Communication over Doppler spread channels. II. Receivercharacterization and practical results

For pt. I see ibid., vol. 25, no. 1, p. 62-72 (2000). A receiver for coherent communication through underwater communication channels is analyzed. The receiver performance and stability versus delay spread, Doppler spread, and signal-to-noise ratio is quantified. The stability is governed by the ill-conditioning of a correlation matrix estimate and it sets the limit on how many taps should be used for a channel with a given number of degrees of freedom. The receiver is used extensively on both simulated and real data that are Doppler spread, and good performance in these channels is verified     

Multicarrier Communication Over Underwater Acoustic Channels With Nonuniform Doppler Shifts

Underwater acoustic (UWA) channels are wideband in nature due to the small ratio of the carrier frequency to the signal bandwidth, which introduces frequency-dependent Doppler shifts. In this paper, we treat the channel as having a common Doppler scaling factor on all propagation paths, and propose a two-step approach to mitigating the Doppler effect: 1) nonuniform Doppler compensation via resampling that converts a “wideband” problem into a “narrowband” problem and 2) high-resolution uniform compensation of the residual Doppler. We focus on zero-padded orthogonal frequency-division multiplexing (OFDM) to minimize the transmission power. Null subcarriers are used to facilitate Doppler compensation, and pilot subcarriers are used for channel estimation. The receiver is based on block-by-block processing, and does not rely on channel dependence across OFDM blocks; thus, it is suitable for fast-varying UWA channels. The data from two shallow-water experiments near Woods Hole, MA, are used to demonstrate the receiver performance. Excellent performance results are obtained even when the transmitter and the receiver are moving at a relative speed of up to 10 kn, at which the Doppler shifts are greater than the OFDM subcarrier spacing. These results suggest that OFDM is a viable option for high-rate communications over wideband UWA channels with nonuniform Doppler shifts.      

Phase-coherent digital communications for underwater acousticchannels

High-speed phase coherent communications in the ocean channel are made difficult by the combined effects of large Doppler fluctuations and extended, time-varying multipath. In order to account for these effects, we consider a receiver which performs optimal phase synchronization and channel equalization jointly. Since the intersymbol interference in some underwater acoustic channels spans several tens of symbol intervals, making the optimal maximum-likelihood receiver unacceptably complex, we use a suboptimal, but low complexity, decision feedback equalizer. The mean squared error multiparameter optimization results in an adaptive algorithm which is a combination of recursive least squares and second-order digital phase and delay-locked loops. The use of a fractionally spaced equalizer eliminates the need for explicit symbol delay tracking. The proposed algorithm is applied to experimental data from three types of underwater acoustic channels: long-range deep water, long-range shallow water, and short-range shallow water channels. The modulation techniques used are 4- and 8-PSK. The results indicate the feasibility of achieving power-efficient communications in these channels and demonstrate the ability to coherently combine multiple arrivals, thus exploiting the diversity inherent in multipath propagation     

Equalizer for video rate transmission in multipath underwatercommunications

This paper concerns the equalization problem of an underwater high rate transmission system. Because the channel delay spread of an horizontal link is large compared with the data duration, we have developed an adaptive equalizer in order to minimize the calculus burden of the moving receiver. The performance of this equalizer on synthetic and real channels is discussed     

A low sidelobe technique for the direct measurement of scatteringfunctions

Effective communication and echolocation depends strongly upon the coherence of the channel through which the signal is propagated. Under certain conditions, the average coherence or equivalently, the spreading of a random channel may be described by a scattering function (SF). This represents a second order (energy) measure of the average delay, Doppler, and more generally, the spatial (azimuthal) spread that the signal experiences. The SF is analogous to the point spread function (PSF) discussed in the image processing literature and likewise describes the amount of “blurring” imposed upon the signal or scene transmitted. The SF will be briefly reviewed and its measurement by both direct (high resolution channel probing) and indirect (deconvolution) methods will be discussed. A new direct method using specially designed waveform pairs and a twin or uncertainty product (UP) receiver structure is introduced. Unlike high resolution matched filter implementations for direct probing that are limited by the fixed volume constraint of ambiguity functions, the UP receiver produces vanishing sidelobes and hence more nearly approximates a desirable two-dimensional delta characteristic. The improvement gained in SF measurement is illustrated by the results of an experiment in which the UP receiver and traditional matched filter implementations were used to directly probe an ocean multipath channel     

Spatial diversity processing for underwater acoustic telemetry

A large increase in the reliability of shipboard or stationary underwater acoustic telemetry systems is achievable by using spatially distributed receivers with aperture sizes from 0.35 to 20 m. Output from each receiver is assigned a quality measure based on the estimated error rate, and the data, weighted by the quality measure, are combined and decoded. The quality measure is derived from a Viterbi error-correction decoder operating on each receiver and is shown to perform reliability in a variety of non-Gaussian noise and jamming environments and reduce to the traditional optimal diversity system in a Gaussian environment. The dynamics of the quality estimator allow operation in the presence of high-power impulsive interference by exploiting the signal and noise differential travel times to individual sensors. The spatial coherence structure of the shallow water acoustic channel shows relatively low signal coherence at separations as short as 0.35 m. Increasing receiver spacing beyond 5 m offers additional benefits in the presence of impulsive noise and larger-scale inhomogeneities in the acoustic field. A number of data transmission experiments were carried out to demonstrate system performance in realistic underwater environments     

Multichannel processing of broad-band multiuser communicationsignals in shallow water acoustic channels

High-throughout multiple-access communication networks are being considered for use in underwater acoustic channels. Bandwidth limitations of underwater acoustic channels require receivers to process broad-band communications signals in the presence of several active users. To deal with the resulting multiple-access interference in addition to high intersymbol interference, the spatial variability of ocean multipath is exploited in a multichannel multiuser receiver. Two configurations of such a receiver, a centralized and a decentralized one, are presented in fully adaptive modes of operations. While greatly reducing intersymbol and multiple-access interference, spatial diversity implies high increase in adaptive multiuser receiver complexity. To reduce the complexity of the optimal multichannel combiner, spatial structure of multipath is exploited. The complexity of resulting adaptive decentralized multichannel multiuser receiver is reduced at almost no cost in performance. Comparison of proposed multichannel receivers in an experimental shallow water channel demonstrates superior performance of spatial signal combining. The use of multiple input channels is shown to provide high level of tolerance for the near-far effect in both centralized and decentralized receivers. Decentralized receiver with reduced-complexity combining is found to satisfy the performance/complexity trade-off required for practical receiver realization in shallow water networks     

An Iterative Equalization and Decoding Approach for Underwater Acoustic Communication

In this paper, we present an iterative approach for recovering information sent over a shallow underwater acoustic (UWA) communication channel. The procedure has three main tasks: estimation of channel model parameters (CMPs), channel equalization, and decoding. These tasks are performed cyclicly until the algorithm converges. Information bits are convolutionally encoded, punctured and permuted, mapped into quaternary phase-shift keying (QPSK) symbols, linearly modulated, and transmitted through a downward-refracting ocean waveguide. Training symbols are prepended to the transmitted sequence for initial estimation of CMPs. Our algorithm processes data from a single receive sensor. Data are received on a vertical array and the performance of the algorithm for each sensor in the array is examined. There is negligible Doppler spread in the received data. However, difference between transmitter and receiver clocks as well as slight motion of the receive array produce a nonnegligible compression of the received signals. Consequently, there is observable Doppler “shift.” Nonuniform resampling of the data produces time series we model as the output of a linear time-invariant system. Resampling and CMP estimation are done iteratively, in conjunction with equalization and decoding. The algorithm successfully processes the data to yield few or no information bit errors.      

Performance of sequential decoding of convolutional codes overfully fading ocean acoustic channels

Sequential decoding of long-constraint convolutional codes is shown to be a feasible technique for digital data telemetry over realistic marine acoustic channels. A computational bound for sequential decoding over a fading dispersive channel is derived for hardlimiting and quantizing decoders. The results indicate that a minimum of 8 dB of bit SNR (signal-to-noise ratio) is required for sequential decoder operation. Simulations indicate that 14-dB bit SNR results in simple and feasible implementations. Diversity methods for coded transmissions over Rayleigh fading channels are examined. The optimal diversity level for minimum error probability of uncoded systems and the diversity level of minimizing the sequential decoder computational load are derived and shown to be different, with the latter requiring a higher order of diversity. Performance differences between fixed-diversity and optimal-diversity systems are presented     

Adaptive multiuser detection for underwater acoustical channels

An underwater acoustic local area network (ALAN) provides multipoint-to-point telemetry between many high-rate, ocean-bottom sensors and a central, surface-deployed receiver in the 10-30 kHz vertical acoustical channel. Ocean-bottom modems initiate the transmission process by requesting data channel time slots via a common narrow-band request channel. Request packets overlap in time and frequency in this channel, and the throughput and average transmission delay rely heavily on the successful resolution of the request packet collisions. This paper presents the design, analysis, and experimental demonstration of a request channel receiver capable of resolving collisions between several asynchronous and cochannel packets. The receiver algorithm differs from standard capture schemes (by demodulating the data from both strong and weak transmitters), conventional spread-spectrum receivers (by overcoming the near-far problem), and existing multiple-access demodulation techniques (by adapting to the number of interfering signals, and the unknown phase, Doppler, amplitude, and timing of each signal in the collision). The receiver demodulates the collided packets by decision-directed techniques through a novel method of estimating the interference for each user which minimizes error propagation due to inaccurate tentative decisions. An inwater experiment illustrates that this technique is extremely desirable for collision resolution in underwater acoustic local area networks, and also for underwater autonomous vehicles with both sidescan sonar as well as acoustic telemetry links     

Estimation of Rapidly Time-Varying Sparse Channels

The estimation of sparse shallow-water acoustic communication channels and the impact of estimation performance on the equalization of phase coherent communication signals are investigated. Given sufficiently wide transmission bandwidth, the impulse response of the shallow-water acoustic channel is often sparse as the multipath arrivals become resolvable. In the presence of significant surface waves, the multipath arrivals associated with surface scattering fluctuate rapidly over time, in the sense that the complex gain, the arrival time, and the Dopplers of each arrival all change dynamically. A sparse channel estimation technique is developed based on the delay-Doppler-spread function representation of the channel. The delay-Doppler-spread function may be considered as a first-order approximation to the rapidly time-varying channel in which each channel component is associated with Doppler shifts that are assumed constant over an averaging interval. The sparse structure of the delay-Doppler-spread function is then exploited by sequentially choosing the dominant components that minimize a least squares error. The advantage of this approach is that it captures both the channel structure as well as its dynamics without the need of explicit dynamic channel modeling. As the symbols are populated with the sample Dopplers, the increase in complexity depends on the channel Doppler spread and can be significant for a severely Doppler-spread channel. Comparison is made between nonsparse recursive least squares (RLS) channel estimation, sparse channel impulse response estimation, and estimation using the proposed approach. The results are demonstrated using experimental data. In training mode, the proposed approach shows a 3-dB reduction in signal prediction error. In decision-directed mode, it improves significantly the robustness of the performance of the channel-estimate-based equalizer against rapid channel fluctuations.     

Passive acoustic synthetic aperture processing techniques

Various parameters associated with the track of a stable CW source moving with constant velocity are estimated using synthetic aperture and Doppler processing techniques. These include the source frequency before Doppler distortion by its motion, the relative speed between the source and a constant velocity receiver, the range at closest approach to the source track, and the relative bearing to the source. Different processing techniques are suggested for a range of signal stabilities and observation times. Frequency analysis, or Doppler processing, supplements conventional synthetic aperture processing, and for relatively unstable signals a synthetic Doppler method is recommended. This method makes use of a rapid scan of signals from a succession of sensors in a horizontal line array to stimulate a higher speed motion of the array     

Shipborne Underwater Acoustic Communication System and Sea Trials with Submersible Shenhai Yongshi

The Shipborne acoustic communication system of the submersible Shenhai Yongshi works in vertical, horizontal and slant channels according to the relative positions. For ease of use, an array combined by a vertical-cone directional transducer and a horizontal-toroid one is installed on the mothership. Improved techniques are proposed to combat adverse channel conditions, such as frequency selectivity, non-stationary ship noise, and Doppler effects of the platform’s nonlinear movement. For coherent modulation, a turbo-coded single-carrier scheme is used. In the receiver, the sparse decision-directed Normalized Least-Mean-Square soft equalizer automatically adjusts the tap pattern and weights according to the multipath structure, the two receivers’ asymmetry, the signal’s frequency selectivity and the noise’s spectrum fluctuation. The use of turbo code in turbo equalization significantly suppresses the error floor and decreases the equalizer’s iteration times, which is verified by both the extrinsic information transfer charts and bit-error-rate performance. For noncoherent modulation, a concatenated error correction scheme of nonbinary convolutional code and Hadamard code is adopted to utilize full frequency diversity. Robust and low-complexity synchronization techniques in the time and Doppler domains are proposed. Sea trials with the submersible to a maximum depth of over 4500 m show that the shipborne communication system performs robustly during the adverse conditions. From the ten-thousand communication records in the 28 dives in 2017, the failure rate of the coherent frames and that of the noncoherent packets are both below 10%, where both synchronization errors and decoding errors are taken into account.     

Spatial diversity equalization for MIMO ocean acousticcommunication channels

The available bandwidth of ocean acoustic channels is inherently narrow that impedes high-transmission rate and makes it difficult for multiple users to communicate simultaneously. To alleviate this problem, spatial diversity antennas are used to increase the date rate. In this paper, we employ the spatial diversity equalizers (SDE) to increase the effective channel bandwidth by minimizing the mean-square error (mse). Although joint equalizers have been used in digital telephone subscriber lines to suppress crosstalk, we apply the concept to ocean acoustic channels and show that multiuser communication is possible despite the narrow-channel bandwidth. In addition, we will show that the advantage of SDE is not because we use more taps, but because we collect the data carried through various ocean paths. By applying the saddle point integration method to multiinput multioutput (MIMO) channels, we compute the probability of error (PE) to show that a factor of 3-4 of channel reuse is possible     

Spatial modulation experiments in the underwater acoustic channel

A modulation technique for increasing the reliable data rate achievable by an underwater acoustic communication system is presented and demonstrated. The technique, termed spatial modulation, seeks to control the spatial distribution of signal energy such that the single physical ocean channel supports multiple parallel communication channels. Given a signal energy constraint, a communication architecture with access to parallel channels will have increased capacity and reliability as compared to one with access to a single channel. Results from two experiments demonstrate higher obtainable data rates and power throughput for a system employing spatial modulation than for one that does not. The demonstrated benefits were characterized by an equivalent SNR gain of over 5 dB in the first experiment. In the second experiment, using two element source and receiver arrays with apertures of 0.9 m, a coherently modulated signal was shown to offer nearly 50% greater capacity by using spatial modulation than by using temporal modulation alone.     

Underwater acoustic channel models for 4800 b/s QPSK signals

Two computer models are presented, one for short-range and one for long-range propagation of acoustic signals through an underwater channel from a transmitter to a receiver. In the short-range model, the received signal is due to a direct path (steady component) and a random path (diffused component) that could be the result of boundary scattering. For the long-range case, the received signal is the superposition of a number of time-delayed, randomly propagated components arriving by different paths. Both models assume perfect transmitter-receiver synchronization but use realistic channel time delays. They demonstrate the time-varying characteristics of underwater acoustic channels and are used in simulations to evaluate the performance of the detection technique     

Methods to Improve the Long Distance Time-Varying Channel Transmission Performance of Expendable Profiler

To improve the transmission performance of XCTD channel, this paper proposes a method to measure directly and fit the channel transmission characteristics by using frequency sweeping method. Sinusoidal signals with a frequency range of 100 Hz to 10 k Hz and an interval of 100 Hz are used to measure transmission characteristics of channels with lengths of 300 m, 800 m, 1300 m, and 1800 m. The correctness of the fitted channel characteristics by transmitting square wave, composite waves of different frequencies, and ASK modulation are verified. The results show that when the frequency of the signal is below 1500 Hz, the channel has very little effect on the signal. The signal compensated for amplitude and phase at the receiver is not as good as the uncompensated signal.Alternatively, when the signal frequency is above 1500 Hz, the channel distorts the signal. The quality of signal compensated for amplitude and phase at receiver is better than that of the uncompensated signal. Thus, we can select the appropriate frequency for XCTD system and the appropriate way to process the received signals. Signals below1500 Hz can be directly used at the receiving end. Signals above 1500 Hz are used after amplitude and phase compensation at the receiving end.     

A Variable-Rate Spread-Spectrum System for Underwater Acoustic Communications

A key research area in underwater acoustic (UWA) communication is the development of advanced modulation and detection schemes for improved performance and range-rate product. In this communication, we propose a variable-rate underwater data transmission system based on direct sequence spread spectrum (DSSS) and complementary code keying (CCK), particularly for shallow-water acoustic channels with severe multipath propagation. We provide a suboptimum receiver that consists of a bidirectional decision feedback equalizer (BiDFE) to cancel both postcursor and precursor intersymbol interference (ISI). We also develop iterative signal processing and time-reversal (TR) diversity processing to mitigate the effect of error propagation in BiDFE. We present performance analysis on bit error rate (BER) for different data rates. Our works show that this new variable-data-rate DSSS-CCK is a suitable candidate for UWA communications over varying channel conditions and distance.      

Stratigraphic architecture and evolution of a deep-water slope channel-levee and overbank apron: The Upper Miocene Upper Mount Messenger Formation,Taranaki Basin

This paper re-examines the Upper Miocene Upper Mount Messenger Formation, Taranaki Basin, to characterize its architecture and interpret its environmental evolution. Analysis of stratal architecture, lithofacies distributions, and paleotransport directions over the 250 m thick formation shows the outcrops provide a nearly dip parallel section displaying the lateral relationships between contemporaneous channel-levee and overbank depositional environments. At least five 30–40 m thick upward fining units are recognized in the north-central parts of the outcrop and are interpreted as large-scale overbank avulsion cycles. Each unit consists of thick- to medium-bedded predominantly planar laminated sandstone turbidites at the base that fine upward into thin- to very thin-bedded, planar laminated and ripple cross-laminated mud-rich turbidites. The units are traceable laterally over a distance exceeding 3 km where they are cut by channels that show basal mudstone draped by medium- to thin-bedded sandstone, and onlapped by thick-bedded planar laminated sandstone at the margin. The channels are separated by tapered packages of medium- to thin-bedded turbidites containing climbing-ripple cross-lamination interpreted as levees. The individual channel-levee and overbank avulsion cycles formed through four stages: 1) a channel avulsion spread sand into the overbank as an unconfined splay, 2) preferential scouring in one area of the splay led to development of a channel with small levees that prograded across the splay, 3) a deep incision followed by abandonment of the channel deposited a mud lining. Alternatively, the mud lining was formed during the first stage as the downdip portion of the channel was abandoned. 4) The channel filled at first by thick-bedded planar laminated and then by climbing-ripple cross-laminated sand. At this time, the growth of constructional levees progressively limited sand into the overbank. Ratios of Bouma division thicknesses calculated over a stratigraphic interval present a new method to distinguish deep-water depositional environments.     

Precoding Based Channel Prediction for Underwater Acoustic OFDM

The life duration of underwater cooperative network has been the hot topic in recent years. And the problem of node energy consuming is the key technology to maintain the energy balance among all nodes. To ensure energy efficiency of some special nodes and obtain a longer lifetime of the underwater cooperative network, this paper focuses on adopting precoding strategy to preprocess the signal at the transmitter and simplify the receiver structure. Meanwhile, it takes into account the presence of Doppler shifts and long feedback transmission delay in an underwater acoustic communication system. Precoding technique is applied based on channel prediction to realize energy saving and improve system performance. Different precoding methods are compared. Simulated results and experimental results show that the proposed scheme has a better performance, and it can provide a simple receiver and realize energy saving for some special nodes in a cooperative communication.