The role of lateral ocean physics in the upper ocean thermal balance of a coupled ocean-atmosphere GCM

 The sensitivity of the upper ocean thermal balance of an ocean-atmosphere coupled GCM to lateral ocean physics is assessed. Three 40-year simulations are performed using horizontal mixing, isopycnal mixing, and isopycnal mixing plus eddy induced advection. The thermal adjustment of the coupled system is quite different between the simulations, confirming the major role of ocean mixing on the heat balance of climate. The initial adjustment phase of the upper ocean (SST) is used to diagnose the physical mechanisms involved in each parametrisation. When the lateral ocean physics is modified, significant changes of SST are seen, mainly in the southern ocean. A heat budget of the annual mixed layer (defined as the “bowl”) shows that these changes are due to a modified heat transfer between the bowl and the ocean interior. This modified heat intake of the ocean interior is directly due to the modified lateral ocean physics. In isopycnal diffusion, this heat exchange, especially marked at mid-latitudes, is both due to an increased effective surface of diffusion and to the sign of the isopycnal gradients of temperature at the base of the bowl. As this gradient is proportional to the isopycnal gradient of salinity, this confirms the strong role of salinity in the thermal balance of the coupled system. The eddy induced advection also leads to increased exchanges between the bowl and the ocean interior. This is both due to the shape of the bowl and again to the existence of a salinity structure. The lateral ocean physics is shown to be a significant contributor to the exchanges between the diabatic and the adiabatic parts of the ocean. Received: 24 January 2000 / Accepted: 11 September 2000     

Flux correction: tests with a simple ocean-atmosphere model

 Flux correction schemes are used in order to suppress the drift of coupled ocean atmosphere models. This technique is tested for a simple box model of the climate system. Two “perfect” models of the ocean and the atmosphere are available. These are coupled to form an ocean-atmosphere model representing the true climate system. This climate system is simulated by a climate model which is also constructed by coupling those two perfect models. This time, however, both models are run first separately as models of the atmosphere and the ocean. In that case, “observations” from the climate system are prescribed at the ocean surface in the uncoupled models. It is assumed that these observations are imperfect. A drift results, when these models are coupled to form an ocean-atmosphere stimulation model. A flux adjustment scheme is implemented to remove this drift. It is argued that the merits and shortcomings of the flux correction technique can be assessed more clearly this way than by coupling imperfect models as is done normally. Sensitivity tests are performed where either radiation parameters are changed or a salt anomaly is implanted. Model parameters are chosen such that the ocean has a thermally direct circulation in the unperturbed climate state. It is found that the flux correction technique is performing satisfactorily as long as the imposed perturbations are small enough so that the ocean circulation does not change its sense. If, however, the model climate is close to the transition to an indirect circulation, then the flux correction technique is unreliable. The predictions of the coupled model with flux correction may deviate substantially from the response of the climate system in that case. Received: 4 December 1995/Accepted: 15 October 1996     

Fundamental framework and experiments of the third generation of IAP / LASG world ocean general circulation model

A new generation of the IAP / LASG world ocean general circulation model is designed and presented based on the previous 20-layer model, with enhanced spatial resolutions and improved parameterizations. The model uses a triangular-truncated spectral horizontal grid system with its zonal wave number of 63 (T63) to match its atmospheric counterpart of a T63 spectral atmosphere general circulation model in a planned coupled ocean-atmosphere system. There are 30 layers in vertical direction, of which 20 layers are located above 1000 m for better depicting the permanent thermocline. As previous ocean models developed in IAP / LASG, a free surface (rather than “rigid-lid” approximation) is included in this model. Compared with the 20-layer model, some more detailed physical parameterizations are considered, including the along / cross isopycnal mixing scheme adapted from the Gent-MacWilliams scheme. The model is spun up from a motionless state. Initial conditions for temperature and salinity are taken from the three-dimensional distributions of Levitus’ annual mean observation. A preliminary analysis of the first 1000-year integration of a control experiment shows some encouraging improvements compared with the twenty-layer model, particularly in the simulations of permanent thermocline, thermohaline circu?lation, meridional heat transport, etc. resulted mainly from using the isopycnal mixing scheme. However, the use of isopycnal mixing scheme does not significantly improve the simulated equatorial thermocline. A series of numerical experiments show that the most important contribution to the improvement of equatori?al thermocline and the associated equatorial under current comes from reducing horizontal viscosity in the equatorial regions. It is found that reducing the horizontal viscosity in the equatorial Atlantic Ocean may slightly weaken the overturning rate of North Atlantic Deep Water.     

Simulated Spatiotemporal Response of Ocean Heat Transport to Freshwater Enhancement in North Atlantic and Associated Mechanisms

The Atlantic Meridional Overturning Circulation(AMOC)transports a large amount of heat to northern high latitudes,playing an important role in the global climate change.Investigation of the freshwater perturbation in North Atlantic(NA)has become one of the hot topics in the recent years.In this study,the mechanism and pathway of meridional ocean heat transport(OHT)under the enhanced freshwater input to the northern high latitudes in the Atlantic are investigated by an ocean-sea ice-atmosphere coupled model.The results show that the anomalous OHT in the freshwater experiment(FW)is dominated by the meridional circulation kinetic and ocean thermal processes.In the FW,OHT drops down during the period of weakened AMOC while the upper tropical ocean turns warmer due to the retained NA warm currents.Conversely,OHT recovers as the AMOC recovers,and the mechanism can be generalized as:1)increased ocean heat content in the tropical Southern Ocean during the early integration provides the thermal condition for the recovery of OHT in NA;2)the OHT from the Southern Ocean enters the NA through the equator alongthe deep Ekman layer;3)in NA,the recovery of OHT appears mainly along the isopycnic layers of 24.70-25.77 below the mixing layer.It is then transported into the mixing layer from the "outcropping points"innorthern high latitudes,and finally released to the atmosphere by the ocean-atmosphere heat exchange.     

Stabilization of thermohaline circulation by wind-driven and vertical diffusive salt transport

 The stability of the thermohaline circulation is investigated using an ocean general circulation model coupled to a simple atmospheric model. The atmospheric model is so developed that it represents the wind stress and the freshwater flux more realistically than existing energy balance models. The coupled model can reproduce the realistic deep ocean circulation without any flux adjustment. Effects of the wind stress and the vertical diffusion on the thermohaline circulation are studied by conducting various experiments with the coupled model. The Ekman upwelling between 60^∘N and 90^∘N brings up salt to the sea surface, while the compensation flow of the Ekman transport and the wind-driven gyre circulation between 30^∘N and 60^∘N carry salt horizontally to the high latitudes. By carrying out experiments where the wind stress is completely or partly removed, it is demonstrated that either of the vertical or the horizontal salt transport prevents the halocline formation at high latitudes and maintains the thermohaline circulation. For an experiment in which the vertical diffusivity is enhanced at high latitudes, it is shown that the vertical diffusion at high latitudes also prevents the halocline formation and stabilizes the thermohaline circulation. It is also shown that the value of the vertical diffusivity at high latitude affects the existence of the multiple equilibria of the thermohaline circulation. Received: 26 April 2000 / Accepted: 10 January 2001     

Two climatic states and feedbacks on thermohaline circulation in an Earth system model of intermediate complexity

The McGill Paleoclimate Model-2 (MPM-2) is employed to study climate–thermohaline circulation (THC) interactions in a pre -industrial climate, with a special focus on the feedbacks on the THC from other climate system components. The MPM-2, a new version of the MPM, has an extended model domain from 90S to 90N, active winds and no oceanic heat and freshwater flux adjustments. In the MPM-2, there are mainly two stable modes for the Atlantic meridional overturning circulation (MOC) under the ‘present-day’ forcing (present-day solar forcing and the pre-industrial atmospheric CO₂ level of 280 ppm). The ‘on’ mode has an active North Atlantic deep water formation, while the ‘off’ mode has no such deep water formation. By comparing the ‘off’ mode climate state with its ‘on’ mode analogue, we find that there exist many large differences between the two climate states, which originate from large changes in the oceanic meridional heat transports. By suppressing or isolating each process associated with a continental ice sheet over North America, sea ice, the atmospheric hydrological cycle and vegetation, feedbacks from these components on the Atlantic MOC are investigated. Sensitivity studies investigating the role of varying continental ice growth and sea ice meridional transport in the resumption of the Atlantic MOC are also carried out. The results show that a fast ice sheet growth and an enhanced southward sea ice transport significantly favor the resumption of the Atlantic MOC in the MPM-2. In contrast to this, the feedback from the atmospheric hydrological cycle is a weak positive one. The vegetation-albedo feedback could enhance continental ice sheet growth and thus could also favor the resumption of the Atlantic MOC. However, before the shut-down of the Atlantic MOC, feedbacks from these components on the Atlantic MOC are very weak.     

Closure of the Panama Seaway during the Pliocene: implications for climate and Northern Hemisphere glaciation

The “Panama Hypothesis” states that the gradual closure of the Panama Seaway, between 13 million years ago (13 Ma) and 2.6 Ma, led to decreased mixing of Atlantic and Pacific water Masses, the formation of North Atlantic Deep water and strengthening of the Atlantic thermohaline circulation, increased temperatures and evaporation in the North Atlantic, increased precipitation in Northern Hemisphere (NH) high latitudes, culminating in the intensification of Northern Hemisphere Glaciation (NHG) during the Pliocene, 3.2–2.7 Ma. Here we test this hypothesis using a fully coupled, fully dynamic ocean-atmosphere general circulation model (GCM) with boundary conditions specific to the Pliocene, and a high resolution dynamic ice sheet model. We carry out two GCM simulations with “closed” and “open” Panama Seaways, and use the simulated climatologies to force the ice sheet model. We find that the models support the “Panama Hypothesis” in as much as the closure of the seaway results in a more intense Atlantic thermohaline circulation, enhanced precipitation over Greenland and North America, and ultimately larger ice sheets. However, the volume difference between the ice sheets in the “closed” and “open” configurations is small, equivalent to about 5 cm of sea level. We conclude that although the closure of the Panama Seaway may have slightly enhanced or advanced the onset of NHG, it was not a major forcing mechanism. Future work must fully couple the ice sheet model and GCM, and investigate the role of orbital and CO₂ effects in controlling NHG.     

An acceleration scheme for the simulation of long term climate evolution

An acceleration scheme is proposed in a coupled ocean-atmosphere model for the simulation of long term climate evolutions forced by climate forcing of longer than millennia time scales. In this coordinated acceleration scheme, both the surface forcing and the deep ocean are accelerated simultaneously by the same factor. The acceleration scheme is evaluated in a 3-dimensional ocean general circulation model and in a coupled ocean-atmosphere model of intermediate complexity. For millennial climate evolution, our acceleration scheme produces reasonably good simulations with an acceleration factor of about 5. For climate evolution of even longer time scales, the acceleration factor can be increased further.     

CLIMBER-2: a climate system model of intermediate complexity. Part II: model sensitivity

 A set of sensitivity experiments with the climate system model of intermediate complexity CLIMBER-2 was performed to compare its sensitivity to changes in different types of forcings and boundary conditions with the results of comprehensive models (GCMs). We investigated the climate system response to changes in freshwater flux into the Northern Atlantic, CO₂ concentration, solar insolation, and vegetation cover in the boreal zone and in the tropics. All these experiments were compared with the results of corresponding experiments performed with different GCMs. Qualitative, and in many respects, quantitative agreement between the results of CLIMBER-2 and GCMs demonstrate the ability of our climate system model of intermediate complexity to address diverse aspects of the climate change problem. In addition, we used our model for a series of experiments to assess the impact of some climate feedbacks and uncertainties in model parameters on the model sensitivity to different forcings. We studied the role of freshwater feedback and vertical ocean diffusivity for the stability properties of the thermohaline ocean circulation. We show that freshwater feedback plays a minor role, while changes of vertical diffusivity in the ocean considerably affect the circulation stability. In global warming experiments we analysed the impact of hydrological sensitivity and vertical diffusivity on the long-term evolution of the thermohaline circulation. In the boreal and tropical deforestation experiments we assessed the role of an interactive ocean and showed that for both types of deforestation scenarios, an interactive ocean leads to an additional cooling due to albedo and water vapour feedbacks. Received: 28 May 2000 / Accepted: 9 November 2000     

Modelling the sensitivity of Mediterranean Outflow to anthropogenically forced climate change

 The possible future impact of anthropogenic forcing upon the circulation of the Mediterranean, and the exchange through the Strait of Gibraltar is investigated using a Cox-type model of the Mediterranean at 0.25° × 0.25° resolution, forced by “control” and “greenhouse” scenarios provided by the HadCM2 coupled climate model. The current structure of the Mediterranean forced by the “control” climate is compared with observations: certain aspects of the present circulation are reproduced, but others are absent or incorrectly represented. Deficiencies are most probably due to weaknesses in the forcing climatology generated by the climate model, so some caution must be exercised in interpreting the enhanced greenhouse simulation. Comparison of the control and greenhouse scenarios suggests that deep-water production in the Mediterranean may be reduced or cease in the relatively near future. The results also suggest that the Mediterranean outflow, may become warmer and more saline, but less dense, and hence shallower. The volume of the exchange at the Strait of Gibraltar seems to be relatively insensitive to future climate change, however. Our results indicate that a parameterisation of Gibraltar exchange and Mediterranean Outflow Water (MOW) production may be able to provide adequate representation of the changes we observe for the purposes of the current generation of climate models. Received: 10 August 1998 / Accepted: 11 October 1999     

Ocean circulation and ocean-atmosphere exchanges

The oceans have a major influence on climate through the ocean-atmosphere exchange processes. However, limits to our present understanding of some of these processes is an important factor in our inability to model climate change precisely. Present knowledge of ocean structure and circulation is reviewed, with a particular emphasis on the Southern Hemisphere oceans, and the major ocean-atmosphere exchanges are examined. The influence of interhemispheric asymmetries in global warming scenarios is discussed. An improved understanding of the oceans and therefore better climate models will result from planned international ocean research experiments in the 1990s.     

Modeling the tropical Pacific Ocean using a regional coupled climate model

A high-resolution tropical Pacific general circulation model (GCM) coupled to a global atmospheric GCM is described in this paper. The atmosphere component is the 5°×4°global general circulation model of the Institute of Atmospheric Physics (IAP) with 9 levels in the vertical direction. The ocean component with a horizontal resolution of 0.5°, is based on a low-resolution model (2°×1°in longitude-latitude).Simulations of the ocean component are first compared with its previous version. Results show that the enhanced ocean horizontal resolution allows an improved ocean state to be simulated; this involves (1) an apparent decrease in errors in the tropical Pacific cold tongue region, which exists in many ocean models,(2) more realistic large-scale flows, and (3) an improved ability to simulate the interannual variability and a reduced root mean square error (RMSE) in a long time integration. In coupling these component models, a monthly "linear-regression" method is employed to correct the model's exchanged flux between the sea and the atmosphere. A 100-year integration conducted with the coupled GCM (CGCM) shows the effectiveness of such a method in reducing climate drift. Results from years 70 to 100 are described.The model produces a reasonably realistic annual cycle of equatorial SST. The large SSTA is confined to the eastern equatorial Pacific with little propagation. Irregular warm and cold events alternate with a broad spectrum of periods between 24 and 50 months, which is very realistic. But the simulated variability is weaker than the observed and is also asymmetric in the sense of the amplitude of the warm and cold events.     

A time-slice experiment with the ECHAM4 AGCM at high resolution: the impact of horizontal resolution on annual mean climate change

 The climate response to increasing levels of atmospheric greenhouse gases, prescribed according to the International Panel of Climate Change (IPCC) scenario IS92a, is studied in two model simulations. The reference simulation is a transient response experiment performed with a medium-resolution (T42) coupled general circulation model of the atmosphere and ocean (ECHAM4/OPYC) developed at the Max-Planck-Institute for Meteorology. For two 30-year “time slices”, representing the present-day climate and the future climate at the time of effective CO₂ doubling, the annual mean climate states are compared with those obtained from the high-resolution (T106) ECHAM4 model forced with monthly sea surface temperatures and sea-ice from the coupled model. The large-scale changes in temperature, zonal wind, sea-level pressure and precipitation are broadly similar. This applies, in particular, to the respective zonal means. In general, except for precipitation, the responses in the time-slice experiments are slightly weaker than those simulated in the coupled model due to a smaller effect of the horizontal resolution on the simulations of the future (warmer) period than on the simulations of the present period. On a regional scale, the impact of horizontal resolution is smaller in the Southern than in the Northern Hemisphere, where the response differences are caused mainly by changes in the positions of the stationary waves. Although the precipitation responses are broadly similar, there are few notable exceptions such as a more pronounced maximum over the equatorial oceans in the T106 experiment but a weaker response over low-latitude land areas. Differences in precipitation response are found especially in areas with strong topographical control such as South America, for example. Received: 17 January 2000 / Accepted: 7 July 2000     

The effect of mountainous topography on moisture exchange between the “surface” and the free atmosphere

Typical numerical weather and climate prediction models apply parameterizations to describe the subgrid-scale exchange of moisture, heat and momentum between the surface and the free atmosphere. To a large degree, the underlying assumptions are based on empirical knowledge obtained from measurements in the atmospheric boundary layer over flat and homogeneous topography. It is, however, still unclear what happens if the topography is complex and steep. Not only is the applicability of classical turbulence schemes questionable in principle over such terrain, but mountains additionally induce vertical fluxes on the meso-γ scale. Examples are thermally or mechanically driven valley winds, which are neither resolved nor parameterized by climate models but nevertheless contribute to vertical exchange. Attempts to quantify these processes and to evaluate their impact on climate simulations have so far been scarce. Here, results from a case study in the Riviera Valley in southern Switzerland are presented. In previous work, measurements from the MAP-Riviera field campaign have been used to evaluate and configure a high-resolution large-eddy simulation code (ARPS). This model is here applied with a horizontal grid spacing of 350 m to detect and quantify the relevant exchange processes between the valley atmosphere (i.e. the ground “surface” in a coarse model) and the free atmosphere aloft. As an example, vertical export of moisture is evaluated for three fair-weather summer days. The simulations show that moisture exchange with the free atmosphere is indeed no longer governed by turbulent motions alone. Other mechanisms become important, such as mass export due to topographic narrowing or the interaction of thermally driven cross-valley circulations. Under certain atmospheric conditions, these topographical-related mechanisms exceed the “classical” turbulent contributions a coarse model would see by several times. The study shows that conventional subgrid-scale parameterizations can indeed be far off from reality if applied over complex topography, and that large-eddy simulations could provide a helpful tool for their improvement.     

Sensitivity of transient climate change to tidal mixing: Southern Ocean heat uptake in climate change experiments performed with ECHAM5/MPIOM

We investigate the sensitivity of the transient climate change to a tidal mixing scheme. The scheme parameterizes diapycnal diffusivity depending on the location of energy dissipation over rough topography, whereas the standard configuration uses horizontally constant diffusivity. We perform ensemble climate change experiments with two setups of MPIOM/ECHAM5, one setup with the tidal mixing scheme and the second setup with the standard configuration. Analysis of the responses of the transient climate change to CO₂ increase reveals that the implementation of tidal mixing leads to a significant reduction of the transient surface warming by 9 %. The weaker surface warming in the tidal run is localized particularly over the Weddell Sea, likely caused by a stronger ocean heat uptake in the Southern Ocean. The analysis of the ocean heat budget reveals that the ocean heat uptake in both experiments is caused by changes in convection and advection. In the upper ocean, heat uptake is caused by reduced convection and enhancement of the Deacon Cell, which appears also in isopycnal coordinates. In the deeper ocean, heat uptake is caused by reduction of convective cooling associated with the circulation polewards of 65°S. Tidal mixing leads to stronger heat uptake in the Southern Ocean by causing stronger changes in advection, namely a stronger increase in the Deacon Cell and a stronger reduction in advective cooling by the circulation polewards of 65°S. Counter-intuitively, the relation between tidal mixing and greater heat storage in the deep ocean is an indirect one, through the influence of tidal mixing on the circulation.     

The role of ocean thermodynamics and dynamics in Asian summer monsoon changes during the mid-Holocene

Studies of climate change 6,000 years before present using atmospheric general circulation models (AGCMs) suggest the enhancement and northward shift of the summer Asian and African monsoons in the Northern Hemisphere. Although enhancement of the African monsoonal precipitation by ocean coupling is a common and robust feature, contradictions exist between analyses of the role of the ocean in the strength of the Asian monsoon. We investigated the role of the ocean in the Asian monsoon and sought to clarify which oceanic mechanisms played an important role using three ocean coupling schemes: MIROC, an atmosphere–ocean coupled general circulation model [C]; an AGCM extracted from MIROC coupled with a mixed-layer ocean model [M]; and the same AGCM, but with prescribed sea surface temperatures [A]. The effect of “ocean dynamics” is quantified through differences between experiments [C] and [M]. The effect of “ocean thermodynamics” is quantified through differences between experiments [M] and [A]. The precipitation change for the African and Asian monsoon area suggested that the ocean thermodynamics played an important role. In particular, the enhancement of the Asian monsoonal precipitation was most vigorous in the AGCM simulations, but mitigated in early summer in ocean coupled cases, which were not significantly different from each other. The ocean feedbacks were not significant for the precipitation change in late summer. On the other hand, in Africa, ocean thermodynamics contributed to the further enhancement of the precipitation from spring to autumn, and the ocean dynamics had a modest impact in enhancing precipitation in late summer.     

Effects of atmosphere-ocean interaction on the interannual variability of winter temperature in Taiwan and East Asia

 This study investigated the ocean-atmosphere interaction effect on the winter surface air temperature in Taiwan. Temperature fluctuations in Taiwan and marine East Asia correlated better with a SST dipole in the western North Pacific than the SST in the central/eastern equatorial Pacific. During the warm (cold) winters, a positive (negative) SST anomaly appears in marine East Asia and a negative (positive) SST anomaly appears in the Philippine Sea. The corresponding low-level atmospheric circulation is a cyclonic (anticyclonic) anomaly over the East Asian continent and an anticyclonic (cyclonic) circulation in the Philippine Sea during the warm (cold) winters. Based on the results of both numerical and empirical studies, it is proposed that a vigorous ocean-atmosphere interaction occurring in the western North Pacific modulates the strength of the East Asian winter monsoon and the winter temperature in marine East Asia. The mechanism is described as follows. The near-surface circulation anomalies, which are forced by the local SST anomaly, strengthen (weaken) the northeasterly trade winds in the Philippine Sea and weaken (strengthen) the northeasterly winter monsoon in East Asia during warm (cold) winters. The anomalous circulation causes the SST to fluctuate by modulating the heat flux at the ocean surface. The SST anomaly in turn enhances the anomalous circulation. Such an ocean-atmosphere interaction results in the rapid development of the anomalous circulation in the western North Pacific and the anomalous winter temperature in marine East Asia. This interaction is phase-locked with the seasonal cycle and occurs most efficiently in the boreal winters. Received: 22 October 1999 / Accepted: 5 June 2000     

A mechanism for the multi-decadal climate oscillation in the North Pacific

Summary Analysis of both instrumental and proxy climate records indicates the existence of multi-decadal climate variations (about 40–70 years) over the northern hemisphere. A simple model for the midlatitude ocean-atmosphere coupled system is presented to discuss a possible mechanism for this multi-decadal variation. Slow dynamic adjustments of the ocean due to the Rossby wave coupled with the meridional heat exchange through the thermal advection in the upper layer of the ocean play an important role in inducing this multi-decadal oscillation. Authors’ address: Soon-Il An, Department of Atmospheric Sciences/Global Environmental Laboratory, Yonsei University, 134 Shinchon-dong, Seodaemu-gu, Seoul 120-749, Korea.     

A numerical world ocean general circulation model

This paper describes a numerical model of the world ocean based on the fully primitive equations. A “Standard” ocean state is introduced into the equations of the model and the perturbed thermodynamic variables are used in the modle’s calculations. Both a free upper surface and a bottom topography are included in the model and a sigma coordinate is used to normalize the model’s vertical component. The model has four unevenly-spaced layers and 4 × 5 horizontal resolution based on C-grid system. The finite-difference scheme of the model is designed to conserve the gross available energy in order to avoid fictitious energy generation or decay.The model has been tested in response to the annual mean surface wind stress, sea level air pressure and sea level air temperature as a preliminary step to its further improvement and its coupling with a global atmospheric general circulation model. Some of results, including currents, temperature and sea surface elevation simulated by the model are presented.     

ENSO in a hybrid coupled model. Part I: sensitivity to physical parametrizations

 A hybrid coupled model (HCM) for the tropical Pacific ocean-atmosphere system is used to test the effects of physical parametrizations on ENSO simulation. The HCM consists of the Geophysical Fluid Dynamics Laboratory ocean general circulation model coupled to an empirical atmospheric model based on the covariance matrix of observed SST and wind stress anomaly fields. In this two-part work, part I describes the effects of ocean vertical mixing schemes and atmospheric spin-up time on ENSO period. Part II addresses ENSO prediction using the HCM and examines the impact of initialization schemes. The standard version of the HCM exhibits spatial and temporal evolution that compare well to observations, with irregular cycles that tend to exhibit 3- and 4-year frequency-locking behavior. Effects in the vertical mixing parametrization that produce stronger mixing in the surface layer give a longer inherent ENSO period, suggesting model treatment of vertical mixing is crucial to the ENSO problem. Although the atmospheric spin-up time scale is short compared to ENSO time scales, it also has a significant effect in lengthening the ENSO period. This suggests that atmospheric time scales may not be truly negligible in quantitative ENSO theory. Overall, the form and evolution mechanism of the ENSO cycle is robust, even though the period is affected by these physical parametrizations. Received: 17 April 1998 / Accepted: 22 July 1999