Entropy-based particle swarm optimization with clustering analysis on landslide susceptibility mapping

Generation of landslide susceptibility maps is important for engineering geologists and geomorphologists. The goal of this study is to generate a reliable susceptibility map based on digital elevation modeling and remote sensing data through clustering technique. This study focused on the landslide problems on a vast area located at Shei Pa National Park, Miao Li, Taiwan. Two stages of analysis were used to extract the dominant attributes and thresholds: (1) calculate the entropy with regard to the measure of influenced variables to the occurrence of landslide and (2) use the clustering analysis K-means with particle swarm optimization (KPSO) to resolve the difficulties in creating landslide susceptibility maps. The knowledge scope with regard to core factors and thresholds are solved. The self-organization map (SOM) is used as a parallel study for comparison. The overall accuracy of the susceptibility map is 86 and 77 % for KPSO and SOM, respectively. Then, the susceptibility maps are drawn and verifications made. The generation of a susceptibility map is useful for decision makers and managers to handle the landslide risk area.     

Landslide susceptibility mapping using analytic hierarchy process and information value methods along a highway road section in Constantine,Algeria

This research work deals with the landslide susceptibility assessment using Analytic hierarchy process (AHP) and information value (IV) methods along a highway road section in Constantine region, NE Algeria. The landslide inventory map which has a total of 29 single landslide locations was created based on historical information, aerial photo interpretation, remote sensing images, and extensive field surveys. The different landslide influencing geoenvironmental factors considered for this study are lithology, slope gradient, slope aspect, distance from faults, land use, distance from streams, and geotechnical parameters. A thematic layer map is generated for every geoenvironmental factor using Geographic Information System (GIS); the lithological units and the distance from faults maps were extracted from the geological database of the region. The slope gradient, slope aspect, and distance from streams were calculated from the Digital Elevation Model (DEM). Contemporary land use map was derived from satellite images and field study. Concerning the geotechnical parameters maps, they were determined making use of the geotechnical data from laboratory tests. The analysis of the relationships between the landslide-related factors and the landslide events was then carried out in GIS environment. The AUC plot showed that the susceptibility maps had a success rate of 77 and 66% for IV and AHP models, respectively. For that purpose, the IV model is better in predicting the occurrence of landslides than AHP one. Therefore, the information value method could be used as a landslide susceptibility mapping zonation method along other sections of the A1 highway.     

Comparison of landslide susceptibility mapping methodologies for Koyulhisar,Turkey: conditional probability,logistic regression,artificial neural networks,and support vector machine

This case study presented herein compares the GIS-based landslide susceptibility mapping methods such as conditional probability (CP), logistic regression (LR), artificial neural networks (ANNs) and support vector machine (SVM) applied in Koyulhisar (Sivas, Turkey). Digital elevation model was first constructed using GIS software. Landslide-related factors such as geology, faults, drainage system, topographical elevation, slope angle, slope aspect, topographic wetness index, stream power index, normalized difference vegetation index, distance from settlements and roads were used in the landslide susceptibility analyses. In the last stage of the analyses, landslide susceptibility maps were produced from ANN, CP, LR, SVM models, and they were then compared by means of their validations. However, area under curve values obtained from all four methodologies showed that the map obtained from ANN model looks like more accurate than the other models, accuracies of all models can be evaluated relatively similar. The results also showed that the CP is a simple method in landslide susceptibility mapping and highly compatible with GIS operating features. Susceptibility maps can be easily produced using CP, because input process, calculation and output processes are very simple in CP model when compared with the other methods considered in this study.     

Spatial data for landslide susceptibility, hazard, and vulnerability assessment: An overview

The aim of this paper is to discuss a number of issues related to the use of spatial information for landslide susceptibility, hazard, and vulnerability assessment. The paper centers around the types of spatial data needed for each of these components, and the methods for obtaining them. A number of concepts are illustrated using an extensive spatial data set for the city of Tegucigalpa in Honduras. The paper intends to supplement the information given in the “Guidelines for Landslide Susceptibility, Hazard and Risk Zoning for Land Use Planning” by the Joint ISSMGE, ISRM and IAEG Technical Committee on Landslides and Engineered Slopes (JTC-1). The last few decades have shown a very fast development in the application of digital tools such as Geographic Information Systems, Digital Image Processing, Digital Photogrammetry and Global Positioning Systems. Landslide inventory databases are becoming available to more countries and several are now also available through the internet. A comprehensive landslide inventory is a must in order to be able to quantify both landslide hazard and risk. With respect to the environmental factors used in landslide hazard assessment, there is a tendency to utilize those data layers that are easily obtainable from Digital Elevation Models and satellite imagery, whereas less emphasis is on those data layers that require detailed field investigations. A review is given of the trends in collecting spatial information on environmental factors with a focus on Digital Elevation Models, geology and soils, geomorphology, land use and elements at risk.     

Landslide susceptibility mapping using GIS-based multi-criteria decision analysis,support vector machines,and logistic regression

Identification of landslides and production of landslide susceptibility maps are crucial steps that can help planners, local administrations, and decision makers in disaster planning. Accuracy of the landslide susceptibility maps is important for reducing the losses of life and property. Models used for landslide susceptibility mapping require a combination of various factors describing features of the terrain and meteorological conditions. Many algorithms have been developed and applied in the literature to increase the accuracy of landslide susceptibility maps. In recent years, geographic information system-based multi-criteria decision analyses (MCDA) and support vector regression (SVR) have been successfully applied in the production of landslide susceptibility maps. In this study, the MCDA and SVR methods were employed to assess the shallow landslide susceptibility of Trabzon province (NE Turkey) using lithology, slope, land cover, aspect, topographic wetness index, drainage density, slope length, elevation, and distance to road as input data. Performances of the methods were compared with that of widely used logistic regression model using ROC and success rate curves. Results showed that the MCDA and SVR outperformed the conventional logistic regression method in the mapping of shallow landslides. Therefore, multi-criteria decision method and support vector regression were employed to determine potential landslide zones in the study area.     

The effect of the sampling strategies on the landslide susceptibility mapping by conditional probability and artificial neural networks

This study presented herein compares the effect of the sampling strategies by means of landslide inventory on the landslide susceptibility mapping. The conditional probability (CP) and artificial neural networks (ANN) models were applied in Sebinkarahisar (Giresun–Turkey). Digital elevation model was first constructed using a geographical information system software and parameter maps affecting the slope stability such as geology, faults, drainage system, topographical elevation, slope angle, slope aspect, topographic wetness index, stream power index and normalized difference vegetation index were considered. In the last stage of the analyses, landslide susceptibility maps were produced applying different sampling strategies such as; scarp, seed cell and point. The maps elaborated were then compared by means of their validations. Scarp sampling strategy gave the best results than the point, whereas the scarp and seed cell methods can be evaluated relatively similar. Comparison of the landslide susceptibility maps with known landslide locations indicated that the higher accuracy was obtained for ANN model using the scarp sampling strategy. The results obtained in this study also showed that the CP model can be used as a simple tool in assessment of the landslide susceptibility, because input process, calculations and output process are very simple and can be readily understood.     

Combining landslide susceptibility maps obtained from frequency ratio,logistic regression,and artificial neural network models using ASTER images and GIS

Landslide-related factors were extracted from Advanced Spaceborne Thermal Emission and Reflection Radiometer (ASTER) images, and integrated techniques were developed, applied, and verified for the analysis of landslide susceptibility in Boun, Korea, using a geographic information system (GIS). Digital elevation model (DEM), lineament, normalized difference vegetation index (NDVI), and land-cover factors were extracted from the ASTER images for analysis. Slope, aspect, and curvature were calculated from a DEM topographic database. Using the constructed spatial database, the relationships between the detected landslide locations and six related factors were identified and quantified using frequency ratio (FR), logistic regression (LR), and artificial neural network (ANN) models. These relationships were used as factor ratings in an overlay analysis to create landslide susceptibility indices and maps. Three landslide susceptibility maps were then combined and applied as new input factors in the FR, LR, and ANN models to make improved susceptibility maps. All of the susceptibility maps were verified by comparison with known landslide locations not used for training the models. The combined landslide susceptibility maps created using three landslide-related input factors showed improved accuracy (87.00% in FR, 88.21% in LR, and 86.51% in ANN models) compared to the individual landslide susceptibility maps (84.34% in FR, 85.40% in LR, and 74.29% in ANN models) generated using the six factors from the ASTER images.     

Regional bias of landslide data in generating susceptibility maps using logistic regression: Case of Hong Kong Island

On the basis of 1,834 landslide data for Hong Kong Island (HKI), landslide susceptibility maps were generated using logistic regression and GIS. Regional bias of the landslide inventory is examined by dividing the whole HKI into a southern and a northern region, separated by an east-west trending water divide. It was found that the susceptibility map of southern HKI generated by using the southern data differs significantly from that generated by using northern data, and similar conclusion can be drawn for the northern HKI. Therefore, a susceptibility map of HKI was established based on regional data analysis, and it was found to reflect closely the spatial distributions of historical landslides. Elevation appears to be the most dominant factor in controlling landslide occurrence, and this probably reflects that human developments are concentrated at certain elevations on the island. Classification plot, goodness of fit, and occurrence ratio were used to examine the reliability of the proposed susceptibility map. The size of landslide susceptible zones varies depending on the data sets used, thus this demonstrates that the historical landslide data may be biased and affected by human activities and geological settings on a regional basis. Therefore, indiscriminate use of regional-biased data should be avoided.     

Landslide susceptibility maps comparing frequency ratio and artificial neural networks: a case study from the Nepal Himalaya

This study considers landslide susceptibility mapping by means of frequency ratio and artificial neural network approaches using geographic information system (GIS) techniques as a basic analysis tool. The selected study area was that of the Panchthar district, Nepal. GIS was used for the management and manipulation of spatial data. Landslide locations were identified from field survey and aerial photographic interpretation was used for location of lineaments. Ten factors in total are related to the occurrence of landslides. Based on the same set of factors, landslide susceptibility maps were produced from frequency ratio and neural network models, and were then compared and evaluated. The weights of each factor were determined using the back-propagation training method. Landslide susceptibility maps were produced from frequency ratio and neural network models, and they were then compared by means of their checking. The landslide location data were used for checking the results with the landslide susceptibility maps. The accuracy of the landslide susceptibility maps produced by the frequency ratio and neural networks is 82.21 and 78.25%, respectively.     

Application of expert rules in indirect approaches for landslide susceptibility assessment

Landslide susceptibility (LS) assessment by indirect approaches presents some limitations due to (1) the tendency to simplify the environmental factors (i.e., variables) and (2) the assumptions that landslides occur under the same combination of variables for a study site. Recently, some authors have discussed the interest to introduce expert knowledge in the indirect approaches in order to improve the quality of indirect LS maps. However, if the results are reliable, the procedures used seem fastidious and a very good knowledge of the study site is essential. The objectives of this paper are to discuss a methodology to introduce the expert knowledge in the indirect mapping process. After the definition of the expert rules associated to three landslide types, several indirect LS maps are produced by two indirect exploratory approaches, based on fuzzy set theory and on a modification of a bivariate method called expert weight of evidence. Then, the indirect LS maps are confronted to a landslide inventory and a LS map produced by a direct approach. The analyses indicate that the methodology used to introduce the expert rules in the mapping process increases the predictive power of indirect LS map. Finally, some indications about advantages and drawbacks of each approach are given to help the geoscientist to introduce his expert knowledge in the landslide susceptibility mapping process.     

Pathways for adaptive and integrated disaster resilience

The GIS-multicriteria decision analysis (GIS-MCDA) technique is increasingly used for landslide hazard mapping and zonation. It enables the integration of different data layers with different levels of uncertainty. In this study, three different GIS-MCDA methods were applied to landslide susceptibility mapping for the Urmia lake basin in northwest Iran. Nine landslide causal factors were used, whereby parameters were extracted from an associated spatial database. These factors were evaluated, and then, the respective factor weight and class weight were assigned to each of the associated factors. The landslide susceptibility maps were produced based on weighted overly techniques including analytic hierarchy process (AHP), weighted linear combination (WLC) and ordered weighted average (OWA). An existing inventory of known landslides within the case study area was compared with the resulting susceptibility maps. Respectively, Dempster-Shafer Theory was used to carry out uncertainty analysis of GIS-MCDA results. Result of research indicated the AHP performed best in the landslide susceptibility mapping closely followed by the OWA method while the WLC method delivered significantly poorer results. The resulting figures are generally very high for this area, but it could be proved that the choice of method significantly influences the results.     

GIS-based weights-of-evidence modelling of rainfall-induced landslides in small catchments for landslide susceptibility mapping

Landslide susceptibility mapping is a vital tool for disaster management and planning development activities in mountainous terrains of tropical and subtropical environments. In this paper, the weights-of-evidence modelling was applied, within a geographical information system (GIS), to derive landslide susceptibility map of two small catchments of Shikoku, Japan. The objective of this paper is to evaluate the importance of weights-of-evidence modelling in the generation of landslide susceptibility maps in relatively small catchments having an area less than 4 sq km. For the study area in Moriyuki and Monnyu catchments, northeast Shikoku Island in west Japan, a data set was generated at scale 1:5,000. Relevant thematic maps representing various factors (e.g. slope, aspect, relief, flow accumulation, soil depth, soil type, land use and distance to road) that are related to landslide activity were generated using field data and GIS techniques. Both catchments have homogeneous geology and only consist of Cretaceous granitic rock. Thus, bedrock geology was not considered in data layering during GIS analysis. Success rates were also estimated to evaluate the accuracy of landslide susceptibility maps and the weights-of-evidence modelling was found useful in landslide susceptibility mapping of small catchments.     

A comparison of slope units and grid cells as mapping units for landslide susceptibility assessment

Landslides lead to a great threat to human life and property safety. The delineation of landslide-prone areas achieved by landslide susceptibility assessment plays an important role in landslide management strategy. Selecting an appropriate mapping unit is vital for landslide susceptibility assessment. This paper compares the slope unit and grid cell as mapping unit for landslide susceptibility assessment. Grid cells can be easily obtained and their matrix format is convenient for calculation. A slope unit is considered as the watershed defined by ridge lines and valley lines based on hydrological theory and slope units are more associated with the actual geological environment. Using 70% landslide events as the training data and the remaining landslide events for verification, landslide susceptibility maps based on slope units and grid cells were obtained respectively using a modified information value model. ROC curve was utilized to evaluate the landslide susceptibility maps by calculating the training accuracy and predictive accuracy. The training accuracies of the grid cell-based susceptibility assessment result and slope unit-based susceptibility assessment result were 80.9 and 83.2%, and the prediction accuracies were 80.3 and 82.6%, respectively. Therefore, landslide susceptibility mapping based on slope units performed better than grid cell-based method.     

Effectiveness of visually analyzing LiDAR DTM derivatives for earth and debris slide inventory mapping for statistical susceptibility modeling

Landslide inventories are the most important data source for landslide process, susceptibility, hazard, and risk analyses. The objective of this study was to identify an effective method for mapping a landslide inventory for a large study area (19,186 km²) from Light Detection and Ranging (LiDAR) digital terrain model (DTM) derivatives. This inventory should in particular be optimized for statistical susceptibility modeling of earth and debris slides. We compared the mapping of a representative set of landslide bodies with polygons (earth and debris slides, earth flows, complex landslides, and areas with slides) and a substantially complete set of earth and debris slide main scarps with points by visual interpretation of LiDAR DTM derivatives. The effectiveness of the two mapping methods was estimated by evaluating the requirements on an inventory used for statistical susceptibility modeling and their fulfillment by our mapped inventories. The resulting landslide inventories improved the knowledge on landslide events in the study area and outlined the heterogeneity of the study area with respect to landslide susceptibility. The obtained effectiveness estimate demonstrated that none of our mapped inventories are perfect for statistical landslide susceptibility modeling. However, opposed to mapping polygons, mapping earth and debris slides with a point in the main scarp were most effective for statistical susceptibility modeling within large study areas. Therefore, earth and debris slides were mapped with points in the main scarp in entire Lower Austria. The advantages, drawbacks, and effectiveness of landslide mapping on the basis of LiDAR DTM derivatives compared to other imagery and techniques were discussed.     

Landslides in Sado Island of Japan: Part II. GIS-based susceptibility mapping with comparisons of results from two methods and verifications

Slope instability research and susceptibility mapping is a fundamental component of hazard management and an important basis for provision of measures aimed at decreasing the risk of living with landslides. On this basis, this paper presents the result of a comprehensive study on slope stability analyses and landslide susceptibility mapping carried out in part of Sado Island of Japan. Various types of landslides occurred in the island throughout history. Little is known about the triggering factors and severity of old landslides, but for many of the recent slope failures, the slope characteristics and stratigraphy are such that ground surfaces retain water perennially and landslides occur when additional moisture is induced during rainfall and snowmelt. A range of methods are available in literature for preparation of landslide susceptibility maps. In this study we used two methods namely, the analytical hierarchy process (AHP) and logistic regression, to produce and later compare two susceptibility maps. AHP is a semi-qualitative method, which involves a matrix-based pair-wise comparison of the contribution of different factors for landsliding. Logistic regression on the other hand promotes a multivariate statistical analysis with an objective to find the best-fitting model that describes the relationship between the presence or absence of landslides (dependent variable) and a set of causal factors (independent parameters). Elevation, lithology and slope gradient were casual factors in this study. The determinations of factor weights by AHP and logistic regression were preceded by the calculation of class weights (landslide densities) based on bivariate statistical analyses (BSA). The differences between the AHP derived susceptibility map and the logistic regression counterpart are relatively minor when broad-based classifications are considered. However, with an increase in the number of susceptibility classes, the logistic regression map gave more details but the one derived by AHP failed to do so. The reason is that the majority of pixels in the AHP map have high values, and an increase in the number of classes gives little change in the spatial distribution of susceptibility zones in the middle. To verify the practicality of the two susceptibility maps, both of them were compared with a landslide activity map containing 18 active landslide zones. The outcome was that the active landslide zones do not completely fit into the very high susceptibility class of both maps for various reasons. But 70% of these landslide zones fall into the high and very high susceptibility zones of the AHP map while this is 63% in the case of logistic regression. This indicates that despite the skewed distribution of susceptibility indices, the AHP map was better to capture the reality on the ground than the logistic regression equivalent.     

Use of GIS-based fuzzy logic relations and its cross application to produce landslide susceptibility maps in three test areas in Malaysia

Landslides are one of the most frequent and common natural hazards in Malaysia. Preparation of landslide susceptibility maps is one of the first and most important steps in the landslide hazard mitigation. However, due to complex nature of landslides, producing a reliable susceptibility map is not easy. For this reason, a number of different approaches have been used, including direct and indirect heuristic approaches, deterministic, probabilistic, statistical, and data mining approaches. Moreover, these landslides can be systematically assessed and mapped through a traditional mapping framework using geoinformation technologies. Since the early 1990s, several mathematical models have been developed and applied to landslide hazard mapping using geographic information system (GIS). Among various approaches, fuzzy logic relation for mapping landslide susceptibility is one of the techniques that allows to describe the role of each predisposing factor (landslide-conditioning parameters) and their optimal combination. This paper presents a new attempt at landslide susceptibility mapping using fuzzy logic relations and their cross application of membership values to three study areas in Malaysia using a GIS. The possibility of capturing the judgment and the modeling of conditioning factors are the main advantages of using fuzzy logic. These models are capable to capture the conditioning factors directly affecting the landslides and also the inter-relationship among them. In the first stage of the study, a landslide inventory was complied for each of the three study areas using both field surveys and airphoto studies. Using total 12 topographic and lithological variables, landslide susceptibility models were developed using the fuzzy logic approach. Then the landslide inventory and the parameter maps were analyzed together using the fuzzy relations and the landslide susceptibility maps produced. Finally, the prediction performance of the susceptibility maps was checked by considering field-verified landslide locations in the studied areas. Further, the susceptibility maps were validated using the receiver-operating characteristics (ROC) success rate curves. The ROC curve technique is based on plotting model sensitivity—true positive fraction values calculated for different threshold values versus model specificity—true negative fraction values on a graph. The ROC curves were calculated for the landslide susceptibility maps obtained from the application and cross application of fuzzy logic relations. Qualitatively, the produced landslide susceptibility maps showed greater than 82% landslide susceptibility in all nine cases. The results indicated that, when compared with the landslide susceptibility maps, the landslides identified in the study areas were found to be located in the very high and high susceptibility zones. This shows that as far as the performance of the fuzzy logic relation approach is concerned, the results appeared to be quite satisfactory, the zones determined on the map being zones of relative susceptibility.     

Assessment of landslide susceptibility for a landslide-prone area (north of Yenice, NW Turkey) by fuzzy approach

. Regional landslide susceptibility assessments pose complex problems. To solve these problems, numerous approaches, such as statistical analysis, geotechnical engineering approach, geomorphologic approach and fuzzy logic, have been employed. However, all the available methods for regional landslide susceptibility assessments have some uncertainties due to a lack of knowledge and variability. Minimizing these uncertainties provides realistic approaches. Use of the fuzzy logic approach to produce a landslide susceptibility map of a landslide-prone area in NW Turkey is the main purpose of the present study. For this purpose, the study includes five main stages, these being the preparation of a landslide inventory of the study area, the application of factor analysis, the extraction of fuzzy if-then rules, the use of a geographical information system, and the control of the reliability of the resulting landslide susceptibility map. Slope angle, slope aspect, land use, weathering depth, water conditions and topographical elevation were considered as landslide conditioning factors for the study area. A total of 23 if-then rules was extracted from the field data. Employing these rules, fuzzified index maps representing each parameter were obtained. Finally, combining these maps, the landslide susceptibility map of the area was prepared. When compared with the landslide susceptibility map, the landslides identified in the area were found to be located in the very high- and high-susceptibility zones. As far as the performance of the fuzzy approach for processing is concerned, the images appear to be quite satisfactory, the zones determined on the map being zones of relative susceptibility.     

Assessing landslide exposure in areas with limited landslide information

Landslide risk assessment is often a difficult task due to the lack of temporal data on landslides and triggering events (frequency), run-out distance, landslide magnitude and vulnerability. The probability of occurrence of landslides is often very difficult to predict, as well as the expected magnitude of events, due to the limited data availability on past landslide activity. In this paper, a qualitative procedure for assessing the exposure of elements at risk is presented for an area of the Apulia region (Italy) where no temporal information on landslide occurrence is available. Given these limitations in data availability, it was not possible to produce a reliable landslide hazard map and, consequently, a risk map. The qualitative analysis was carried out using the spatial multi-criteria evaluation method in a global information system. A landslide susceptibility composite index map and four asset index maps (physical, social, economic and environmental) were generated separately through a hierarchical procedure of standardising and weighting. The four asset index maps were combined in order to obtain a qualitative weighted assets map, which, combined with the landslide susceptibility composite index map, has provided the final qualitative landslide exposure map. The resulting map represents the spatial distribution of the exposure level in the study area; this information could be used in a preliminary stage of regional planning. In order to demonstrate how such an exposure map could be used in a basic risk assessment, a quantification of the economic losses at municipal level was carried out, and the temporal probability of landslides was estimated, on the basis of the expert knowledge. Although the proposed methodology for the exposure assessment did not consider the landslide run-out and vulnerability quantification, the results obtained allow to rank the municipalities in terms of increasing exposure and risk level and, consequently, to identify the priorities for designing appropriate landslide risk mitigation plans.