Assessment of cyclic response to suction caisson in clay using a three-dimensional displacement approach

An investigation was made to present analytical solutions of cyclic response to suction caisson subjected to inclined cyclic loadings in clay using a three-dimensional displacement approach. A model representing the relationship between vertical load and vertical displacement and that between lateral load and lateral displacement along the skirt of suction caisson subjected to cyclic loadings is proposed for overconsolidated clay. For the effect of vertical load on cyclic load capacity of suction caisson, using the Mindlin solution in the case of a vertical point load, the vertical stress of soil under the base of suction caisson is presented. For the stress state of soil beneath the base of suction caisson subjected to cyclic loading, the Mohr–Coulomb failure line and critical state line are presented and the relationship between total stress, effective mean principal stress, stress difference, and pore-pressure is elucidated. The comparison of results predicted by the present method for a suction caisson subjected to cyclic loadings in clay has shown good agreement with those obtained from field tests. Cyclic behavior of clay up to failure is made clear from the relationship between cyclic tensile load, vertical and lateral displacements, and rotation and that between depth, vertical, and lateral pressures.     

A method analyzing deformation of anchor foundations in soft clay under static and cyclic loads

The paper presents a constitutive model to describe undrained cyclic stress-strain responses of soft clays based on the equivalent visco-elastic and creep theories. The hysteretic and nonlinear stress-strain responses of soft clays are described using the equivalent visco-elastic relationship and variations of the cyclic modulus and the damping ratio with the octahedral shear strain, respectively in the model. The cyclic accumulative strain is described using the Mises creeping potential function and the associated flow rule. The method determining the model parameters is given by static and cyclic triaxial tests. The finite element method to analyze deformation of anchor foundation in soft clay under static and cyclic loads is developed based on the model. For the method, a cyclic loading time history is divided into a series of incremental loading sub-processes which include one load cycle at least. The cyclic stress-strain responses of soil elements at any time are not tracked in detail and determined by the equivalent visco-elastic calculations for every loading sub-process. The accumulative deformation of anchor foundations is calculated using the initial strain algorithm. The method has been implemented in ABAQUS Software by developing interface programs. Model tests of the suction anchors are conducted and predicted using the method. Comparisons of predicted and model test results show that the method can be used to evaluate cyclic stability and reveal the failure process and mechanism of anchor foundations by analyzing deformation time-histories.     

Analysis Procedure of the Cyclic Bearing Capacity for Suction Anchors in Soft Clays

This article presents a procedure to calculate the bearing capacity of suction anchors subjected to inclined average and cyclic loads at the optimal load attachment point using the undrained cyclic shear strength of soft clays based on the failure model of anchors proposed by Andersen et al. The constant average shear stress of each failure zone around an anchor is assumed and determined based on the static equilibrium condition for the procedure. The cyclic shear strength of each failure zone is determined based on the average shear stress. The cyclic bearing capacity is finally determined by limiting equilibrium analyses. Thirty-six model tests of suction anchors subjected to inclined average and cyclic loads were conducted, which include vertical and lateral failure modes. Model test results were predicted using the procedure to verify its feasibility. The average relative error between predicted and test results is 1.7%, which shows that the procedure can be used to calculate the cyclic bearing capacity of anchors with optimal loading. Test results also showed that the anchor was still in vertical failure mode under combined average and cyclic loads if an anchor was in vertical failure mode under static loads. The anchor failure would depend on the vertical resistance degradation under cyclic loads if an anchor was in lateral failure mode under static loads. Cyclic bearing capacities associated with the number of load cycles to failure of 1000 were about 75% and 80% of the static bearing capacity for vertical failure anchors and lateral failure anchors, respectively.     

Characteristic Test Study on Bearing Capacity of Suction Caisson Foundation Under Vertical Load

Suction caisson foundations are often subjected to vertical uplift loads, but there are still no wide and spread engineering specifications on design and calculation method for uplift bearing capacity of suction caisson foundation.So it is important to establish an uplift failure criterion. In order to study the uplift bearing mechanism and failure mode of suction caisson foundation, a series of model tests were carried out considering the effects of aspect ratio,soil permeability and loading mode. Test results indicate that the residual negative pressure at the top of caisson is beneficial to enhance uplift bearing capacity. The smaller the permeability coefficient is, the higher the residual negative pressure will be. And the residual negative pressure is approximately equal to the water head that causes seepage in the caisson. When the load reaches the ultimate bearing capacity, both the top and bottom negative pressures are smaller than Su and both the top and bottom reverse bearing capacity factors are smaller than 1.0 in soft clay. Combined the uplift bearing characteristics of caisson in sandy soil and soft clay, the bearing capacity composition and the calculation method are proposed. It can provide a reference for the engineering design of suction caisson foundation under vertical load.     

Pseudo-Static Elasto-Plastic Cyclic Creep Model and Cyclic Stability of Offshore Soft Foundation

The accumulative shear deformation of soft clays under cyclic loads is considered as pseudo-staticcreep.A pseudo-static elasto-plastic cyclic creep model is developed based on the visco-elasto-plastic theory.Theparameters in the model are determined by cyclic triaxial soil tests.A method for analyzing the stability of offshoresoft foundation under wave loads is given by combining the model with pseudo-static creep analysis.An exampleis analyzed by the method.The results show that the horizontal and vertical stability of foundations under waveloads can be analyzed by it and the analytical results are qualitatively consistent with the observed failure modes ofshallow foundations.     

海上风机吸力基础的水平受荷研究综述

吸力基础具有施工速度快、安装过程中受海况天气影响小且易于回收重复利用等优点,被广泛应用于海洋工程。当吸力基础作为海上风电塔架的基础时,常常承受较大的水平荷载,因此其水平承载力是设计的主控因素。介绍了海上风机基础的设计要求,分析了影响基础水平承载性状的因素,总结了吸力基础受水平单调荷载、水平循环荷载和不同荷载组合三个方面的研究现状。讨论了水平荷载的大小、水平加载的高度(偏心率)、循环荷载的频率、循环荷载的次数、循环荷载的幅值、循环荷载的方向性、竖向荷载对吸力基础水平承载性状的影响,考虑了水平荷载的非共线性,指出了目前研究的不足,明确了吸力基础水平承载性状进一步研究的方向,提出了供工程实践参考的建议。     

基于泥沙流变特性的吸力式沉箱减阻技术

针对吸力式沉箱在黏性底床中沉贯安装的减阻问题,基于黏性泥沙的流变特性,开展了一系列不同振动荷载作用下的室内沉贯模型试验,分析了振动荷载对吸力式沉箱沉贯过程的影响和沉贯减阻效果。试验结果表明：在压力沉贯阶段或吸力沉贯阶段施加高频振动荷载,均能促使吸力式沉箱侧壁周围的土体发生流化,有效降低沉箱的沉贯阻力;减阻效果与振动频率和沉箱的长径比有关,与振动频率成正比,与沉箱的长径比成反比;存在一个临界频率,当振动频率大于该频率后,沉贯阻力随频率的减小不明显;施加高频振动荷载有助于减小吸力沉贯阶段沉箱内的土塞高度,促进沉箱沉贯到位。研究成果可为黏性泥沙流变减阻技术在吸力式沉箱中的应用提供理论依据和技术参考。     

Settlement and Stability Analysis on Soft Clay Under Cyclic Loading

The results of undrained cyclic triaxial tests on three types of clays are collected and a relationship among the accumulated strain, the initial stress state, cyclic stress in the soil, as well as the number of cycles is established based on the experimental data. With this relationship, a procedure is proposed for subsidence and stability analysis on soft clay under the action of cyclic loads.     

Simplified limit solutions for the capacity of suction anchors under undrained conditions

Upper bound plastic limit analyses (PLA) can provide a useful framework for estimating the load capacity of suction caisson anchors in purely cohesive soils. Since arbitrary assumptions regarding the soil stress state are not required in the PLA formulation, it may be used with greater consistency compared to other simplified approaches such as limit equilibrium methods. While PLA methods do not attempt to include all of the complexities of anchor behavior, they can provide a relatively simple framework for visualizing anchor kinematics leading to an understanding of the relative importance of various parameters on suction anchor load capacity. The most rigorous PLA formulations involve postulating a three-dimensional anchor-soil failure mechanism and deriving expressions for internal energy dissipation throughout the mechanism. This approach can involve extensive numerical integrations and a relatively complex scheme for optimizing the failure mechanism to obtain a least upper bound collapse load. Considerable simplification is possible if the problem is formulated in terms of ultimate unit resistances (lateral, axial, and their interaction) that can be exerted by the soil on the caisson. In this case, the caisson failure mechanism can be characterized in terms of one or two optimization variables. Simple expressions for the ultimate unit resistances acting on the caisson can be obtained from several sources including rigorous PLA solutions, finite element techniques, or experimental measurements. General expressions are possible by limiting consideration to common, idealized strength profiles such as uniform or constant gradient. Such simplified formulations are particularly valuable for providing an analysis tool accessible to practicing engineers. Suction caisson anchors can be subjected to a variety of load orientations including nearly vertical uplift forces imposed by the vertical tendons of tension leg platforms, horizontal loads imposed by catenary mooring systems, and inclined loads imposed by taut moorings. Recently, PLA methods have been applied to the analysis of suction caissons subjected to this range of loading conditions. This paper reviews the formulation of these analyses and summarizes the most significant findings.     

Evaluation of pullout load capacity of suction caissons in sand using a three-dimensional displacement approach

An investigation was conducted to obtain analytical solutions for the pullout behavior of a suction caisson undergoing inclined loads in sand. The inclined load is transformed into an equivalent load system in which the vertical, horizontal, and moment loads are applied on the center of the lid of the suction caisson. The vertical and lateral stiffness coefficients along the skirt of the suction caisson in sands are presented using the new three-dimensional elastic solutions taking into account the nonhomogeneous and nonlinear properties of the sand. The vertical, lateral, and rocking stiffness coefficients on the base of the suction caisson are presented considering the solutions of a hollow rigid cylindrical punch acting on the surface of a soil. The yield, pullout, and failure for sands with the nonhomogeneous and nonlinear characteristics are taken into consideration. The effects of the load inclination, the loading depth, and the aspect ratio on the pullout load capacity of the suction caisson are presented. Behaviour of the suction caisson in sand prior to failure is clarified from the relationship between tensile load, displacement, and rotation and that between depth, vertical pressure, and lateral pressure.     

Experimental studies on sand plug formation in suction caisson during extraction

A series of model tests were conducted on Perspex-made suction caissons in saturated dense marine sand to study the sand plug formation during extraction. Suction caissons were extracted by pullout loading or by pumping air into the suction caisson. Effects of the pullout rates, aspect ratios and loading ways (monotonic or sustained) on the pullout capacity, and plug formation were investigated. It was found that the ultimate pullout capacity of the suction caisson increases with increasing the pullout rate. The sand plug formation under the pullout loading is significantly influenced by the pullout rate and the loading way. When the suction caisson is extracted at a relatively slow rate, the general sand boiling through the sand plug along the inner caisson wall occurs. On the contrary, the local sand boiling will occur at the bottom of the suction caisson subjected to a rapid monotonic loading or a sustained loading. Test results of the suction caisson extracted by pumping air into the caisson show that the pressure in the suction caisson almost follows a linear relationship with the upward displacement. The maximum pressures for suction caissons with aspect ratios of 1.0 and 2.0 during extraction by pumping air into the caisson are 1.70 and 2.27 times the maximum suction required to penetrate the suction caisson into sand. It was found that the sand plug moves downward during extraction by pumping air into the caisson and the variation in the sand plug height is mainly caused by the outflow of the sand particles from the inside of the suction caisson to the outside. When the suction caisson model is extracted under the pullout rate of 2?mm/s (0.28?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases to the maximum value with increasing the penetration depth and then reduces to zero. On the contrary, when extracted under the pullout rate of 10?mm/s (1.4?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases with increasing the pullout displacement. When extracted by pumping air into the caisson, the hydraulic gradient reaches the critical value, and at the same time, the seepage failure occurs around the suction caisson tip.     

Study on Unloading Creep Characteristics of the Soil and Application of the Stress-Dependent Creep Model in Suction Caisson Foundation

As the anchoring foundation of the tension leg platform(TLP), suction caisson foundation is subjected to the longterm vertical pullout loads. But there are few studies on the mechanism of the unloading creep of soft clay and longterm uplift bearing capacity of suction caisson foundations. To address this problem, unloading creep tests of soft clay were carried out to analyze the strain development with time under different confining pressures. The test results show that the creep curve rapidly d...     

深水平台吸力沉箱基础工程地质问题分析

针对深水平台吸力沉箱基础,讨论了与沉箱安装有关的分析方法及涉及的工程地质参数,分析了承受竖向拉拔荷载、倾斜与水平荷载作用的吸力沉箱极限承载力的分析方法及涉及的工程地质参数,对与吸力沉箱设计有关的其它问题也进行了分析.在此基础上,阐明了与吸力沉箱设计有关的工程场地调查内容及需要确定的工程地质参数.其目的是为开发深水平台吸...     

Model tests on installation and extraction of suction caissons in dense sand

A series of model tests were performed on steel- and Perspex-made suction caissons in saturated dense marine sand to explore installation and extraction behaviors. The extractions of the caisson were conducted by applying monotonic loading or by pumping water into the caisson. Responses of suction caissons to pullout rates, aspect ratios, and extraction manners were examined. Test results show that a cone-shaped subsidence region occurs around the suction caisson during the suction-assisted installation. The pullout bearing capacity of the suction caisson in sand is dominated by the loading rate and the loading manner. For the suction caisson subjected to monotonic loading, the maximum bearing capacity is reached at the pullout rate of about 20.0?mm/s. The mobilized vertical displacement corresponding to the pullout capacity increases with increasing the pullout rate. The passive suction beneath the suction caisson lid reaches the maximum value when the pullout bearing capacity is mobilized. In addition, during the suction caisson extracted by pumping water into the caisson, the maximum pore water pressure in the caisson is obtained under the displacement of approximately 0.04 times the caisson diameter. The absolute values of the maximum pore water pressures for the suction caissons approximately equal those of the maximum vertical resistances at the monotonic pullout rate of 5 mm/s. When the vertical displacements of the suction caissons with the aspect ratio of 1.0 and 2.0 reach 0.92 and 1.77 times the caisson diameter, respectively, the seepage failure occurs around the caissons. Using a scaling method, the test results can be used to predict the time length required for the prototype suction caisson to be extracted from the seabed.     

Large deformation finite element analysis of the installation of suction caisson in clay

The suction caisson (or called suction anchor) which is considered as a relatively new type of foundation of offshore structures, has been extensively studied and applied for offshore wind turbines and oil platforms. The installation of the suction caisson is of great importance in the design and construction because it can bring about several issues and further influence the performance of holding capacity in safety service. In this paper, large deformation finite element (FE) analyses are performed to model the installation of suction caisson (SC) by suction and jacking in normally consolidated clay. The penetration of the suction caisson is modeled using an axisymmetric FE approach with the help of the Arbitrary Lagrangian–Eulerian (ALE) formulation which can satisfactorily solve the large deformation problem. The undrained shear strength of the clay and elastic modulus are varied with depth of soil through the subroutine VUFIELD. The numerical results allow quantification of the penetration resistance and its dependence on the installation method. The centrifuge test and theoretical solution are used for the FE model validation. After the validation, the penetration resistance, the soil plug heave, and the caisson wall friction have been examined through the FE model. Based on the numerical results, it is shown that the ALE technique can simulate the entire suction caisson penetration without mesh distortion problem. The installation method can play an important role on the penetration resistance, namely, the suction installation reduces the penetration resistance significantly compared to the purely jacked installation. With a further study on the suction case, it is found that as the final applied suction pressure increases, the soil plug heave increases, while the penetration resistance reduces with increase of the final suction pressure. The effect of the friction of internal caisson walls has been also investigated and a conclusion is drawn that internal wall friction has a significant contribution to the penetration resistance and it can be implicitly represented by varying coefficient of internal wall friction. As for the penetration resistance, both jacked and suction installation have great dependency on the internal wall friction.     

The effect of cyclic loading on the undrained shear strength of a silty clay

Abstract

The strength of saturated clays subjected to low‐frequency cyclic loading is of considerable importance in the design of offshore structures. A series of postcyclic undrained triaxial strength tests were carried out on samples of a silty clay (Keuper Marl), which had not failed under cyclic loading, to investigate the effect of this loading on the postcyclic monotonie effective stress path and strength of the soil. Undrained cyclic loading of normally consolidated and lightly overconsolidated samples by generating positive pore pressures caused the apparent degree of overconsolidation to increase. Samples subsequently subjected to monotonie testing followed effective stress paths commensurate with this apparent overconsolidation and failed on the “Hvorslev” surface on the “dry” side of the stable state boundary surface rather than on the critical state as would be expected of samples of this initial stress history. Samples which were initially heavily overconsolidated did not generate large pore pressures under cyclic loading and did not therefore exhibit large changes in postcyclic monotonie strength. The reduction in strength after cyclic loading therefore is greater for normally consolidated and lightly overconsolidated samples. The pore pressures generated under postcyclic monotonie loading are related to the degree of apparent overconsolidation achieved during cyclic loading.     

Stability of jetties for channel protection in soft soils at Huanghua Port

This paper presents safety evaluations of jetties found on soft clays at Huanghua Port to protect the channel from deposition due to long shore transport. It is likely to be the most critical for the jetties during construction, as far as excess pore water pressure and its effects on the embankment stability are concerned. A rubble mound jetty and a caisson jetty are considered as design alternatives for comparison. Finite element analysis and limit equilibrium analysis are carried out to evaluate the stability of the jetties during construction. For the rubble mound jetty, effective stresses in the soft clays are calculated associated with consolidation, so as to estimate the shear strength increased thereby. With the effective stresses and shear strength, the critical situation of the rubble mound jetty is revealed by the limit equilibrium analysis. For the caisson jetty, wave action is concerned, which is transformed into distributed forces on the caisson. Both the finite element analysis and the limit equilibrium analysis indicate a potential general shear failure of the caisson jetty and the foundation.     

软土地基沉箱防波堤失稳模式及稳定性分析方法

针对现阶段深水软黏土地基防波堤建设的设计理论和稳定性分析方法尚不成熟,结合实际工程,采用三维弹塑性有限元数值分析方法,研究在水平或竖直单一方向荷载以及复合加载条件下软黏土地基上沉箱防波堤的失稳模式,提出破坏包络线的稳定性判别方法。在波浪水平荷载作用下,深水软基上沉箱防波堤发生倾覆失稳破坏,失稳转动点为沉箱底面以下中轴线偏右的某点,不同于规范中规定的岩石或砂质地基沉箱倾覆转动点为其后踵点;在重力等竖向荷载作用下,沉箱的失稳模式为结构整体下陷,抛石基床及地基形成连贯的塑性区域,呈现较明显地冲剪破坏形式;在水平、竖向复合荷载作用下,软基上沉箱防波堤的破坏包络线由结构倾覆破坏线和地基承载力破坏线组成,包络线将荷载组合区分成稳定区、仅发生水平承载力不足倾覆破坏区、仅发生地基竖向承载力不足破坏区、同时发生水平承载力和地基竖向承载力不足破坏区4个区域。研究成果为深水软基沉箱防波堤建设提供参考和借鉴。     

Pullout behavior of suction anchors in soft marine clays

In the field of ocean engineering, a beginning has been made in the use of large‐sized suction anchors for safe anchoring of large compliant structures. Suction anchors derive most of their uplift resistance from passive suction developed during the pullout movement. This article describes a set of laboratory tests on model suction anchors of three different embedment ratios to estimate the pullout behavior of suction anchors in soft clays typical of Indian marine clays. Tests were conducted on model anchors installed in soil beds prepared at four different consistencies in a test tank. This study shows the influence of soil consistency and embedment ratio (L/D) on the pullout behavior of suction anchors and on the variation of suction pressure at the top of the soil plug. The test results reveal that the behavior of suction anchors is much better than the behavior of open‐ended anchors from the considerations of both capacity and deformation. The consistent development of suction inside the anchor top confirms the plug formation and significant breakout resistance in the form of suction‐induced reversed end bearing. The results are further analyzed in terms of suction breakout factors. Further, the effect of burial depth of suction anchor on pullout behavior is shown.     

Centrifuge modelling of caisson breakwater subject to wave-breaking impacts

Model tests were conducted to investigate the behaviour of caisson breakwater resting on sand beds subject to impacts due to wave breaking. The centrifuge modelling technique was employed to simulate the prototype stress levels in the foundation soil as the behaviour of sand is highly stress dependent. A wave actuator was developed to simulate the wave-breaking impact loads on the caisson during centrifuge flight. The test results reveal that the vertical and horizontal movements and tilt of the caisson breakwater increase progressively with the number of breaking-wave impacts. The excess pore pressures developed in the foundation sand under non-reversal loading are generally small and appear insignificant. The results of the parametric studies conducted to examine the effects of impact-load pattern, caisson width, rock berm beneath caisson, wave slamming on top slab of caisson and cyclic preloading on the performance of caisson breakwater are also presented. The practical implications of the experimental findings in the present study are also highlighted in this paper.