Lidar Methods for Observing Mineral Dust

Lidar methods for observing mineral dust aerosols are reviewed.These methods include Mie scattering lidars,polarization lidars,Raman scattering lidars,high-spectral-resolution lidars,and fluorescence lidars.Some of the lidar systems developed by the authors and the results of the observations and applications are introduced.The largest advantage of the lidar methods is that they can observe vertical distribution of aerosols continuously with high temporal and spatial resolutions.Networks of ground-based lidars provide useful data for understanding the distribution and movement of mineral dust and other aerosols.The lidar network data are actually used for validation and assimilation of dust transport models,which can evaluate emission,transport,and deposition of mineral dust.The lidar methods are also useful for measuring the optical characteristics of aerosols that are essential to assess the radiative effects of aerosols.Evolution of the lidar data analysis methods for aerosol characterization is also reviewed.Observations from space and ground-based networks are two important approaches with the lidar methods in the studies of the effects of mineral dust and other aerosols on climate and the environment.Directions of the researches with lidar methods in the near future are discussed.     

Vertically resolved dust optical properties during SAMUM: Tinfou compared to Ouarzazate

Vertical profiles of dust key optical properties are presented from measurements during the Saharan Mineral Dust Experiment (SAMUM) by Raman and depolarization lidar at two ground-based sites and by airborne high spectral resolution lidar. One of the sites, Tinfou, is located close to the border of the Sahara in Southern Morocco and was the main in situ site during SAMUM. The other site was Ouarzazate airport, the main lidar site. From the lidar measurements the spatial distribution of the dust between Tinfou and Ouarzazate was derived for 1 d. The retrieved profiles of backscatter and extinction coefficients and particle depolarization ratios show comparable dust optical properties, a similar vertical structure of the dust layer, and a height of about 4 km asl at both sites. The airborne cross-section of the extinction coefficient at the two sites confirms the low variability in dust properties. Although the general picture of the dust layer was similar, the lidar measurements reveal a higher dust load closer to the dust source. Nevertheless, the observed intensive optical properties were the same. These results indicate that the lidar measurements at two sites close to the dust source are both representative for the SAMUM dust conditions.     

EARLINET observations of the 14–22-May long-range dust transport event during SAMUM 2006: validation of results from dust transport modelling

We observed a long-range transport event of mineral dust from North Africa to South Europe during the Saharan Mineral Dust Experiment (SAMUM) 2006. Geometrical and optical properties of that dust plume were determined with Sun photometer of the Aerosol Robotic Network (AERONET) and Raman lidar near the North African source region, and with Sun photometers of AERONET and lidars of the European Aerosol Research Lidar Network (EARLINET) in the far field in Europe. Extinction-to-backscatter ratios of the dust plume over Morocco and Southern Europe do not differ. Ångström exponents increase with distance from Morocco. We simulated the transport, and geometrical and optical properties of the dust plume with a dust transport model. The model results and the experimental data show similar times regarding the appearance of the dust plume over each EARLINET site. Dust optical depth from the model agrees in most cases to particle optical depth measured with the Sun photometers. The vertical distribution of the mineral dust could be satisfactorily reproduced, if we use as benchmark the extinction profiles measured with lidar. In some cases we find differences. We assume that insufficient vertical resolution of the dust plume in the model calculations is one reason for these deviations.     

In situ measurements of optical properties at Tinfou (Morocco) during the Saharan Mineral Dust Experiment SAMUM 2006

In situ measurements of optical and physical properties of mineral dust were performed at the outskirts of the Saharan Desert in the framework of the Saharan Mineral Dust Experiment part 1 (SAMUM-1). Goals of the field study were to achieve information on the extent and composition of the dust particle size distribution and the optical properties of dust at the ground. For the particle number size distribution, measured with a DMPS/APS, a size dependent dynamic shape factor was considered. The mean refractive index of the particles in this field study is  1.53–4.1 × 10⁻³ i   at 537 nm wavelength and  1.53–3.1 × 10⁻³ i   at 637 nm wavelength derived from measurements of scattering and absorption coefficients, as well as the particle size distribution. Whereas the real part of the refractive index is rather constant, the imaginary part varies depending on the mineral dust concentrations. For high dust concentration the single scattering albedo is primarily influenced by iron oxide and is  0.96 ± 0.02  and  0.98 ± 0.01  at 537 nm and 637 nm wavelength, respectively. During low dust concentration the single scattering albedo is more influenced by a soot-type absorber and is  0.89 ± 0.02  and  0.93 ± 0.01  for the same wavelengths.     

Spatial distribution and optical properties of Saharan dust observed by airborne high spectral resolution lidar during SAMUM 2006

Airborne measurements of pure Saharan dust extinction and backscatter coefficients, the corresponding lidar ratio and the aerosol optical thickness (AOT) have been performed during the Saharan Mineral Dust Experiment 2006, with a high spectral resolution lidar. Dust layers were found to range from ground up to 4–6 km above sea level (asl). Maximum AOT values at 532 nm, encountered within these layers during the DLR Falcon research flights were 0.50–0.55. A significant horizontal variability of the AOT south of the High Atlas mountain range was observed even in cases of a well-mixed dust layer. High vertical variations of the dust lidar ratio of 38–50 sr were observed in cases of stratified dust layers. The variability of the lidar ratio was attributed to dust advection from different source regions. The aerosol depolarization ratio was about 30% at 532 nm during all measurements and showed only marginal vertical variations.     

中国大气气溶胶辐射特性参数的观测与研究进展

长期系统的气溶胶辐射特性观测资料是定量研究气溶胶辐射和气候效应的重要基础.本文综合介绍中国大气气溶胶辐射特性观测与研究现状和成果,重点包括以下内容:地面太阳光度计联网观测气溶胶光学厚度、单次散射反照率、尺度谱;从全波段太阳辐射反演气溶胶光学厚度、单次散射反照率;浊度计和黑碳仪测量地面气溶胶散射系数和吸收系数;地基/星载激光雷达观测气溶胶(后向散射系数)垂直分布;极轨/静止卫星遥感反演气溶胶光学特性.     

Clear‐sky closure studies of lower tropospheric aerosol and water vapor during ACE‐2 using airborne sunphotometer, airborne in‐situ, space‐borne, and ground‐based measurements

We report on clear‐sky column closure experiments (CLEARCOLUMN) performed in the Canary Islands during the second Aerosol Characterization Experiment (ACE‐2) in June/July 1997. We present CLEARCOLUMN results obtained by combining airborne sunphotometer and in‐situ (optical particle counter, nephelometer, and absorption photometer) measurements taken aboard the Pelican aircraft, space‐borne NOAA/AVHRR data and ground‐based lidar and sunphotometer measurements. During both days discussed here, vertical profiles flown in cloud‐free air masses revealed 3 distinctly different layers: a marine boundary layer (MBL) with varying pollution levels, an elevated dust layer, and a very clean layer between the MBL and the dust layer. A key result of this study is the achievement of closure between extinction or layer aerosol optical depth (AOD) computed from continuous in‐situ aerosol size‐distributions and composition and those measured with the airborne sunphotometer. In the dust, the agreement in layer AOD (λ=380–1060 nm) is 3–8%. In the MBL there is a tendency for the in‐situ results to be slightly lower than the sunphotometer measurements (10–17% at λ=525 nm), but these differences are within the combined error bars of the measurements and computations.     

Properties of dust aerosol particles transported to Portugal from the Sahara desert

Aerosol properties of mineral particles in the far field of an African desert dust outbreak were investigated that brought Saharan dust over the Mediterranean in different layers to Portugal. The measurements were performed inside the project Desert Aerosols over Portugal (DARPO) which was linked to the Saharan Mineral Dust Experiment (SAMUM). The maximum particle mass concentration was about 150 μg m⁻³ and the corresponding scattering coefficient was 130 M m⁻¹ which results in a mass scattering efficiency of 0.87 m² g⁻¹. The aerosol optical depth reached values up to 0.53 and the lidar ratio was between 45 and 50 in the whole dust loaded column. A comparison between particle size distributions and refractive indices derived from different instruments and models showed a general good agreement but some minor differences could also be observed. Measurements as well as calculations with a particle transport model suggest that there is a relatively higher concentration of very large particles in the upper region of the dust layer than on the surface which is likely connected with meteorological conditions at the observational site (Évora, Portugal).     

Vertical profiling of Saharan dust with Raman lidars and airborne HSRL in southern Morocco during SAMUM

Three ground-based Raman lidars and an airborne high-spectral-resolution lidar (HSRL) were operated during SAMUM 2006 in southern Morocco to measure height profiles of the volume extinction coefficient, the extinction-to-backscatter ratio and the depolarization ratio of dust particles in the Saharan dust layer at several wavelengths. Aerosol Robotic Network (AERONET) Sun photometer observations and radiosoundings of meteorological parameters complemented the ground-based activities at the SAMUM station of Ouarzazate. Four case studies are presented. Two case studies deal with the comparison of observations of the three ground-based lidars during a heavy dust outbreak and of the ground-based lidars with the airborne lidar. Two further cases show profile observations during satellite overpasses on 19 May and 4 June 2006. The height resolved statistical analysis reveals that the dust layer top typically reaches 4–6 km height above sea level (a.s.l.), sometimes even 7 km a.s.l.. Usually, a vertically inhomogeneous dust plume with internal dust layers was observed in the morning before the evolution of the boundary layer started. The Saharan dust layer was well mixed in the early evening. The 500 nm dust optical depth ranged from 0.2–0.8 at the field site south of the High Atlas mountains, Ångström exponents derived from photometer and lidar data were between 0–0.4. The volume extinction coefficients (355, 532 nm) varied from 30–300 Mm⁻¹ with a mean value of 100 Mm⁻¹ in the lowest 4 km a.s.l.. On average, extinction-to-backscatter ratios of 53–55 sr (±7–13 sr) were obtained at 355, 532 and 1064 nm.     

Advances in meteorological instrumentation for air quality and emergency response

Summary Air quality forecasting and emergency response are receiving increasing emphasis in the US and elsewhere; both share similar but not identical needs for advanced meteorological observations. At the same time, there has been a steady increase in the performance characteristics of ground-based remote sensing systems as well as ground-based and airborne in situ measurement systems. The structure of the planetary boundary layer is summarized in the context of implications for transport and diffusion, along with the measurement requirements for dispersion modeling. We then review the current state-of-the-art of operational and quasi-operational measurement systems with a focus on boundary layer measurements. Measurement systems discussed include: meteorological radar, radar wind profilers, radio acoustic sounding systems, lidar, sodar, GPS receivers, microwave radiometers, radiosonde systems, commercial aircraft measurements, and traditional near-surface in situ sensors.     

On Eastern Asian Dust Storm

In this paper, the characteristics of eastern Asian dust storm are examined with emphasis on the satellite measurements of aerosol optical thickness. The reflectivity of solar radiation from the earth’s atmosphere depends on the optical thickness. The satellite measurement of radiance of sunlight, scattered by the earth and its atmosphere, is used to derive the properties of aerosol on oceanic surfaces. This paper involves the following: (1) investigation of the measurement of dust storm over the oceanic surface by GMS satellite; (2) investigation of the measurement of dust storm over the land surface by ground-based instruments such as actinometer, lidar, etc.; (3) for comparison, de-riving an atmospheric aerosol size distribution over the oceanic surface of calm weather through measurements of NOAA satellite; and (4) the weather process and its mass load of eastern Asian dust storm.     

Lidar and Sun photometer observations of atmospheric boundary-layer characteristics over an urban area in a mountain valley

We present measurements of the vertical aerosol structure and the aerosol optical depth in the lower troposphere performed above the city of Sofia (an urban area situated in a mountain valley), western Bulgaria by means of a ground-based aerosol lidar operating continuously for a number of years. The lidar measurements were accompanied by measurements of the aerosol optical depth (AOD) in the visible and near infrared regions of the spectrum performed in October 2004 using Microtops II radiometers. The maximum values of the AOD were found to occur 1–2 h before the complete development of the atmospheric boundary layer, i.e. during the residual layer destruction, which confirms our hypothesis concerning the slope circulation effect on the processes taking place in the atmospheric boundary layer. The AOD values obtained by the lidar are lower than those taken by the sun photometer. Further, the AOD exhibits two different types of behaviour. In the case of a ‘clear atmosphere’ (i.e. in the absence of volcanic eruptions and/or dust transport from the Sahara) most of the aerosol accumulated within the atmospheric boundary layer over the urban area considered. The combined use of the two instruments allows the comparison between the optical characteristics of the atmospheric aerosol (e.g. aerosol extinction coefficient, etc.) obtained by the lidar and through an independent method (sun photometer).     

Depolarization ratio profiling at several wavelengths in pure Saharan dust during SAMUM 2006

Vertical profiles of the linear particle depolarization ratio of pure dust clouds were measured during the Saharan Mineral Dust Experiment (SAMUM) at Ouarzazate, Morocco (30.9°N, –6.9°E), close to source regions in May–June 2006, with four lidar systems at four wavelengths (355, 532, 710 and 1064 nm). The intercomparison of the lidar systems is accompanied by a discussion of the different calibration methods, including a new, advanced method, and a detailed error analysis. Over the whole SAMUM periode pure dust layers show a mean linear particle depolarization ratio at 532 nm of 0.31, in the range between 0.27 and 0.35, with a mean Ångström exponent (AE, 440–870 nm) of 0.18 (range 0.04–0.34) and still high mean linear particle depolarization ratio between 0.21 and 0.25 during periods with aerosol optical thickness less than 0.1, with a mean AE of 0.76 (range 0.65–1.00), which represents a negative correlation of the linear particle depolarization ratio with the AE. A slight decrease of the linear particle depolarization ratio with wavelength was found between 532 and 1064 nm from 0.31 ± 0.03 to 0.27 ± 0.04.     

The retrieval of the Asian dust depolarization ratio in Korea with the correction of the polarization-dependent transmission

The linear particle depolarization ratios were retrieved from the observation with a multiwavelength Raman lidar at the Gwangju Institute of Science and Technology (GIST), Korea (35.11°N, 126.54°E). The measurements were carried out in spring (March to May) 2011. The transmission ratio measurements were performed to solve problems of the depolarization-dependent transmission at a receiver of the lidar and applied to correct the retrieved depolarization ratio of Asian dust at first time in Korea. The analyzed data from the GIST multiwavelength Raman lidar were classified into three categories according to the linear particle depolarization ratios, which are pure Asian dust on 21 March, the intermediate case which means Asian dust mixed with urban pollution on 13 May, and haze case on 10 April. The measured transmission ratios were applied to these cases respectively. We found that the transmission ratio is needed to be used to retrieve the accurate depolarization ratio of Asian dust and also would be useful to distinguish the mixed dust particles between intermediate case and haze. The particle depolarization ratios of pure Asian dust were approximately 0.25 at 532 nm and 0.14 at 532 nm for the intermediate case. The linear particle depolarization ratios of pure Asian dust observed with the GIST multiwavelength Raman lidar were compared to the linear particle depolarization ratios of Saharan dust observed in Morocco and Asian dust observed both in Japan and China.     

Effect of particle shape on dust shortwave direct radiative forcing calculations based on MODIS observations for a case study

Assuming spheroidal and spherical particle shapes for mineral dust aerosols, the effect of particle shape on dust aerosol optical depth retrievals, and subsequently on instantaneous shortwave direct radiative forcing (SWDRF) at the top of the atmosphere (TOA), is assessed based on Moderate Resolution Imaging Spectroradiometer (MODIS) data for a case study. Specifically, a simplified aerosol retrieval algorithm based on the principle of the Deep Blue aerosol retrieval method is employed to retrieve dust aerosol optical depths, and the Fu-Liou radiative transfer model is used to derive the instantaneous SWDRF of dust at the TOA for cloud-free conditions. Without considering the effect of particle shape on dust aerosol optical depth retrievals, the effect of particle shape on the scattering properties of dust aerosols (e.g., extinction efficiency, single scattering albedo and asymmetry factor) is negligible, which can lead to a relative difference of at most 5% for the SWDRF at the TOA. However, the effect of particle shape on the SWDRF cannot be neglected provided that the effect of particle shape on dust aerosol optical depth retrievals is also taken into account for SWDRF calculations. The corresponding results in an instantaneous case study show that the relative differences of the SWDRF at the TOA between spheroids and spheres depend critically on the scattering angles at which dust aerosol optical depths are retrieved, and can be up to 40% for low dust-loading conditions.     

An Overview of Passive and Active Dust Detection Methods Using Satellite Measurements

In this paper, the methods to detect dust based on passive and active measurements from satellites have been summarized. These include the visible and infrared (VIR) method, thermal infrared (TIR) method, microwave polarized index (MPI) method, active lidar-based method, and combined lidar and infrared measurement (CLIM) method. The VIR method can identify dust during daytime. Using measurements at wavelengths of 8.5, 11.0, and 12.0 μm, the TIR method can distinguish dust from other types of aerosols and cloud, and identify the occurrence of dust over bright surfaces and during night. Since neither the VIR nor the TIR method can penetrate ice clouds, they cannot detect dust beneath ice clouds. The MPI method, however, can identify about 85% of the dust beneath ice clouds. Meanwhile, the active lidar-based method, which uses the Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) data and five-dimensional probability distribution functions, can provide very high-resolution vertical profiles of dust aerosols. Nonetheless, as the signals from dense dust and thin clouds are similar in the CALIOP measurements, the lidar-based method may fail to distinguish between them, especially over dust source regions. To address this issue, the CLIM method was developed, which takes the advantages of both TIR measurements (to discriminate between ice cloud and dense dust layers) and lidar measurements (to detect thin dust and water cloud layers). The results obtained by using the new CLIM method show that the ratio of dust misclassification has been significantly reduced. Finally, a concept module for an integrated multi-satellites dust detection system was proposed to overcome some of the weaknesses inherent in the single-sensor dust detection.     

Spectral surface albedo over Morocco and its impact on radiative forcing of Saharan dust

In May–June 2006, airborne and ground-based solar (0.3–2.2 μm) and thermal infrared (4–42 μm) radiation measurements have been performed in Morocco within the Saharan Mineral Dust Experiment (SAMUM). Upwelling and downwelling solar irradiances have been measured using the Spectral Modular Airborne Radiation Measurement System (SMART)-Albedometer. With these data, the areal spectral surface albedo for typical surface types in southeastern Morocco was derived from airborne measurements for the first time. The results are compared to the surface albedo retrieved from collocated satellite measurements, and partly considerable deviations are observed. Using measured surface and atmospheric properties, the spectral and broad-band dust radiative forcing at top-of-atmosphere (TOA) and at the surface has been estimated. The impact of the surface albedo on the solar radiative forcing of Saharan dust is quantified. In the SAMUM case of 19 May 2006, TOA solar radiative forcing varies by 12 W m⁻² per 0.1 surface-albedo change. For the thermal infrared component, values of up to +22 W m⁻² were derived. The net (solar plus thermal infrared) TOA radiative forcing varies between −19 and +24 W m⁻² for a broad-band solar surface albedo of 0.0 and 0.32, respectively. Over the bright surface of southeastern Morocco, the Saharan dust always has a net warming effect.     

Extinction versus backscatter relationships for lidar applications at 351 nm: maritime and desert aerosol simulations and comparison with observations

Functional relationships linking at λ₀=351 nm aerosol extinction α_λ0^aer and backscatter coefficient β_λ0^aer of maritime and desert type aerosols are determined to allow for inversion of the single-wavelength lidar signals. Such relationships are derived as mean behavior of 20,000 extinction versus backscatter computations, performed for aerosol size distributions and compositions whose describing parameters are randomly chosen within the naturally observed variability. For desert-type aerosols, the effect of the particle non-sphericity is considered and it is shown that the extinction to backscatter ratio of non-spherical dust particles can be up to 60% larger than the values obtained for spherical particles. Aerosol extinction and backscatter coefficient profiles obtained inverting the single-wavelength lidar signal with the modeled relationships are then compared to the same profiles measured by a combined elastic-Raman lidar operating at 351 nm. Analytical back trajectories and satellite images are used to characterize advection patterns during lidar measurements and to properly choose the modeled functional relationship. A good accordance between the two techniques is found for advection patterns over the lidar site typical of maritime and dust conditions. Maximum differences between the model-based α_λ0^aer and β_λ0^aer vertical profiles and the corresponding ones measured by the combined elastic-Raman lidar technique are of 30% and 40% in maritime and desert dust conditions, respectively. The comparison of elastic-Raman lidar measurements and model-based results also reveals that particle non-sphericity must be taken into account when mineral dust-type aerosols are directly advected over the measurement site.     

Ice Nucleation of Cirrus Clouds Related to the Transported Dust Layer Observed by Ground-Based Lidars over Wuhan,China

Cirrus clouds related to transported dust layers were identified on 22 occasions with ground-based polarization lidar from December 2012 to February 2018 over Wuhan (30.5°N, 114.4°E), China. All the events occurred in spring and winter. Cirrus clouds were mostly located above 7.6 km on top of the aloft dust layers. In-cloud relative humidity with respect to ice (RH_i) derived from water vapor Raman lidar as well as from ERA5 reanalysis data were used as criteria to determine the possible ice nucleation regimes. Corresponding to the two typical cases shown, the observed events can be classified into two categories: (1) category A (3 cases), in-cloud peak RH_i ≥ 150%, indicating competition between heterogeneous nucleation and homogeneous nucleation; and (2) category B (19 cases), in-cloud peak RH_i < 150%, revealing that only heterogeneous nucleation was involved. Heterogeneous nucleation generally took place during instances of cirrus cloud formation in the upper troposphere when advected dust particles were present. Although accompanying cloud-top temperatures ranged from –51.9°C to –30.4°C, dust-related heterogeneous nucleation contributed to primary ice nucleation in cirrus clouds by providing ice nucleating particle concentrations on the order of 10^?3 L^?1 to 10² L^?1. Heterogeneous nucleation and subsequent crystal growth reduced the ambient RH_i to be less than 150% by consuming water vapor and thus completely inhibited homogeneous nucleation.     

Optical and physical characterization of ��Iraqi freedom�� dust storm, a case study

Kuwait was exposed to a severe dust storm on 19 March 2003, the eve of operation ??Iraqi Freedom??. Three days of dust events (19, 26, 27 March) were analyzed for their aerosol optical and physical properties using ground-based and satellite-retrieved measurements. Ground-based measurements of aerosol optical depth (or thickness; AOD or AOT) at 675?nm, ?? ₆₅₇, ?ngstrom coefficient ?? _936/657, particulate matter of diameter 10???m or less, PM₁₀ (??g/m³), and meteorological parameters were analyzed for March 2003. AOT exceeded 3 for the 3?days of interest and PM₁₀ concentrations reached as high value as 2,457???g/m³ on 19 March dust storm day. Retrieved aerosol characteristics from space using Moderate Resolution Imaging Spectrometer (MODIS) on board Terra and Aqua satellite were examined against ground-based measurements. A strong correlation was found between ground-based measurements of ?? ₆₇₅ and the Terra-MODIS retrieved AOD₅₅₀. The synoptic of the dust storm were analyzed and source regions were identified using back trajectory analysis and Total Ozone Mapping Spectrometer Aerosol Index.