Understanding the causes and consequences of differential decision-making in adaptation research: Adapting to a delayed monsoon onset in Gujarat,India

Weather variability poses numerous risks to agricultural communities, yet farmers may be able to reduce some of these risks by adapting their cropping practices to better suit changes in weather. However, not all farmers respond to weather variability in the same way. To better identify the causes and consequences of this heterogeneous decision-making, we develop a framework that identifies (1) which socio-economic and biophysical factors are associated with heterogeneous cropping decisions in response to weather variability and (2) which cropping strategies are the most adaptive, considering economic outcomes (e.g., yields and profits). This framework aims to understand how, why, and how effectively farmers adapt to current weather variability; these findings, in turn, may contribute to a more mechanistic and predictive understanding of individual-level adaptation to future climate variability and change. To illustrate this framework, we assessed how 779 farmers responded to delayed monsoon onset in fifteen villages in Gujarat, India during the 2011 growing season, when the monsoon onset was delayed by three weeks. We found that farmers adopted a variety of strategies to cope with delayed monsoon onset, including increasing irrigation use, switching to more drought-tolerant crops, and/or delaying sowing. We found that farmers’ access to and choice of strategies varied with their assets, irrigation access, perceptions of weather, and risk aversion. Richer farmers with more irrigation access used high levels of irrigation, and this strategy was associated with the highest yields in our survey sample. Poorer farmers with less secure access to irrigation were more likely to push back planting dates or switch crop type, and economic data suggest that these strategies were beneficial for those who did not have secure access to irrigation. Interestingly, after controlling for assets and irrigation access, we found that cognitive factors, such as beliefs that the monsoon onset date had changed over the last 20 years or risk aversion, were associated with increased adaptation. Our framework illustrates the importance of considering the complexity and heterogeneity of individual decision-making when conducting climate impact assessments or when developing policies to enhance the adaptive capacity of local communities to future climate variability and change.     

A regional comparison of the effects of climate change on agricultural crops in Europe

The effects of climate change will be felt by most farmers in Europe over the next decades. This study provides consistent results of the impact of climate change on arable agriculture in Europe by using high resolution climate data, socio-economic data, and impact assessment models, including farmer adaptation. All scenarios are consistent with the spatial distribution of effects, exacerbating regional disparities and current vulnerability to climate. Since the results assume no restrictions on the use of water for irrigation or on the application of agrochemicals, they may be considered optimistic from the production point of view and somewhat pessimistic from the environmental point of view. The results provide an estimate of the regional economic impact of climate change, as well as insights into the importance of mitigation and adaptation policies.     

陕北黄土丘陵沟壑区农户气候变化的适应行为及影响因素分析

从农户个体微观视角,研究农业的活动主体--农户的气候变化适应行为。选择陕北黄土丘陵沟壑区,采用问卷调查和半结构式访谈相结合的方法研究农户气候变化感知与适应行为,运用二元逻辑回归模型分析影响该地区农户适应行为的因素。结果表明：农户对气候变化趋势感知比较一致,认为近5 年夏季和冬季气温升高,降水减少,但与实际观测存在一定偏差。农户应对气候变化采取适应行为的比重并不高,只有57.8% 的农户表示采取了相应的措施来应对气候变化。农户适应行为受气候变化感知的影响,此外,家庭社会经济属性对农户采取适应行为的概率影响显著,而性别、年龄、文化程度等人口属性因素与农户采取适应行为的概率关系不大。     

Food security in the face of climate change: Adaptive capacity of small-scale social-ecological systems to environmental variability

Improving the adaptive capacity of small-scale irrigation systems to the impacts of climate change is crucial for food security in Asia. This study analyzes the capacity of small-scale irrigation systems dependent on the Asian monsoon to adapt to variability in river discharge caused by climate change. Our study is motivated by the Pumpa irrigation system, a small-scale irrigation system located in Nepal that is a model for this type of system. We developed an agent-based model in which we simulated the decisions farmers make about the irrigation strategy to use according to available water flow. Given the uncertainty associated with how climate change may affect the Asian monsoon, we simulated the performance of the system under different projections of climate change in the region (increase and decrease in rainfall, reduction and expansion of the monsoon season, and changes in the timing of the onset of the monsoon). Accordingly to our simulations, farmers might need to adapt to rainfall intensification and a late onset in the monsoon season. The demands for collective action among farmers (e.g. infrastructure repair, meetings, decisions, etc.) might increase considerably due to climate change. Although our model suggests that investment in new infrastructure might increase the performance of the system under some climate change scenarios, the high inequality among farmers when water availability is reduced might hinder the efficiency of these measures due to a reduction of farmers’ willingness to cooperate. Our modeling exercise helps to hypothesize about the most sensitive climate change scenarios for smallscale irrigation farming in Nepal and helps to frame a discussion of some possible solutions and fundamental trade-offs in the process of adaptation to improve for food and water security under climate change.     

Climate Variability and Land-use Change in Danangou Watershed, China—Examples of Small-Scale Farmers' Adaptation

With global concern on climate change impacts, developing countries are given special attention due their susceptibility. In this paper, change and variability in climate, land use and farmers' perception, adaptation and response to change are examined in Danangou watershed in the Chinese Loess Plateau. The first focus is to look at how climate data recorded at meteorological stations recently have evolved, and how farmers perceived these changes. Further, we want to see how the farmers respond and adapt to climate variability and what the resulting impact on land use is. Finally, other factors causing change in land use are considered. Local precipitation and temperature instrumental data and interview data from farmers were used. The instrumental data shows that the climate is getting warmer and drier, the latter despite large interannual variability. The trend is seen on the local and regional level. Farmers' perception of climatic variability corresponds well with the data record. During the last 20 years, the farmers have become less dependent on agriculture by adopting a more diversified livelihood. This adaptation makes them less vulnerable to climate variability. It was found that government policies and reforms had a stronger influence on land use than climate variability. Small-scale farmers should therefore be considered as adaptive to changing situations, planned and non-consciously planned.     

Smallholder farmers’ participation in climate change adaptation programmes: understanding preferences in Nepal

Globally, adaptation policies and programmes are being formulated to address climate change issues. However, in the agricultural sector, and particularly in least developed countries (LDCs), concerns remain as to whether these policies and programmes are consistent with farmers’ preferences. This study empirically investigates Nepalese farmers’ willingness to support the implementation of adaptation programmes. To this end, we first developed suggested adaptation programmes in accordance with the adaptation measures identified by LDCs in their National Adaptation Programmes of Actions. We then employed a choice experiment framework to estimate farmers’ willingness to pay (WTP) for adaptation benefits. The findings indicate that the substantial benefits of the adaptation programmes for farmers result in a sizeable WTP to participate, which would appear to justify the programmes’ widespread implementation.

Key policy insights

• Farmers are willing to participate in, and contribute to, the suggested adaptation programmes in the form of increased access to climate adaptive crop species and varieties, improved soil quality and irrigation and the provision of training in climate adaptive farming.

• Key socio-economic factors influence farmers’ support of adaptation programmes. Older farmers, those households closer to government extension services, larger land holders, those involved in household labour exchange, farmers located in drought and flood-prone regions and those who perceive that the climate has changed are more likely to participate.

• The more farmers are aware of climate change impacts, the greater their preference for adaptation programmes. Increasing farmer awareness prior to implementation of such programmes is therefore an obvious means of further raising participation rates.

     

Environmentalities of urban climate governance in Maputo,Mozambique

Interest in the role that cities can play in climate change as sites of transformation has increased but research has been limited in its practical applications and there has been limited consideration of how policies and technologies play out. These challenges necessitate a re-thinking of existing notions of urban governance in order to account for the practices that emerge from governments and a plethora of other actors in the context of uncertainty. We understand these practices to constitute adaptive governance, underpinned by social learning guiding the actions of the multiplicity of actors. The aim here is to unpack how social learning for adaptive governance requires attention to competing understandings of risk and identity, and the multiplicity of mechanisms in which change occurs or is blocked in urban climate governance. We adopt a novel lens of ‘environmentalities’ which allows us to assess the historical and institutional context and power relations in the informal settlements of Maputo, Mozambique. Our findings highlight how environmental identities around urban adaptation to climate change are constituted in the social and physical divisions between the formal and informal settlements, whilst existing knowledge models prioritise dominant economic and political interests and lead to the construction of new environmental subjects. While the findings of this study are contextually distinct, the generalizable lessons are that governance of urban adaptation occurs and is solidified within a complex multiplicity of socio-ecological relations.     

Climate change adaptation strategies for smallholder farmers in the Brazilian Sertão

Climate models agree that semi-arid regions around the world are likely to experience increased rainfall variability and longer droughts in the coming decades. In regions dependent on agriculture, such changes threaten to aggravate existing food insecurity and economic underdevelopment, and to push migration to urban areas. In the Brazilian semi-arid region, the Sertão, farmers’ vulnerability to climate—past, present, and future—stems from several factors, including low yielding production practices and reliance on scarce and seasonally variable water resources. Using interpolated local climate data, we show that, since 1962, in the Bacia do Jacuípe—one of the poorest regions in the Sertão of Bahía state—average temperatures have increased?~?2 °C and rainfall has decreased?~?350 mm. Over the same time period, average milk productivity—the main rural economic activity in the county—has fallen while in Brazil and in Bahía as a whole milk productivity has increased dramatically. This paper teases apart the drivers of climate vulnerability of the Bacia do Jacuípe in relation to the rest of Bahía. We then present the results of a suite of pilot projects by Adapta Sertão, a coalition of organizations working to improve the adaptive capacity of farmers living in the semi-arid region. By testing a number of different technologies and arrangements at the farm level, Adapta Sertão has shown that interventions focused on balanced animal diets and efficient irrigation systems can help reduce (but not eliminate) the dependence of production systems from climate. They are thus viable adaptation strategies that should be tested at a larger scale, with implications for semi-arid regions worldwide.     

Risk perception and decision-making: do farmers consider risks from climate change?

This paper provides one of the first empirical studies that examine the impact of climate change adaptation practices on technical efficiency (TE) among smallholder farmers in Nepal. An adaptation index is used to explore the impact of farmers’ adaptation on TE using the stochastic frontier analysis framework. Data for six districts of Nepal representing all three agro-ecological regions (terai, hill, and mountain) were collected from a focus group discussion, a stakeholder workshop and a household survey. The survey shows that about 91% of the farming households have adopted at least one practice to minimize the adverse impacts of climate change. Empirical results reveal that adaptation is an important factor explaining efficiency differentials among farming households. Those adopting a greater number of adaptation practices on a larger scale are, on average, found to be 13% more technically efficient than those adopting fewer practices on smaller scale. The empirical results also show that average TE is only 0.72, indicating that there are opportunities for farming households in Nepal to further improve productive efficiency, on average by 28%. Other important factors that explain variations in the productive efficiency across farming households include farmer’s education level, irrigation facilities, market access, and social capital such as farmer’s participations in relevant agricultural organizations and clubs. This study provides empirical evidence to policy makers that small scale adjustments made by farmers in response to climate change impacts are effective in improving farmers’ efficiency in agriculture production. This indicates a need for farmers’ involvement in climate change adaptation planning.     

Assessing the vulnerability of food crop systems in Africa to climate change

Africa is thought to be the region most vulnerable to the impacts of climate variability and change. Agriculture plays a dominant role in supporting rural livelihoods and economic growth over most of Africa. Three aspects of the vulnerability of food crop systems to climate change in Africa are discussed: the assessment of the sensitivity of crops to variability in climate, the adaptive capacity of farmers, and the role of institutions in adapting to climate change. The magnitude of projected impacts of climate change on food crops in Africa varies widely among different studies. These differences arise from the variety of climate and crop models used, and the different techniques used to match the scale of climate model output to that needed by crop models. Most studies show a negative impact of climate change on crop productivity in Africa. Farmers have proved highly adaptable in the past to short- and long-term variations in climate and in their environment. Key to the ability of farmers to adapt to climate variability and change will be access to relevant knowledge and information. It is important that governments put in place institutional and macro-economic conditions that support and facilitate adaptation and resilience to climate change at local, national and transnational level.     

Cautionary Tales: Adaptation and the Global Poor

Many who study global change, particularly from industrialized countries, are optimistic about the capacity of agriculture to successfully adapt to climate change. This optimism is based on historic trends in yield increases, on the spread of cropping systems far beyond their traditional agroecological boundaries, and the inherent flexibility of systems of international trade. Analysis of the success (or in rare cases, failure) of adaptation is by analogy—either to analogous socioeconomic or technological change or to short term environmental change. Such studies have been limited to industrialized countries.This paper uses five analogs from developing countries to examine potential adaptation to global climate change by poor people. Two are studies of comparative developing country responses to drought, flood, and tropical cyclone and to the Sahelian droughts of the 1970s and 80s that illustrate adaptations to climate and weather events:. Two address food production and rapid population growth in South Asia and Africa. Three types of adaptive social costs are considered: the direct costs of adaptation, the costs of adapting to the adaptations, and the costs of failing to adapt. A final analog reviews 30 village-level studies for the role that these social costs of adaptation play in perpetuating poverty and environmental degradation.     

GLOBAL CLIMATE CHANGE ADAPTATION: EXAMPLES FROM RUSSIAN BOREAL FORESTS

The Russian Federation contains approximately 20% of the world's timber resources and more than half of all boreal forests. These forests play a prominent role in environmental protection and economic development at global, national, and local levels, as well as, provide commodities for indigenous people and habitat for a variety of plant and animal species. The response and feedbacks of Russian boreal forests to projected global climate change are expected to be profound. Large shifts in the distribution (up to 19% area reduction) and productivity of boreal forests are implied by scenarios of General Circulation Models (GCMs). Uncertainty regarding the potential distribution and productivity of future boreal forests complicates the development of adaptation strategies for forest establishment, management, harvesting and wood processing. Although a low potential exists for rapid natural adaptation of long-lived, complex boreal forests, recent analyses suggest Russian forest management and utilization strategies should be field tested to assess their potential to assist boreal forests in adaptation to a changing global environment. Current understanding of the vulnerability of Russian forest resources to projected climate change is discussed and examples of possible adaptation measures for Russian forests are presented, including: (1) artificial forestation techniques that can be applied with the advent of failed natural regeneration and to facilitate forest migration northward; (2) silvicultural measures that can influence the species mix to maintain productivity under future climates; (3) identifying forests at risk and developing special management adaptation measures for them; (4) alternative processing and uses of wood and non-wood products from future forests; and (5) potential future infrastructure and transport systems that can be employed as boreal forests shift northward into melting permafrost zones. Current infrastructure and technology can be employed to help Russian boreal forests adapt to projected global environmental change, however many current forest management practices may have to be modified. Application of this technical knowledge can help policymakers identify priorities for climate change adaptation.     

Identifying thresholds and barriers to adaptation through measuring climate sensitivity and capacity to change in an Australian primary industry

Primary producers, including graziers, crop farmers and commercial fishers are especially vulnerable to climate change because they depend on highly climate-sensitive natural resources. Adaptation to climate change will make a major difference to the severity of the impacts experienced. However, individuals (resource users) can erect sometimes seemingly peculiar barriers to potential adaptation options that need to be addressed if adaptation is to be effective. Our aim was to understand the nature of barriers to change for cattle graziers in the northern Australian rangelands. We conceptualised barriers as adverse reactions where resource users are unlikely to contemplate adaptations that threaten core values or perceptions about themselves. We assumed that resource users that were more sensitive to climate change impacts—or more dependent on the resource—were more proximate to thresholds of coping and thus more likely to erect barriers, especially people with little adaptive capacity. Given that climate sensitivity and adaptive capacity are important components of vulnerability, our approach was to conduct a vulnerability assessment to identify potential but important barriers to change. Data from 240 graziers suggest that graziers in northern Australia might be especially vulnerable to climate change because their identity, place attachment, low employability, weak networks and dependents can make them sensitive to change, and their sensitivity can be compounded by a low adaptive capacity. We argue that greater attention needs to be placed on the social context of climate change impacts and on the processes shaping vulnerability and adaptation, especially at the scale of the individual.     

Adaptation,adaptive capacity and vulnerability

This paper reviews the concept of adaptation of human communities to global changes, especially climate change, in the context of adaptive capacity and vulnerability. It focuses on scholarship that contributes to practical implementation of adaptations at the community scale. In numerous social science fields, adaptations are considered as responses to risks associated with the interaction of environmental hazards and human vulnerability or adaptive capacity. In the climate change field, adaptation analyses have been undertaken for several distinct purposes. Impact assessments assume adaptations to estimate damages to longer term climate scenarios with and without adjustments. Evaluations of specified adaptation options aim to identify preferred measures. Vulnerability indices seek to provide relative vulnerability scores for countries, regions or communities. The main purpose of participatory vulnerability assessments is to identify adaptation strategies that are feasible and practical in communities. The distinctive features of adaptation analyses with this purpose are outlined, and common elements of this approach are described. Practical adaptation initiatives tend to focus on risks that are already problematic, climate is considered together with other environmental and social stresses, and adaptations are mostly integrated or mainstreamed into other resource management, disaster preparedness and sustainable development programs.     

Farmer perceptions of climate change: Associations with observed temperature and precipitation trends,irrigation, and climate beliefs

How individuals perceive climate change is linked to whether individuals support climate policies and whether they alter their own climate-related behaviors, yet climate perceptions may be influenced by many factors beyond local shifts in weather. Infrastructure designed to control or regulate natural resources may serve as an important lens through which people experience climate, and thus may influence perceptions. Likewise, perceptions may be influenced by personal beliefs about climate change and whether it is human-induced. Here we examine farmer perceptions of historical climate change, how perceptions are related to observed trends in regional climate, how perceptions are related to the presence of irrigation infrastructure, and how perceptions are related to beliefs and concerns about climate change. We focus on the regions of Marlborough and Hawke’s Bay in New Zealand, where irrigation is utilized on the majority of cropland. Data are obtained through analysis of historical climate records from local weather stations, interviews (n = 20), and a farmer survey (n = 490). Across both regions, no significant historical trends in annual precipitation and summer temperatures since 1980 are observed, but winter warming trends are significant at around 0.2–0.3 °C per decade. A large fraction of farmers perceived increases in annual rainfall despite instrumental records indicating no significant trends, a finding that may be related to greater perceived water availability associated with irrigation growth. A greater fraction of farmers perceived rainfall increases in Marlborough, where irrigation growth has been most substantial. We find those classes of farmers more likely to have irrigation were also significantly more likely to perceive an increase in annual rainfall. Furthermore, we demonstrate that perceptions of changing climate – regardless of their accuracy – are correlated with increased belief in climate change and an increased concern for future climate impacts. Those farmers that believe climate change is occurring and is human induced are more likely to perceive temperature increases than farmers who believe climate change is not occurring and is not human induced. These results suggest that perceptions are influenced by a variety of personal and environmental factors, including infrastructure, which may in turn alter decisions about climate adaptation.     

Determinants of farmers’ choice of adaptation methods to climate change in the Nile Basin of Ethiopia

This study identifies the major methods used by farmers to adapt to climate change in the Nile Basin of Ethiopia, the factors that affect their choice of method, and the barriers to adaptation. The methods identified include use of different crop varieties, tree planting, soil conservation, early and late planting, and irrigation. Results from the discrete choice model employed indicate that the level of education, gender, age, and wealth of the head of household; access to extension and credit; information on climate, social capital, agroecological settings, and temperature all influence farmers’ choices. The main barriers include lack of information on adaptation methods and financial constraints.     

Human mobility intentions in response to heat in urban South East Asia

Climate change and associated weather extremes and natural hazards have large impacts on the urban population of the Global South where population growth will rapidly increase the already large number of people who will be affected. Using Protection Motivation Theory (PMT), we investigate how hot temperatures, manifested as heat stress, is affecting the intentions of moving among the urban population in three Asian countries (Indonesia, Malaysia, Philippines). We conducted an online survey with 2219 respondents. Almost all respondents (98%) had experienced heat stress, albeit at different levels. When asked whether respondents would be likely to move away from their current locations because of heat, nearly a quarter (23%) reported that they were very likely to do so, and 50% that they probably would. Stronger moving intentions because of heat were associated with women and older people. Concerns about increases from damage from heat (threat appraisal) were more strongly associated with moving intentions than an understanding of the costs and benefits (coping appraisal). Among the threat appraisal, heat stress levels and risk perception were the strongest predictors of moving intentions because of heat. The results contrast with the findings of migration studies in response to sudden onset hazards and underpin the differences in adaptation behaviour in response to different climate change impacts. Moving away to cooler places as an adaptation strategy to heat may be challenging to foresee in terms of timing, capabilities, destination and potential costs because it may not happen soon. We strongly recommend further research on climate change migration of the urban population, including within urban and urban-to-urban movements. While many people move back after sudden onset disasters, heat potentially leads to permanent movements given it is likely to be better planned, and as the habitability of some places is increasingly compromised. Overall the effects of slow onset environmental hazards such as pollution and heat on migration warrant more research attention given the rapidity of urban population growth, particularly in the global south.     

Misperceptions of climate-change risk as barriers to climate-change adaptation: a case study from the Rewa Delta, Fiji

While increasing research is focusing on the effective adaptation to climate change in richer (developed) countries, comparatively little has focused specifically on this subject in poorer (developing) countries such as most in the Pacific Islands region. A significant barrier to the development of effective and sustainable adaptive strategies for climate change in such places is the gap between risk and perceived risk. This study looks at a vulnerable location in Fiji—the densely populated Rewa River Delta where environmental changes resulting from shoreline retreat and floods are expected to increase over the next few decades and entail profound societal disruption. The numbers of people living in the Rewa Delta who know of climate change and could correctly identify its contributory causes are few although many rank its current manifestations (floods, riverbank erosion, groundwater salinization) as among their most serious environmental challenges. While lack of awareness is a barrier to adaptation, there are also cultural impediments to this such as short-term planning perspectives, spiritual beliefs, traditional governance structures. One way forward is to empower community leaders in places like the Rewa Delta to make appropriate decisions and for regional governments to continue working together to find solutions that acknowledge the variation in sub-regional trans-national vulnerability to climate change.