沉井基础局部冲刷试验成果,通过量纲分析及多元回归法建立了大型沉井基础局部冲刷计算公式,并应用试验资料及实测资料进行了较好的验证。该公式计算结构简单,可供长江下游大型沉井基础局部冲刷深度估算参考和应用。