Estimating bearing response in symmetric and asymmetric‐plan isolated buildings with rocking and torsion

A comprehensive approach is developed to estimate relevant design quantities—lateral deformations and axial forces—in isolation systems composed of lead–rubber bearings. The approach, applicable to symmetric and asymmetric‐plan systems, includes the effects of bidirectional excitation, rocking, and torsion; and is the culmination of previous work on this topic. The approach is based on nonlinear response history analysis of an isolated block using an advanced bearing model that incorporates the interaction between axial force and lateral response of the bearing, known as axial‐load effects. The rocking response of the system and peak axial forces are shown to depend on the isolation period, the normalized strength—or yield strength normalized by peak ground velocity, the ratios of rocking frequency about each horizontal axis to vertical frequency, and the normalized stiffness eccentricity. In an attempt to develop results widely applicable to asymmetric‐plan systems, eccentricity is introduced by varying the stiffnesses and strengths of individual bearings in an idealized, rectangular plan. This idealized system approach is shown to have limited success; when applied to actual asymmetric‐plan systems the design equations to estimate response are accurate for lateral deformations but err by up to 25% for axial forces. Copyright © 2006 John Wiley & Sons, Ltd.     

System identification for evaluating soil–structure interaction effects in buildings from strong motion recordings

Parametric system identification is used to evaluate seismic soil–structure interaction effects in buildings. The input–output strong motion data pairs needed for evaluations of flexible- and fixed-base fundamental mode parameters are derived. Recordings of lateral free-field, foundation, and roof motions, as well as foundation rocking, are found to be necessary for direct evaluations of modal parameters for both cases of base fixity. For the common situation of missing free-field or base rocking motions, procedures are developed for estimating the modal parameters that cannot be directly evaluated. The accuracy of these estimation procedures for fundamental mode vibration period and damping is verified for eleven sites with complete instrumentation of the structure, foundation, and free-field. © 1998 John Wiley & Sons, Ltd.     

Cyclic testing of moment-shear force interaction in reinforced concrete shear wall substructures

Previous quasi-static cyclic tests of shear walls, which routinely used an incremental lateral displacement test protocol with a constant axial load, failed to reflect the character of moment-shear force interaction of prototype buildings. To study the effect of the moment-shear force interaction on the seismic performance of shear walls, three identical 2-story shear wall specimens with different loading patterns were constructed at 1/2 scale, to represent the lower portion of an 11-story high-rise building, and were tested under reversed cyclic loads. The axial force, shear force and bending moment were simultaneously applied to simulate the effects of gravity loads and earthquake excitations on the prototype. The axial force and bending moment delivered from the upper structure were applied to the top of the specimens by two vertical actuators, and the shear force was applied to the specimens by two horizontal actuators. A mixed force-displacement control test program was adopted to ensure that the bending moment and the lateral shear were increased proportionally. The experimental results show that the moment-shear force interaction had a significant effect on the failure pattern, hysteretic characteristics, ductility and energy dissipation of the specimens. It is recommended that moment-shear force interaction should be considered in the loading condition of RC shear wall substructures cyclic tests.     

A numerical study on response factors for steel wall–frame systems

A numerical investigation was undertaken to evaluate the response of dual structural systems that consisting of steel plate shear walls and moment‐resisting frames. The primary objective of the study was to investigate the influence of elastic base shear distribution between the wall and the frame on the global system response. A total of 10 walls and 30 wall–frame systems, ranging from 3 to 15 stories, were selected for numerical assessment. These systems represent cases in which the elastic base shear resisted by the frame has a share of 10, 25, or 50% of the total base shear resisted by the dual system. The numerical study consisted of 1600 time history analyses employing three‐dimensional finite elements. All 40 structures were separately analyzed for elastic and inelastic response by subjecting them to the selected suite of earthquake records. Interstory drifts, top story drift, base shears resisted by the wall, and the frame were collected during each analysis. Based on the analysis results, important response quantities, such as the strength reduction, the overstrength, and the displacement amplification factors, are evaluated herein. Results are presented in terms of displacement measures, such as the interstory drift ratio and the top story drift ratio. Analysis results revealed that the increase in the strength reduction factor with the amount of load share is insignificant. Furthermore, there is an inverse relationship between the ductility reduction and the overtsrength. Copyright © 2010 John Wiley & Sons, Ltd.     

Seismic behaviour of multistorey RC wall–frame system versus bare ductile frame system

The wall–frame systems have many known advantages, namely increase of the system's lateral strength and stiffness thereby allowing for a good tangential inter‐storey drift control, and the retention of a satisfactory energy dissipation capacity. However, rocking of the wall could occur as a result of uplifting wall base or concentrated plastic hinge deformations. Problems arising from this phenomenon have significant impact on the system behaviour and hence require extended study. This paper focuses on the wall‐rocking phenomenon due to the concentrated plastic hinge rotation at the wall base. To facilitate a comprehensive evaluation, a six‐storey three‐bay RC wall–frame structure is investigated with comparison to a bare ductile frame by means of earthquake simulation tests. The results revealed that, despite a superior performance over the ductile frame under low to moderate seismic actions, the wall–frame structure deteriorated more rapidly than the bare frame during advanced inelastic response. The increasingly significant rocking of the wall resulted in severe material damage at localized critical regions. Mitigating the wall rocking is seen to be a key to the further improvement of the system performance, and the extent to which this may be achieved by incorporating the three‐dimensional effects is explicitly illustrated by an analytical evaluation. Copyright © 2001 John Wiley & Sons, Ltd.     

Optimum lateral load pattern for seismic design of elastic shear‐buildings incorporating soil–structure interaction effects

Recently, several new optimum loading patterns have been proposed by researchers for fixed‐base systems while their adequacy for soil–structure systems has not been evaluated yet. Through intensive dynamic analyses of multistory shear‐building models with soil–structure interaction subjected to a group of 21 artificial earthquakes adjusted to soft soil design spectrum, the adequacy of these optimum patterns is investigated. It is concluded that using these patterns the structures generally achieve near optimum performance in some range of periods. However, their efficiency reduces as soil flexibility increases especially when soil–structure interaction effects are significant. In the present paper, using the uniform distribution of damage over the height of structures, as the criterion, an optimization algorithm for seismic design of elastic soil–structure systems is developed. The effects of fundamental period, number of stories, earthquake excitation, soil flexibility, building aspect ratio, damping ratio and damping model on optimum distribution pattern are investigated. On the basis of 30,240 optimum load patterns derived from numerical simulations and nonlinear statistical regression analyses, a new lateral load pattern for elastic soil–structure systems is proposed. It is a function of the fundamental period of the structure, soil flexibility and structural slenderness ratio. It is shown that the seismic performance of such a structure is superior to those designed by code‐compliant or recently proposed patterns by researchers for fixed‐base structures. Using the proposed load pattern in this study, the designed structures experience up to 40% less structural weight as compared with the code‐compliant or optimum patterns developed based on fixed‐base structures. Copyright © 2012 John Wiley & Sons, Ltd.     

Influence of dynamic soil–structure interaction on the nonlinear response and seismic reliability of multistorey systems

A set of reinforced concrete structures with gravitational loads and mechanical properties (strength and stiffness) representative of systems designed for earthquake resistance in accordance with current criteria and methods is selected to study the influence of dynamic soil–structure interaction on seismic response, ductility demands and reliability levels. The buildings are considered located at soft soil sites in the Valley of Mexico and subjected to ground motion time histories simulated in accordance with characteristic parameters of the maximum probable earthquake likely to occur during the system's expected life. For the near‐resonance condition the effects of soil–structure interaction on the ductility demands depend mainly on radiation damping. According to the geometry of the structures studied this damping is strongly correlated with the aspect ratio, obtained by dividing the building height by its width. In this way, for structures with aspect ratio greater than 1.4 the storey and global ductility demands increase with respect to those obtained with the same structures but on rigid base, while for structures with aspect ratio less than 1.4 the ductility demands decrease with respect to those for the structures on rigid base. For the cases when the fundamental period of the structure has values very different from the dominant ground period, soil–structure interaction leads in all cases to a reduction of the ductility demands, independently of the aspect ratio. The reliability index β is obtained as a function of the base shear ratio and of the seismic intensity acting on the nonlinear systems subjected to the simulated motions. The resulting reliability functions are very similar for systems on rigid or on flexible foundation, provided that in the latter case the base rotation and the lateral displacement are removed from the total response of the system. Copyright © 2006 John Wiley & Sons, Ltd.     

Probabilistic evaluation of soil–foundation–structure interaction effects on seismic structural response

Complex seismic behaviour of soil–foundation–structure (SFS) systems together with uncertainties in system parameters and variability in earthquake ground motions result in a significant debate over the effects of soil–foundation–structure interaction (SFSI) on structural response. The aim of this study is to evaluate the influence of foundation flexibility on the structural seismic response by considering the variability in the system and uncertainties in the ground motion characteristics through comprehensive numerical simulations. An established rheological soil‐shallow foundation–structure model with equivalent linear soil behaviour and nonlinear behaviour of the superstructure has been used. A large number of models incorporating wide range of soil, foundation and structural parameters were generated using a robust Monte‐Carlo simulation. In total, 4.08 million time‐history analyses were performed over the adopted models using an ensemble of 40 earthquake ground motions as seismic input. The results of the analyses are used to rigorously quantify the effects of foundation flexibility on the structural distortion and total displacement of the superstructure through comparisons between the responses of SFS models and corresponding fixed‐base (FB) models. The effects of predominant period of the FB system, linear vs nonlinear modelling of the superstructure, type of nonlinear model used and key system parameters are quantified in terms of different probability levels for SFSI effects to cause an increase in the structural response and the level of amplification of the response in such cases. The results clearly illustrate the risk of underestimating the structural response associated with simplified approaches in which SFSI and nonlinear effects are ignored. Copyright © 2010 John Wiley & Sons, Ltd.     

Damage‐based seismic planar pounding analysis of adjacent symmetric buildings considering inelastic structure–soil–structure interaction

In cities and urban areas, building structures located at close proximities inevitably interact under dynamic loading by direct pounding and indirectly through the underlying soil. Majority of the previous adjacent building pounding studies that have taken the structure–soil–structure interaction (SSSI) problem into account have used simple lumped mass–spring–dashpot models under plane strain conditions. In this research, the problem of SSSI‐included pounding problem of two adjacent symmetric in plan buildings resting on a soft soil profile excited by uniaxial earthquake loadings is investigated. To this end, a series of SSSI models considering one‐directional nonlinear impact elements between adjacent co‐planar stories and using a method for direct finite element modeling of 3D inelastic underlying soil volume has been developed to accurately study the problem. An advanced inelastic structural behavior parameter, the seismic damage index, has been considered in this study as the key nonlinear structural response of adjacent buildings. Based on the results of SSSI and fixed base case analyses presented herein, two main problems are investigated, namely, the minimum building separation distance for pounding prevention and seismic pounding effects on structural damage in adjacent buildings. The final results show that at least three times, the International Building Code 2009 minimum distance for building separation recommended value is required as a clear distance for adjacent symmetric buildings to prevent the occurrence of seismic pounding. At the International Building Code‐recommended distance, adjacent buildings experienced severe seismic pounding and therefore significant variations in storey shear forces and damage indices. Copyright © 2016 John Wiley & Sons, Ltd.     

Direct finite element method for nonlinear earthquake analysis of 3‐dimensional semi‐unbounded dam–water–foundation rock systems

A direct finite element method for nonlinear earthquake analysis of 2‐dimensional dam–water–foundation rock systems has recently been presented. The analysis procedure uses standard viscous‐damper absorbing boundaries to model the semi‐unbounded foundation‐rock and fluid domains and specifies the seismic input as effective earthquake forces at these boundaries. Presented in this paper is a generalization of the direct finite element method with viscous‐damper boundaries to 3‐dimensional dam–water–foundation rock systems. Step‐by‐step procedures for determining the effective earthquake forces starting from a ground motion specified at a control point on the foundation‐rock surface is developed, and several numerical examples are computed and compared with independent benchmark solutions to demonstrate the effectiveness of the analysis procedure for modeling 3‐dimensional systems.     

Rocking isolation of low‐rise frame structures founded on isolated footings

This paper explores the effectiveness of a new approach to foundation seismic design. Instead of the present practice of over‐design, the foundations are intentionally under‐dimensioned so as to uplift and mobilize the strength of the supporting (stiff) soil, in the hope that they will thus act as a rocking–isolation mechanism, limiting the inertia transmitted to the superstructure, and guiding plastic ‘hinging’ into soil and the foundation–soil interface. An idealized simple but realistic one‐bay two‐story reinforced concrete moment resisting frame serves as an example to compare the two alternatives. The problem is analyzed employing the finite element method, taking account of material (soil and superstructure) and geometric (uplifting and P–Δ effects) nonlinearities. The response is first investigated through static pushover analysis. It is shown that the axial forces N acting on the footings and the moment to shear (M/Q) ratio fluctuate substantially during shaking, leading to significant changes in footing moment‐rotation response. The seismic performance is explored through dynamic time history analyses, using a wide range of unscaled seismic records as excitation. It is shown that although the performance of both alternatives is acceptable for moderate seismic shaking, for very strong seismic shaking exceeding the design, the performance of the rocking‐isolated system is advantageous: it survives with no damage to the columns, sustaining non‐negligible but repairable damage to its beams and non‐structural elements (infill walls, etc.). Copyright © 2011 John Wiley & Sons, Ltd.     

Single precast concrete rocking walls as earthquake force‐resisting elements

Precast concrete walls with unbonded post‐tensioning provide a simple self‐centering system. Yet, its application in seismic regions is not permitted as it is assumed to have no energy dissipation through a hysteretic mechanism. These walls, however, dissipate energy imparted to them because of the wall impacting the foundation during rocking and limited hysteretic action resulting from concrete nonlinearity. The energy dissipated due to rocking was ignored in previous experimental studies because they were conducted primarily using quasi‐static loading. Relying only on limited energy dissipation, a shake table study was conducted on four single rocking walls (SRWs) using multiple‐level earthquake input motions. All walls generally performed satisfactorily up to the design‐level earthquakes when their performance was assessed in terms of the maximum transient drift, maximum absolute acceleration, and residual drift. However, for the maximum considered earthquakes, the walls experienced peak lateral drifts greater than the permissible limits. Combining the experimental results with an analytical investigation, it is shown that SRWs can be designed as earthquake force‐resisting elements to produce satisfactory performance under design‐level and higher‐intensity earthquake motions. Copyright © 2016 John Wiley & Sons, Ltd.     

Linear‐elastic lateral load analysis and seismic design of pin‐supported wall‐frame structures with yielding dampers

This paper describes an analytical investigation on a reinforced concrete lateral load resisting structural system comprising a pin‐supported (base‐rocking) shear wall coupled with a moment frame on 1 or both sides of the wall. Yielding dampers are used to provide supplemental energy dissipation through the relative displacements at the vertical connections between the wall and the frames. The study extends a previous linear‐elastic model for pin‐supported wall‐frame structures by including the effects of the dampers. A closed‐form solution of the lateral load behavior of the structure is derived by approximating the discrete wall‐frame‐damper interactions with distributed (ie, continuous) properties. The validity of the model is verified by comparing the closed‐form results with computational models using OpenSees program. Then, a parametric analysis is conducted to investigate the effects of the wall, frame, and damper stiffness on the behavior of the structure. It is found that the damper stiffness significantly affects the distribution of shear forces and bending moments over the wall height. Finally, the performance‐based plastic design approach extended to the wall‐frame‐damper system is proposed. Case studies are carried out to design 2 damped pin‐supported wall‐frame structures using the proposed approach. Nonlinear dynamic time‐history analyses are conducted to verify the effectiveness of this method. Results indicate that the designed structures can achieve the performance level with the story drift ratios less than target values, and weak‐story failure mechanism is not observed. The approach can be used in engineering applications.     

Dynamic soil–structure interaction effects on the seismic response of asymmetric buildings

An approach is formulated for the linear analysis of three-dimensional dynamic soil–structure interaction of asymmetric buildings in the time domain, in order to evaluate the seismic response behaviour of torsionally coupled buildings. The asymmetric building is idealized as a single-storey three-dimensional system resting on different soil conditions. The soil beneath the superstructure is modeled as linear elastic solid elements. The contact surface between foundation mat and solid elements of soil is discretised by linear plane interface elements with zero thickness. An interface element is further developed to function between the rigid foundation and soil. As an example, the response of soil–structure interaction of torsionally coupled system under two simultaneous lateral components of El Centro 1940 earthquake records has been evaluated and the effects of base flexibility on the response behaviour of the system are verified.     

Seismic response of a bridge–soil–foundation system under the combined effect of vertical and horizontal ground motions

Different levels of model sophistication have recently emerged to support seismic risk assessment of bridges, but mostly at the expense of neglecting the influence of vertical ground motions (VGMs). In this paper, the influence of VGMs on bridge seismic response is presented and the results are compared with the case of horizontal‐only excitations. An advanced finite element model that accounts for VGMs is first developed. Then, to investigate the effect of soil–structure interaction (SSI) including liquefaction potential, the same bridge with soil‐foundation and fixed boundary conditions is also analyzed. Results show that the inclusion of the VGMs has a significant influence on the seismic response, especially for the axial force in columns, normal force of bearings, and the vertical deck bending moments. However, VGMs do not have as much influence on the seismic demand of the pile cap displacements or pile maximum axial forces. Also, the significant fluctuation of the column axial force can reduce its shear and flexural capacity, and a heightened reversal of flexural effects may induce damage in the deck. In addition, relative to the fixed base case, SSI effects tend to reduce response quantities for certain ground motions while increasing demands for others. This phenomenon is explained as a function of the frequency content of the ground motions, the shift in natural vertical periods, and the VGM spectral accelerations at higher modes. Moreover, the mechanisms of liquefaction are isolated relative to SSI effects in nonliquefiable soils, revealing the influence of liquefaction on bridge response under VGMs. Copyright © 2012 John Wiley & Sons, Ltd.     

Wavelet‐based non‐stationary seismic rocking response of flexibly supported tanks

The non‐stationary rocking response of liquid storage tanks under seismic base excitations including soil interaction has been developed based on the wavelet domain random vibration theory. The ground motion has been characterized through statistical functionals of wavelet coefficients of the ground acceleration history. The tank–liquid–foundation system is modelled as a multi‐degree‐of‐freedom (MDOF) system with both lateral and rocking motions of vibration of the foundation. The impulsive and convective modes of vibration of the liquid in the tank have been considered. The wavelet domain coupled dynamic equations are formulated and then solved to get the expressions of instantaneous power spectral density function (PSDF) in terms of functionals of input wavelet coefficients. The moments of the instantaneous PSDF are used to obtain the stochastic responses of the tank in the form of coefficients of hydrodynamic pressure, base shear and overturning base moment for the largest expected peak responses. Parametric variations are carried out to study the effects of various governing parameters like height of liquid in the tank, height–radius ratio of the tank, ratio of total liquid mass to mass of foundation, and shear wave velocity in the soil medium, on the responses of the tank. Copyright © 2003 John Wiley & Sons, Ltd.     

Numerical study of a full‐scale six‐story reinforced concrete wall‐frame structure tested at E‐Defense

A full‐scale shake table test on a six‐story reinforced concrete wall frame structure was carried out at E‐Defense, the world's largest three‐dimensional earthquake simulation facility, in January 2006. Story collapse induced from shear failure of shear critical members (e.g., short columns and shear walls) was successfully produced in the test. Insights gained into the seismic behavior of a full‐scale specimen subjected to severe earthquake loads are presented in this paper. To reproduce the collapse process of the specimen and evaluate the ability of analytical tools to predict post‐peak behavior, numerical simulation was also conducted, modeling the seismic behavior of each member with different kinds of models, which differ primarily in their ability to simulate strength decay. Simulated results showed good agreement with the strength‐degrading features observed in post‐peak regions where shear failure of members and concentrated deformation occurred in the first story. The simulated results tended to underestimate observed values such as maximum base shear and maximum displacement. The effects of member model characteristics, torsional response, and earthquake load dimensions (i.e., three‐dimensional effects) on the collapse process of the specimen were also investigated through comprehensive dynamic analyses, which highlighted the following seismic characteristics of the full‐scale specimen: (i) a model that is incapable of simulating a specimen's strength deterioration is inadequate to simulate the post‐peak behavior of the specimen; (ii) the torsional response generated from uniaxial eccentricity in the longitudinal direction was more significant in the elastic range than in the inelastic range; and (iii) three‐dimensional earthquake loads (X–Y–Z axes) generated larger maximum displacement than any other loading cases such as two‐dimensional (X–Y or Y–Z axes) or one‐dimensional (Y axis only) excitation. Copyright © 2011 John Wiley & Sons, Ltd.     

Cyclic tests on steel and concrete‐filled tube frames with Slit Walls

Cyclic loading tests were performed on three one‐storey steel frames and four three‐storey concrete‐filled tube (CFT) moment frames reinforced with a new type of earthquake‐resisting element consisting of a steel plate shear wall with vertical slits. In this shear wall system, the steel plate segments between the slits behave as a series of flexural links, which provide fairly ductile response without the need for heavy stiffening of the wall. The steel shear walls and the moment frames behaved in a ductile manner up to more than 4% drift without abrupt strength degradation or loss of axial resistance. Results of these tests and complementary analysis provide a basis for an equivalent brace model to be employed in commercially available frame analysis programs. Test and analytical results suggest that the horizontal force is carried by the bolts in the middle portion of the wall–frame connection, while the vertical forces coupled with the moment in the connection are resisted by the bolts in the edge portion of the connection, for which the friction bolts in the connection should be designed. When sufficient transverse stiffening is provided, full plastic strength and non‐degrading hysteretic behaviour can be achieved for this new type of shear wall. Copyright © 2006 John Wiley & Sons, Ltd.