Rayleigh-wave dispersion function for a transversely isotropic layered spherical earth using the Thomson-Haskell matrix method

We consider the two coupled differential equations of the two radial functions appearing in the displacement components of spheroidal oscillations for a transversely isotropic (TI) medium in spherical coordinates. Elements of the layer matrix have been explicitly written—perhaps for the first time—to extend the use of the Thomson-Haskell matrix method to the derivation of the dispersion function of Rayleigh waves in a transversely isotropic spherical layered earth. Furthermore, an earth-flattening transformation (EFT) is found and effectively used for spheroidal oscillations. The exponential function solutions obtained for each layer give the dispersion function for TI spherical media the same form as that on a flat earth. This has been achieved by assuming that the five elastic parameters involved vary as r ^p and that the density varies as r ^p-2, where p is an arbitrary constant and r is the radial distance. A numerical illustration with p = - 2 shows that, in spite of the inhomogeneity assumed within layers, the results for spherical harmonic degree n , versus time period T , obtained here for the Primary Reference Earth Model (PREM), agree well with those obtained earlier by other authors using numerical integration or variational methods. The results for isotropic media derived here are also in agreement with previous results. The effect of transverse isotropy on phase velocity for the first two modes of Rayleigh waves in the period range 20 to 240 s is calculated and discussed for continental and oceanic models.     

The upper mantle structure of the North Sea region from Rayleigh wave dispersion

Summary. The phase velocity dispersion of fundamental mode Rayleigh waves (period range 13–127 s) is determined by the interstation method for three profiles that traverse the North Sea region of northwest Europe. The resulting observations have been combined to produce a regional phase velocity curve with 95 per cent confidence intervals, which belongs to the aseismic continental platform category of Knopoff.
Inversions of the regional phase velocity curve by the'Hedgehog'method indicate that the North Sea region is characterized by an upper mantle low-velocity zone of S -wave velocity 4.35–4.45 km/s between depths of approximately 85–200 km.     

Surface wave tomography of the western United States from ambient seismic noise: Rayleigh and Love wave phase velocity maps

We present the results of Rayleigh wave and Love wave phase velocity tomography in the western United States using ambient seismic noise observed at over 250 broad-band stations from the EarthScope/USArray Transportable Array and regional networks. All available three-component time-series for the 12-month span between 2005 November 1 and 2006 October 31 have been cross-correlated to yield estimated empirical Rayleigh and Love wave Green's functions. The Love wave signals were observed with higher average signal-to-noise ratio (SNR) than Rayleigh wave signals and hence cannot be fully explained by the scattering of Rayleigh waves. Phase velocity dispersion curves for both Rayleigh and Love waves between 5 and 40 speriod were measured for each interstation path by applying frequency–time analysis. The average uncertainty and systematic bias of the measurements are estimated using a method based on analysing thousands of nearly linearly aligned station-triplets. We find that empirical Green's functions can be estimated accurately from the negative time derivative of the symmetric component ambient noise cross-correlation without explicit knowledge of the source distribution. The average traveltime uncertainty is less than 1 s at periods shorter than 24 s. We present Rayleigh and Love wave phase speed maps at periods of 8, 12, 16,and 20 s. The maps show clear correlations with major geological structures and qualitative agreement with previous results based on Rayleigh wave group speeds.     

Waveform inversion of mantle Love waves:the Born seismogram approach

Summary. Normal mode theory, extended to the slightly laterally heterogeneous earth by the first-order Born approximation, is applied to the waveform inversion of mantle Love wave (200–500 s) for the Earth's lateral heterogeneity at l = 2 and a spherically symmétric anelasticity ( Q _μ) structure. The data are from the Global Digital Seismograph Network (GDSN). The l =2 pattern is very similar to the results of other studies that used either different méthods, such as phase velocity measurements and multiplet location measurements, or a different data set, such as mantle Rayleigh waves from different instruments. The results are carefully analysed for variance reduction and are most naturally explained by heterogeneity in the upper 420 km. Because of the poor resolution of the data set for the deep interior, however, a fairly large heterogeneity in the transition zones, of the order of up to 3.5 per cent in shear wave velocity, is allowed. It is noteworthy that Love waves of this period range cannot constrain the structure below 420 km and thus any model presented by similar studies below this depth are likely to be constrained by Rayleigh waves (spheroidal modes) only.
The calculated modal Q values for the obtained Q _μ model fall within the error bars of the observations. The result demonstrates the discrepancy of Rayleigh wave Q and Love wave Q and indicates that care must be taken when both Rayleigh and Love wave data, including amplitude information, are inverted simultaneously.
Anomalous amplitude inversions of G2 and G3, for example, are observed for some source-receiver pairs. This is due to multipathing effects. One example near the epicentral region, which is modelled by the obtained l = 2 heterogeneity, is shown.     

Phase–velocity dispersion curves and small-scale geophysics using noise correlation slantstack technique

It has been demonstrated both theoretically and experimentally that the Green's function between two receivers can be retrieved from the cross-correlation of isotropic noise records. Since surface waves dominate noise records in geophysics, tomographic inversion using noise correlation techniques have been performed from Rayleigh waves so far. However, very few numerical studies implying surface waves have been conducted to confirm the extraction of the true dispersion curves from noise correlation in a complicated soil structure. In this paper, synthetic noise has been generated in a small-scale (<1 km) numerical realistic environment and classical processing techniques are applied to retrieve the phase velocity dispersion curves, first step toward an inversion. We compare results obtained from spatial autocorrelation method (SPAC), high-resolution frequency-wavenumber method (HRFK) and noise correlation slantstack techniques on a 10-sensor array. Two cases are presented in the (1–20 Hz) frequency band that corresponds to an isotropic or a directional noise wavefield. Results show that noise correlation slantstack provides very accurate phase velocity estimates of Rayleigh waves within a wider frequency band than classical techniques and is also suitable for accurately retrieving Love waves dispersion curves.     

Ambient noise Rayleigh wave tomography of New Zealand

We present the first New Zealand-wide study of surface wave dispersion, using ambient noise observed at 42 broad-band stations in the national seismic network (GeoNet) and the Global Seismic Network (GSN). Year-long vertical-component time-series recorded between 2005 April 1 and 2006 March 31 have been correlated with one another to yield estimated fundamental mode Rayleigh wave Green's functions. We filter these Green's functions to compute Rayleigh wave group dispersion curves at periods of 5–50 s, using a phase-matched filter, frequency–time analysis technique. The uncertainties of the measurements are estimated based on the temporal variation of the dispersion curves revealed by 12 overlapping 3-month stacks. After selecting the highest quality dispersion curve measurements, we compute group velocity maps from 7 to 25 s period. These maps, and 1-D shear wave velocity models at four selected locations, exhibit clear correlations with major geological structures, including the Taranaki and Canterbury Basins, the Hikurangi accretionary prism, and previously reported basement terrane boundaries.     

Analysis of the Spatial Coherence of Short-Period Acoustic-Gravity Waves in the Atmosphere

Summary The coherence of atmospheric acoustic-gravity waves has been measured in the period range 10–100 s at the Large Aperture Microbarograph Array in south-eastern Montana. The acoustic-gravity waves observed were signals generated by presumed nuclear explosions. The decrease of coherence with increasing distance between pairs of microbarographs is less rapid in the direction of wave propagation than transverse to it. Variation of direction of arrival over a small range of azimuth (±5°) explains the spatial behaviour of coherence in the direction normal to the wave propagation; variation of phase velocity of ±10 ms^-1 explains the behaviour along the direction of wave propagation. Both effects may be due to inhomogeneities in the atmosphere; the velocity variation may be due to the presence in the signal of several normal modes of acoustic- gravity waves, each travelling at a slightly different phase velocity in the range 300–330 ms^-1.     

Regional S-wave structure for southern California from the analysis of teleseismic Rayleigh waves

Summary. Teleseismic Rayleigh waves, M_S > 7.0, in the period range 14 to 28 s, are well recorded by the short-period Benioff array within southern California. Multiple arrivals that hinder the determination of local phase velocity curves are detected by narrow band-pass filtering. The records are then windowed on distinct, coherent peaks that move uniformly across the array. Four to seven stations are included in the determination of both the phase velocity across the array and the incidence azimuth. For earthquakes in the western Pacific, the derived incidence azimuths are systematically rotated counterclockwise by 2–16°. Most of this rotation results from refraction at the continental shelf. Phase velocity data for both the southern Mojave—central Transverse Ranges and the Peninsular Ranges are inverted to obtain regional 5-wave velocity models. The starting models are constructed from travel-time studies of local sources, both natural and artificial. Poisson's ratio as a function of depth is calculated for these two regions. The comparison of Poisson's ratio with laboratory ultrasonic studies requires a quartz-rich crust within the southern Mojave—central Transverse Ranges and a mafic crust within the Peninsular Ranges.     

Partial derivatives of surface wave phase velocities for flat anisotropic models

Summary. Surface wave behaviour in flat anisotropic structures is first illustrated by performing an exact computation on a simple two-layer model. The variational procedure of Smith & Dahlen is then used to compute the partial derivatives of surface wave phase velocities with respect to the elastic parameters in more realistic earth models. Linear relationships between the partial derivatives for a general anisotropic structure and those for a transversely isotropic structure are derived. When considering waves propagating in a fixed direction, there are only four independent derivatives for Rayleigh waves, and two for Love waves. To avoid the lack of resolution in an inverse method, we propose to use physically constrained models. These results are illustrated by using a model with hexagonal symmetry and a symmetry axis oriented either vertically or horizontally. Quasi-Love- and quasi-Rayleigh-wave partial derivatives are computed for both axis orientations. Modes up to the second overtone and periods ranging between 45 and 130 s have been considered. Finally, anomalies of phase velocity are computed in an oceanic model made of 1/6 oriented olivine crystals with horizontal or vertical preferred orientations of the a -axis.     

RAYLEIGH WAVES IN A MULTI-LAYERED MEDIUM WITH APPLICATIONS TO MICROSEISMS

Summary. An analysis is presented for the propagation of Rayleigh waves in a multi-layered medium with water as the uppermost layer from which it is possible to obtain the group velocity as well as the phase velocity for the Rayleigh waves in an oceanic path with the ocean bed consisting of two upper layers each of uniform composition and finite thickness, underlain by ultrabasic rock extended to large depths. The results have been applied in the analysis of microseisms associated with cyclones and "norwesters". It has been shown that the period of the microseisms recorded at different stations depends critically on the structure of the continental shelf. The results obtained in the present paper, when compared with the nature of the recorded microseisms associated with cyclones, and their variations, give useful information about the depth and structure of the ocean beds.     

Controls on Rayleigh wave amplitudes: attenuation and focusing

A large data set of amplitude measurements of minor and major arc Rayleigh waves in the period range 73–171 s is collected. By comparing these amplitudes with the amplitudes of synthetic waveforms calculated by mode summation, maps of lateral variations in the apparent attenuation structure of the Earth are constructed. An existing formalism for predicting the effects of focusing is employed to calculate amplitude perturbations for the same data set. These perturbations are used to construct 'pseudo‐attenuation' maps and these results are compared with the apparent attenuation maps calculated from the data. It is shown that variations in Rayleigh wave amplitude perturbations in the Earth are dominated by attenuation at long wavelengths (below about degree 8) and by elastic structure at shorter wavelengths. It is also shown that the linear approximation for focusing is successful at predicting Rayleigh wave amplitudes using existing phase velocity maps. These results indicate that future attempts to model the velocity structure of the Earth would be assisted by incorporating amplitude data and by jointly inverting for Q structure.     

Rayleigh-wave phase velocities in French Polynesia

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Rayleigh-wave phase velocities are investigated in the period range 17–100 s by the two-station method over several paths covering most of French Polynesia. Our results confirm the validity of theoretical models obtained through regionalization of data pertaining to longer paths. They also exhibit a 2–3.5 per cent anisotropy, with the axis of maximum velocity oriented in the direction of spreading of the plate. Part of this anisotropy is, however, due to the presence of the Tuamotu archipelago; when this is removed, the remaining anisotropy (about 1.5 per cent) correlates with the present direction of spreading, indicating that a relaxation of the anisotropy has taken place since the East Pacific ridge jump. Finally, the presence of the Tuamotu Islands explains anomalous waveshapes for surface waves travelling in their vicinity, due to multipathing through their faster structure.     

Surface-wave propagation across the Mexican Volcanic Belt and the origin of the long-period seismic-wave amplification in the Valley of Mexico

A network of nine broad-band seismographs was operated from March to May 1994 to study the propagation of seismic waves across the Mexican Volcanic Belt (MVB) in the region of the Valley of Mexico. Analysis of the data from the network reveals an amplification of seismic waves in a wide period band al the stations situated in the southern part of the MVB.
The group velocities of the fundamental mode of the Rayleigh wave in the period range 2–13 s are found to be lower in the southern part of the MVB than in its northern part and in the region south of the MVB. The inversion of dispersion curves shows that the difference in group velocities is due to the presence of a superficial low-velocity layer (with an average S -wave velocity of 1.7 km s^-1 and an average thickness of 2 km) beneath the southern part of the MVB. This low-velocity zone is associated with the region of active volcanism.
Numerical simulations show that this superficial low-velocity layer causes a regional amplification of 8–10 s period signals, which is of the same order as the amplification measured from the data. This layer also increases the signal duration significantly because of the dispersion of the surface waves. These results confirm the hypothesis of Singh et al. (1995), who suggested that the regional amplification observed in the Valley of Mexico is due to the anomalously low shear-wave velocity of the shallow volcanic rocks in the southern MVB     

Seismic vertical array analysis for phase decomposition

We propose a vertical array analysis method that decomposes complex seismograms into body and surface wave time histories by using a velocity structure at the vertical array site. We assume that the vertical array records are the sum of vertically incident plane P and S waves, and laterally incident Love and Rayleigh waves. Each phase at the surface is related to that at a certain depth by the transfer function in the frequency domain; the transfer function is obtained by Haskell's matrix method, assuming a 1-D velocity structure. Decomposed P , S and surface waves at the surface are estimated from the vertical array records and the transfer functions by using a least-squares method in the frequency domain; their time histories are obtained by the inverse Fourier transform. We carried out numerical tests of this method based on synthetic vertical array records consisting of vertically incident plane P and S waves and laterally incident plane Love and Rayleigh waves. Perfect results of the decomposed P , S , Love and Rayleigh waves were obtained for synthetic records without noise. A test of the synthetic records in which a small amount of white noise was added yielded a reasonable result for the decomposed P , S and surface waves. We applied this method to real vertical array records from the Ashigara valley, a moderate-sized sedimentary valley. The array records from two earthquakes occurring at depths of 123 and 148 km near the array (epicentral distance of about 31 km) exhibited long-duration later phases. The analysis showed that duration of the decomposed S waves was a few seconds and that the decomposed surface waves appeared a few seconds after the direct S -wave arrival and had very long duration. This result indicated that the long-duration later phases were generated not by multireflected S waves, but by basin-induced surface waves.     

On crustal corrections in surface wave tomography

Mantle models from surface waves rely on good crustal corrections. We investigated how far ray theoretical and finite frequency approximations can predict crustal corrections for fundamental mode surface waves. Using a spectral element method, we calculated synthetic seismograms in transversely isotropic PREM and in the 3-D crustal model Crust2.0 on top of PREM, and measured the corresponding time-shifts as a function of period. We then applied phase corrections to the PREM seismograms using ray theory and finite frequency theory with exact local phase velocity perturbations from Crust2.0 and looked at the residual time-shifts. After crustal corrections, residuals fall within the uncertainty of measured phase velocities for periods longer than 60 and 80 s for Rayleigh and Love waves, respectively. Rayleigh and Love waves are affected in a highly non-linear way by the crustal type. Oceanic crust affects Love waves stronger, while Rayleigh waves change most in continental crust. As a consequence, we find that the imperfect crustal corrections could have a large impact on our inferences of radial anisotropy. If we want to map anisotropy correctly, we should invert simultaneously for mantle and crust. The latter can only be achieved by using perturbation theory from a good 3-D starting model, or implementing full non-linearity from a 1-D starting model.     

Crustal and uppermost mantle structure in southern Africa revealed from ambient noise and teleseismic tomography

Rayleigh wave phase velocity maps in southern Africa are obtained at periods from 6 to 40 s using seismic ambient noise tomography applied to data from the Southern Africa Seismic Experiment (SASE) deployed between 1997 and 1999. These phase velocity maps are combined with those from 45 to 143 s period which were determined previously using a two-plane-wave method by Li & Burke. In the period range of overlap (25–40 s), the ambient noise and two-plane-wave methods yield similar phase velocity maps. Dispersion curves from 6 to 143 s period were used to estimate the 3-D shear wave structure of the crust and uppermost mantle on an 1°× 1° grid beneath southern Africa to a depth of about 100 km. Average shear wave velocity in the crust is found to vary from 3.6 km s^–1 at 0–10 km depths to 3.86 km s^–1 from 20 to 40 km, and velocity anomalies in these layers correlate with known tectonic features. Shear wave velocity in the lower crust is on average low in the Kaapvaal and Zimbabwe cratons and higher in the surrounding Proterozoic terranes, such as the Limpopo and the Namaqua-Natal belts, which suggests that the lower crust underlying the Archean cratons is probably less mafic than beneath the Proterozoic terranes. Crustal thickness estimates agree well with a previous receiver function study of Nair et al. . Archean crust is relatively thin and light and underlain by a fast uppermost mantle, whereas the Proterozoic crust is thick and dense with a slower underlying mantle. These observations are consistent with the southern African Archean cratons having been formed by the accretion of island arcs with the convective removal of the dense lower crust, if the foundering process became less vigorous in arc environments during the Proterozoic.     

Global anisotropic phase velocity maps for higher mode Love and Rayleigh waves

It is well established that the Earth's uppermost mantle is anisotropic, but there are no clear observations of anisotropy in the deeper parts of the mantle. Surface waves are well suited to observe anisotropy since they carry information about both radial and azimuthal anisotropy. Fundamental mode surface waves, for commonly used periods up to 200 s, are sensitive to structure in the first few hundred kilometres, and therefore, do not provide information on anisotropy below. Higher mode surface waves have sensitivities that extend to and beyond the transition zone, and should thus give insight about azimuthal anisotropy at greater depths. We have measured higher mode Love and Rayleigh phase velocities using a model space search approach, which provides us with consistent relative uncertainties from measurement to measurement and from mode to mode. From these phase velocity measurements, we constructed global anisotropic phase velocity maps. Prior to inversion, we determine the optimum relative weighting for anisotropy. We present global azimuthal phase velocity maps for higher mode Rayleigh waves (up to the sixth higher mode) and Love waves (up to the fifth higher mode) with corresponding average model uncertainties. The anisotropy we derive is robust within the uncertainties for all modes. Given the ray theoretical sensitivity kernels of Rayleigh and Love wave modes, the source of anisotropy is complex, but mainly located in the asthenosphere and deeper. Our models show a good correspondence with other studies for the fundamental mode, but we have been able to achieve higher resolution.     

Anelasticity of the Crust and Upper Mantle of South America From the Inversion of Observed Surface Wave Attenuation

Fundamental-mode Rayleigh and Love waves generated by several earthquakes situated along great-circle paths between pairs of seismograph stations have been analysed to obtain coefficients of attenuation, group velocities, phase velocities, and specific quality factors in the period range 18–80s in two regions of the South American continent. One set of paths crosses the shield region which lies on the eastern coast and another set traverses the mountainous region inland. the average attenuation coefficient values are clearly higher in the tectonically active western region throughout the entire period range than in the eastern or shield region.
Inversion of the attenuation data yielded shear wave internal friction ( Q ^-1_β) models as a function of depth in the crust and upper mantle in both regions. A low- Q zone below the lithosphere is prominent in both regions. the results show that substantial variations of Q _β occur in the two regions of South America. the Q_β values were found to be inversely related to the heat flow values or to the temperature.     

Evidence for anisotropy in the upper mantle beneath Eurasia from the polarization of higher mode seismic surface waves

Summary. Analysis of NORSAR records and a number of Soviet microfilms reveals second-mode surface Caves propagating along paths covering a large part of Eurasia. These second modes in the 6–15-s period band are frequently disturbed by other surface-wave modes and by body-wave arrivals. However, in all cases, where the modes appear to be undisturbed and show normal dispersion, the Second Rayleigh modes have a slowly varying phase difference with the Second Love modes. This coupling has the particle motion of Inclined Rayleigh waves characteristic of surface-wave propagation in anisotropic media, where the anisotropy possesses a horizontal plane of symmetry. Numerical examination of surface wave propagating in Earth models, with an anisotropic layer in the upper mantle, demonstrate that comparatively small thicknesses of material with weak velocity anisotropy can produce large deviations in the polarizations of Inclined Rayleigh Second modes. In many structures, these inclinations are very sensitive to small changes in anisotropic orientation and to small changes in the surrounding isotropic structure. It is suggested that examination of second mode inclination anomalies of second mode surface waves may be a powerful technique for examining the detailed anisotropic structure of the upper mantle.     

Test of tectonic models by great circle Rayleigh waves

Summary. A large set of published great circle Rayleigh wave phase velocities in the period range 125–350s is used to compare three recent tectonic models (Okal, Lévêque, Jordan). Prior to any regionalization, the symmetry property of the great circle integrals is used to obtain a lower limit of the signal/noise ratio in the data. It turns out that the signal is responsible for at least 30 per cent of the data variance in the period range 175–300s.
A standard regression method is applied for computing the'pure path'velocities and the model efficiency is derived from a variance analysis. It is shown that, even at great depth, none of the three models explains more than 60 per cent of the energy due to the long-wavelength lateral heterogeneities (λ6500 km).
The three models have nearly the same efficiency for explaining the short-period data ( T ∼ 125s). Between 200 and 300s, the higher performance of Okal's model indicates that it is important to separate the subduction zones from the other orogenic zones. By perturbing the lateral extension of the subduction zones, it comes out that they constitute on both sides of the subducting slabs wider anomalies than often assumed, suggesting large downgoing flows. On the contrary, the effect of surface features such as marginal seas are restricted to a close region in front of the trenches.
Finally, the anomalous ellipticity values deduced directly from great circle data are partly explained by a coupling between tectonics and ellipticity.