Rocking damage‐free steel column base with friction devices: design procedure and numerical evaluation

Earthquake‐resilient steel frames, such as self‐centering frames or frames with passive energy dissipation devices, have been extensively studied during the past decade, but little attention has been paid to their column bases. The paper presents a rocking damage‐free steel column base, which uses post‐tensioned high‐strength steel bars to control rocking behavior and friction devices to dissipate seismic energy. Contrary to conventional steel column bases, the rocking column base exhibits monotonic and cyclic moment–rotation behaviors that are easily described using simple analytical equations. Analytical equations are provided for different cases including structural limit states that involve yielding or loss of post‐tensioning in the post‐tensioned bars. A step‐by‐step design procedure is presented, which ensures damage‐free behavior, self‐centering capability, and adequate energy dissipation capacity for a predefined target rotation. A 3D nonlinear finite element (FE) model of the column base is developed in abaqus . The results of the FE simulations validate the accuracy of the moment–rotation analytical equations and demonstrate the efficiency of the design procedure. Moreover, a simplified model for the column base is developed in OpenSees . Comparisons among the OpenSees and abaqus models demonstrate the efficiency of the former and its adequacy to be used in nonlinear dynamic analysis. A prototype steel building is designed as a self‐centering moment‐resisting frame with conventional or rocking column bases. Nonlinear dynamic analyses show that the rocking column base fully protects the first story columns from yielding and eliminates the first story residual drift without any detrimental effect on peak interstory drifts. The study focuses on the 2D rocking motion and, thus, ignores 3D rocking effects such as biaxial bending deformations in the friction devices. The FE models, the analytical equations, and the design procedure will be updated and validated to cover 3D rocking motion effects after forthcoming experimental tests on the column base. Copyright © 2017 John Wiley & Sons, Ltd.     

Seismic performance of a 3D full‐scale high‐ductile steel–concrete composite moment‐resisting frame—Part II: Test results and analytical validation

This paper presents the results of a multi‐level pseudo‐dynamic seismic test program that was performed to assess the performance of a full‐scale three‐bay, two‐storey steel–concrete composite moment‐resisting frame built with partially encased composite columns and partial‐strength beam‐to‐column joints. The system was designed to develop a ductile response in the joint components of beam‐to‐column joints including flexural yielding of beam end plates and shear yielding of the column web panel zone. The ground motion producing the damageability limit state interstorey drift caused minor damage while the ultimate limit state ground motion level entailed column web panel yielding, connection yielding and plastic hinging at the column base connections. The earthquake level chosen to approach the collapse limit state induced more damage and was accompanied by further column web panel yielding, connection yielding and inelastic phenomena at column base connections without local buckling. During the final quasi‐static cyclic test with stepwise increasing displacement–amplitudes up to an interstorey drift angle of 4.6%, the behaviour was ductile although cracking of beam‐to‐end‐plate welds was observed. Correlations with numerical simulations taking into account the inelastic cyclic response of beam‐to‐column and column base joints are also presented in the paper together. Inelastic static pushover and time history analysis procedures are used to estimate the structural behaviour and overstrength factors of the structural system under study. Copyright © 2008 John Wiley & Sons, Ltd.     

Hybrid simulation testing of a self‐centering rocking steel braced frame system

The self‐centering rocking steel frame is a seismic force resisting system in which a gap is allowed to form between a concentrically braced steel frame and the foundation. Downward vertical force applied to the rocking frame by post‐tensioning acts to close the uplifting gap and thus produces a restoring force. A key feature of the system is replaceable energy‐dissipating devices that act as structural fuses by producing high initial system stiffness and then yielding to dissipate energy from the input loading and protect the remaining portions of the structure from damage. In this research, a series of large‐scale hybrid simulation tests were performed to investigate the seismic performance of the self‐centering rocking steel frame and in particular, the ability of the controlled rocking system to self‐center the entire building. The hybrid simulation experiments were conducted in conjunction with computational modules, one that simulated the destabilizing P‐Δ effect and another module that simulated the hysteretic behavior of the rest of the building including simple composite steel/concrete shear beam‐to‐column connections and partition walls. These tests complement a series of quasi‐static cyclic and dynamic shake table tests that have been conducted on this system in prior work. The hybrid simulation tests validated the expected seismic performance as the system was subjected to ground motions in excess of the maximum considered earthquake, produced virtually no residual drift after every ground motion, did not produce inelasticity in the steel frame or post‐tensioning, and concentrated the inelasticity in fuse elements that were easily replaced. Copyright © 2014 John Wiley & Sons, Ltd.     

Seismic performance of hybrid ductile‐rocking braced frame system

A new hybrid ductile‐rocking seismic‐resistant design is proposed which consists of a code‐designed buckling‐restrained braced frame (BRBF) that yields along its height and also partially rocks on its foundation. The goal of this system is to cost‐effectively improve the performance of BRBFs, by reducing drift concentrations and residual deformations, while taking advantage of their large ductility and their reliable limit on seismic forces and accelerations along a building's height. A lock‐up device ensures that the full code‐compliant lateral strength can be achieved after a limited amount of column uplift, and supplemental energy dissipation elements are used to reduce the rocking response. This paper outlines the mechanics of the system and then presents analyses on rocking frames with both ductile and elastic braces in order to highlight the large higher mode demands on elastic rocking frames. A parametric study using nonlinear time‐history analysis of BRBF structures designed according to the proposed procedure for Los Angeles, California is then presented. This study investigates the system's seismic response and the effect of different energy dissipation element properties and allowable base rotation values before the lock‐up is engaged. Finally, the effect of vertical mass modeling on analysis results was investigated. These studies demonstrated that the hybrid ductile‐rocking system can in fact improve the global peak and residual deformation response as well as reduce brace damage. This enhanced performance could eliminate the need for expensive repairs or demolition that are otherwise to be expected for conventional ductile fixed base buildings that sustain severe damage.     

An experimental study on the rocking response of bridge piers with spread footing foundations

Some spread footing foundations from real retrofitting practices in Taiwan were extended to be uneconomically large due to the restriction of foundation uplift regulated in the design code. Although rocking mode of spread footings induced from foundation uplift is not favorable in current design code, recent studies have shown that the rocking of a spread footing may have a beneficial effect on the dynamic performance of piers by reducing the earthquake forces that can be transmitted to the pier base. This implies that the plastic deformation that occurs at the pier's plastic zone can be decreased and as a result the ductility demand of piers can possibly be reduced. In order to gain a better understanding of the structural behavior related to rocking and to clarify that if the widening and strengthening of the foundations to limit the rocking mechanism of spread footing is necessary for the retrofitting work, a series of preliminary rocking experiments were performed. A total of three circular reinforced concrete columns with spread footing foundations were tested. Using pseudo‐dynamic tests and a cyclic loading test, these columns were subjected to different levels of earthquake accelerations, including a near field ground motion. The results of the tests and the rocking behavior of the footings are discussed in this paper. From the benchmark test, the difference between the response behavior of a rocking base and a fixed base foundation was highlighted. By comparing the experimental responses of the retrofitted column with the responses of the original one, the effect of the rocking mechanism on the ductility demand and strength demand of the columns was also identified. Copyright © 2010 John Wiley & Sons, Ltd.     

Experimental multi‐level seismic performance assessment of 3D RC frame designed for damage avoidance

This paper experimentally investigates the application of damage avoidance design (DAD) philosophy to moment‐resisting frames with particular emphasis on detailing of rocking interfaces. An 80% scale three‐dimensional rocking beam–column joint sub‐assembly designed and detailed based on damage avoidance principles is constructed and tested. Incremental dynamic analysis is used for selecting ground motion records to be applied to the sub‐assembly for conducting a multi‐level seismic performance assessment (MSPA). Analyses are conducted to obtain displacement demands due to the selected near‐ and medium‐field ground motions that represent different levels of seismic hazard. Thus, predicted displacement time histories are applied to the sub‐assembly for conducting quasi‐earthquake displacement tests. The sub‐assembly performed well reaching drifts up to 4.7% with only minor spalling occurring at rocking beam interfaces and minor flexural cracks in beams. Yielding of post‐tensioning threaded bars occurred, but the sub‐assembly did not collapse. The externally attached energy dissipators provided large hysteretic dissipation during large drift cycles. The sub‐assembly satisfied all three seismic performance requirements, thereby verifying the superior performance of the DAD philosophy. Copyright © 2007 John Wiley & Sons, Ltd.     

The three‐dimensional behavior of inverted pendulum cylindrical structures during earthquakes

In order to use rocking as a seismic response modification strategy along both directions of seismic excitation, a three‐dimensional (3D) rocking model should be developed. Since stepping or rolling rocking structural members out of their initial position is not a desirable performance, a rocking design should not involve these modes of motion. To this end, a model that takes the aforementioned constraint into account needs to be developed. This paper examines the 3D motion of a bounded rigid cylinder that is allowed to uplift and sustain rocking and wobbling (unsteady rolling) motion without sliding or rolling out of its initial position (i.e., a 3D inverted pendulum). Thus, the cylinder is constrained to zero residual displacement at the end of its 3D motion. This 3D dynamic model of the rocking rigid cylinder has two DOFs (three when damping is included), making it the simplest 3D extension of Housner's classical two‐dimensional (2D) rocking model. The development of models with and without damping is presented first. They are simple enough to perform extensive parametric analyses. Modes of motion of the cylinder are identified and presented. Then, 3D rocking and wobbling earthquake response spectra are constructed and compared with the classical 2D rocking earthquake response spectra. The 3D bounded rocking earthquake response spectra for the ground motions considered seem to have a very simple linear form. Finally, it is shown that the use of a 2D rocking model may lead to unacceptably unconservative estimates of the 3D rocking and wobbling seismic response. Copyright © 2017 John Wiley & Sons, Ltd.     

Seismic fragilities of single-column highway bridges with rocking column-footing

Rocking isolation has been increasingly studied as a promising design concept to limit the earthquake damage of civil structures. Despite the difficulties and uncertainties of predicting the rocking response under individual earthquake excitations (due to negative rotational stiffness and complex impact energy loss), in a statistical sense, the seismic performance of rocking structures has been shown to be generally consistent with the experimental outcomes. To this end, this study assesses, in a probabilistic manner, the effectiveness of using rocking isolation as a retrofit strategy for single-column concrete box-girder highway bridges in California. Under earthquake excitation, the rocking bridge could experience multi-class responses (eg, full contacted or uplifting foundation) and multi-mode damage (eg, overturning, uplift impact, and column nonlinearity). A multi-step machine learning framework is developed to estimate the damage probability associated with each damage scenario. The framework consists of the dimensionally consistent generalized linear model for regression of seismic demand, the logistic regression for classification of distinct response classes, and the stepwise regression for feature selection of significant ground motion and structural parameters. Fragility curves are derived to predict the response class probabilities of rocking uplift and overturning, and the conditional damage probabilities such as column vibrational damage and rocking uplift impact damage. The fragility estimates of rocking bridges are compared with those for as-built bridges, indicating that rocking isolation is capable of reducing column damage potential. Additionally, there exists an optimal slenderness angle range that enables the studied bridges to experience much lower overturning tendencies and significantly reduced column damage probabilities at the same time.     

Shaking table test and numerical simulation of a 1/2‐scale self‐centering reinforced concrete frame

Self‐centering reinforced concrete frames are developed as an alternative of traditional seismic force‐resisting systems with better seismic performance and re‐centering capability. This paper presents an experimental and computational study on the seismic performance of self‐centering reinforced concrete frames. A 1/2‐scale model of a two‐story self‐centering reinforced concrete frame model was designed and tested on the shaking table in State Key Laboratory of Disaster Reduction in Civil Engineering at Tongji University to evaluate the seismic behavior of the structure. A structural analysis model, including detailed modeling of beam–column joints, column–base joints, and prestressed tendons, was constructed in the nonlinear dynamic modeling software OpenSEES. Agreements between test results and numerical solutions indicate that the designed reinforced concrete frame has satisfactory seismic performance and self‐centering capacity subjected to earthquakes; the self‐centering structures can undergo large rocking with minor residual displacement after the earthquake excitations; the proposed analysis procedure can be applied in simulating the seismic performance of self‐centering reinforced concrete frames. To achieve a more comprehensive evaluation on the performance of self‐centering structures, research on energy dissipation devices in the system is expected. Copyright © 2015 John Wiley & Sons, Ltd.     

On the seismic performances of rigid block‐like structures coupled with an oscillating mass working as a TMD

In this paper, the effects of a mass damper on the rocking motion of a non‐symmetric rigid block‐like structure, subject to different seismic excitation, are investigated. The damper is modelled as a single degree of freedom oscillating mass, running at the top of the block and connected to it by a linear visco‐elastic device. The equations of rocking motion, the uplift and the impact conditions are derived. A nondimensionalisation of the governing equations is performed with the aim to obtain an extensive parametric analysis. The results are achieved by numerical integration of these equations. The slenderness and the base of the rigid block, and the eccentricity of the centre of mass are taken as variable parameters in the analyses. The main objective of the study is to check the performance of the damper versus the spectral characteristics of the seismic input. Three earthquake registrations with different frequency contents are used in the analyses. The results show that the presence of the mass damper leads to different levels of improvement of the response of the system, depending on the spectral characteristics of the seismic input. Curves providing the overturning slenderness of blocks of specific sizes versus the characteristics of the TMD are obtained. Copyright © 2017 John Wiley & Sons, Ltd.     

Dynamic response analysis of solitary flexible rocking bodies: modeling and behavior under pulse‐like ground excitation

Results obtained for rigid structures suggest that rocking can be used as seismic response modification strategy. However, actual structures are not rigid: structural elements where rocking is expected to occur are often slender and flexible. Modeling of the rocking motion and impact of flexible bodies is a challenging task. A non‐linear elastic viscously damped zero‐length spring rocking model, directly usable in conventional finite element software, is presented in this paper. The flexible rocking body is modeled using a conventional beam‐column element with distributed masses. This model is verified by comparing its pulse excitation response to the corresponding analytical solution and validated by overturning analysis of rocking blocks subjected to a recorded ground motion excitation. The rigid rocking block model provides a good approximation of the seismic response of solitary flexible columns designed to uplift when excited by pulse‐like ground motions. Guidance for development of rocking column models in ordinary finite element software is provided. Copyright © 2014 John Wiley & Sons, Ltd.     

Rolling and rocking of rigid uplifting structures

Allowing structures to uplift modifies their seismic response; uplifting works as a mechanical fuse and limits the forces transmitted to the superstructure. However, engineers are generally reluctant to construct an unanchored structure because the system could overturn due to lacking redundancy. Using a safety factor for the design of a flat rocking foundation, ie, designing it wider, goes against the main idea of this seismic modification method as the force demand for the structure increases. We propose to extend the flat base of a rocking block with curved extensions to better protect the block from overturning, yet not prevent its uplifting. After investigating the seismic response of such rocking blocks, we extend the study to investigate the seismic response of rolling and rocking frames comprising columns with curved base extensions. The equations of motion are derived, time history analyses are performed, and rocking spectra are constructed. We draw two important conclusions: (a) the response of a class of rocking oscillators with curved base extensions is equivalent to the response of a flat-base rocking oscillators of the same slenderness, yet larger size; (b) the rotation demand on two negative stiffness rocking and rolling oscillators with the same uplifting acceleration and the same size is roughly the same as long as the rocking oscillators are not close to overturning. The above findings can serve as a basis for the rational seismic design of structures supported on rocking columns with curved bases, a system that has been used since the 1960s.     

Identification of the hysteretic behaviour of a partial‐strength steel–concrete moment‐resisting frame structure subject to pseudodynamic tests

In low‐rise steel‐concrete composite structures, moment‐resisting frames can be designed to develop a ductile response in beam‐to‐column joints and column bases by activating flexural yielding of beams and end plates, shear yielding of column web panel zones and yielding of anchors. To evaluate the performance of these components under differing earthquake intensities, a series of pseudodynamic, quasistatic cyclic and vibration tests were carried out on a two‐storey two‐bay moment resisting structure. The performance‐based seismic design and control of these structures requires that stiffness degradation, strength deterioration and slip are properly modelled. In this context, compact hysteretic models can play a key role and must therefore be striven for. Nonetheless, relevant techniques, like nonlinear system identification, are far from representing standard and reliable tools for the dynamic characterization of full‐scale structural systems. With this objective in mind, we present a restoring force surface‐based technique applied to pseudodynamic test data, in view of the nonlinear identification of multistorey frames. The technique is developed by means of a parametric approach, where a time‐variant stiffness operator is coupled to a modified Bouc–Wen model that allows both for slip and for degradation in stiffness. Strength deterioration is indirectly taken into account too. We also show how model‐based parameters can be correlated to the damage process progressively observed both in the structure and in its components. Finally, the predictive capabilities of the identified model are highlighted. Copyright © 2012 John Wiley & Sons, Ltd.     

Influence of gusset plate connections and braces on the seismic performance of X‐braced frames

Braced frames are one of the most economical and efficient seismic resisting systems yet few full‐scale tests exist. A recent research project, funded by the National Science Foundation (NSF), seeks to fill this gap by developing high‐resolution data of improved seismic resisting braced frame systems. As part of this study, three full‐scale, two‐story concentrically braced frames in the multi‐story X‐braced configuration were tested. The experiments examined all levels of system performance, up to and including fracture of multiple braces in the frame. Although the past research suggests very limited ductility of SCBFs with HSS rectangular tubes for braces recent one‐story tests with improved gusset plate designs suggest otherwise. The frame designs used AISC SCBF standards and two of these frames designs also employed new concepts developed for gusset plate connection design. Two specimens employed HSS rectangular tubes for bracing, and the third specimen had wide flange braces. Two specimens had rectangular gusset plates and the third had tapered gusset plates. The HSS tubes achieved multiple cycles at maximum story drift ratios greater than 2% before brace fracture with the improved connection design methods. Frames with wide flange braces achieved multiple cycles at maximum story drift greater than 2.5% before brace fracture. Inelastic deformation was distributed between the two stories with the multi‐story X‐brace configuration and top story loading. Copyright © 2010 John Wiley & Sons, Ltd.     

Steel buckling‐restrained braced frames with single and dual corner gusset connections: seismic tests and analyses

The design of a three‐story buckling‐restrained braced frame (BRBF) with a single‐diagonal sandwiched BRB and corner gusset was evaluated in cyclic tests of a one‐story, one‐bay BRBF subassembly and dynamic analyses of the frame subjected to earthquakes. The test focused on evaluating (1) the seismic performance of a sandwiched BRB installed in a frame, (2) the effects of free‐edge stiffeners and dual gusset configurations on the corner gusset behavior, (3) the frame and brace action forces in the corner gusset, and (4) the failure mode of the BRBF under the maximum considerable earthquake level. The subassembly frame performed well up to a drift of 2.5% with a maximum axial strain of 1.7% in the BRB. Without free‐edge stiffeners, the single corner gusset plate buckled at a significantly lower strength than that predicted by the specificationof American Institute of Steel Construction (2005). The buckling could be eliminated by using dual corner gusset plates similar in size to the single gusset plate. At low drifts, the frame action force on the corner gusset was of the same magnitude as the brace force. At high drifts, however, the frame action force significantly increased and caused weld fractures at column‐to‐gusset edges. Nonlinear time history analyses were performed on the three‐story BRBF to obtain seismic demands under both design and maximum considerable levels of earthquake loading. The analytical results confirmed that the BRB and corner gusset plate achieved peak drift under cyclic loading test. Copyright © 2011 John Wiley & Sons, Ltd.     

Boundary frame contribution in coupled and uncoupled steel plate shear walls

The steel plate shear wall (SPSW) system is a robust option for earthquake resistance due to the strength, stiffness, ductility and energy dissipation that it provides. Although thin infill plates are efficient for resisting lateral loads, boundary frames that are proportioned based on capacity design requirements add significant structural weight that appears to be one of the factors limiting the use of the system in practice. An alternate configuration, the SPSW with coupling (SPSW‐WC), was explored recently as an option for increasing architectural flexibility while also improving overall system economy and seismic performance. The SPSW‐WC, which extensively employs flexural boundary frame contribution, has shown promise in analytical, numerical and experimental studies, but recent research on uncoupled SPSWs suggests that boundary frame contribution should not be considered for carrying seismic design shear. As a result, in the present study, boundary frame contribution in SPSWs was explored with detailed three‐dimensional finite element models, which were validated against large‐scale SPSW‐WC tests. Six‐story systems were considered, and the study matrix included single and double uncoupled SPSWs along with coupled SPSWs that had various degrees of coupling. Variations in design methodology were also explored. The modeling framework was employed to conduct static monotonic and cyclic pushover analyses and dynamic response history analysis. These analyses demonstrate the beneficial effect of coupling in SPSWs and illustrate the need to consider boundary frame contribution in design of coupled SPSWs. In addition, sharing design shear between the infill plate and the boundary frame is more generally shown to not be detrimental if this sharing is done in the design stage based on elastic analysis and the resulting boundary frame provides adequate secondary strength and stiffness following infill plate yielding. Copyright © 2017 John Wiley & Sons, Ltd.     

Seismic response of rocking frames with top support eccentricity

The seismic response of rocking frames that consist of a rigid beam freely supported on rigid freestanding rectangular piers has received recent attention in the literature. Past studies have investigated the special case where, upon planar rocking motion, the beam maintains contact with the piers at their extreme edges. However, in many real scenarios, the beam‐to‐pier contact lies closer to the center of the pier, affecting the overall stability of the system. This paper investigates the seismic response of rocking frames under the more general case which allows the contact edge to reside anywhere in‐between the center of the pier and its extreme edge. The study introduces a rocking block model that is dynamically equivalent to a rocking frame with vertically symmetric piers of any geometry. The impact of top eccentricity (ie, the distance of the contact edge from the pier's vertical axis of symmetry) on the seismic response of rocking frames is investigated under pulse excitations and earthquake records. It is concluded that the stability of a top‐heavy rocking frame is highly influenced by the top eccentricity. For instance, a rocking frame with contacts at the extreme edges of the piers can be more seismically stable than a solitary block that is identical to one of the frame's piers, while a rocking frame with contacts closer to the centers of the piers can be less stable. The concept of critical eccentricity is introduced, beyond which the coefficient of restitution contributes to a greater reduction in the response of a frame than of a solitary pier.     

Mechanisms to limit higher mode effects in a controlled rocking steel frame. 1: Concept,modelling, and low‐amplitude shake table testing

Controlled rocking steel frames have been proposed as an efficient way to avoid the structural damage and residual deformations that are expected in conventional seismic force resisting systems. Although the base rocking response is intended to limit the force demands, higher mode effects can amplify member design forces, reducing the viability of the system. This paper suggests that seismic forces may be limited more effectively by providing multiple force‐limiting mechanisms. Two techniques are proposed: detailing one or more rocking joints above the base rocking joint and providing a self‐centring energy dissipative (SCED) brace at one or more levels. These concepts are applied to the design of an eight‐storey prototype structure and a shake table model at 30% scale. A simple numerical model that was used as a design tool is in good agreement with frequency characterization and low‐amplitude seismic tests of the shake table model, particularly when multiple force‐limiting mechanisms are active. These results suggest that the proposed mechanisms can enable better capacity design by reducing the variability of peak seismic force demands without causing excessive displacements. Similar results are expected for other systems that rely on a single location of concentrated nonlinearity to limit peak seismic loads. Copyright © 2012 John Wiley & Sons, Ltd.     

Estimation of lateral force contribution of boundary elements in steel plate shear wall systems

Steel plate shear walls (SPSWs) are used as lateral force‐resisting systems in new and retrofitted structures in high‐seismic regions. Various international codes recommend the design of SPSWs assuming the entire lateral load to be resisted by the infill plates. Such a design procedure results in significant overstrength leading to uneconomical and inefficient use of materials. This study is focused on the estimation of contribution of boundary elements in resisting the lateral force considering their interaction with the web plates of SPSW systems. Initially, the relative contribution of web plates and boundary frames is computed for a single‐bay single‐story frame with varying rigidity and end connections of boundary elements. Nonlinear static analyses are carried out for the analytical models in OpenSees platform to quantify this contribution. Later, this study is extended to the code‐based designed three‐story, six‐story, and nine‐story SPSWs of varying aspect ratios. Based on the results obtained, a new design procedure is proposed taking the lateral strengths of the boundary frames into account. Nonlinear time‐history analyses are conducted for 40 recorded ground motions representing the design basis earthquake and maximum considered earthquake hazard levels to compare the interstory and residual drift response and yield mechanisms of SPSWs designed as per current practice and the proposed methodology. Finally, an expression has been proposed to predict the lateral force contribution of the infill plate and the boundary frame of SPSWs. Copyright © 2016 John Wiley & Sons, Ltd.