Genesis of the 2014–2016 El Nio events

The 2015/2016 El Nio was one of the strongest El Nio events in history, and this strong event was preceded by a weak El Nio in 2014. This study systematically analyzed the dynamical processes responsible for the genesis of these events. It was found that the weak 2014 El Nio had two warming phases, the spring-summer warming was produced by zonal advection and downwelling Kelvin waves driven by westerly wind bursts(WWBs), and the autumn-winter warming was produced by meridional advection, surface heating as well as downwelling Kelvin waves. The 2015/2016 extreme El Nio, on the other hand, was primarily a result of sustained zonal advection and downwelling Kelvin waves driven by a series of WWBs, with enhancement from the Bjerknes positive feedback. The vast difference between these two El Nio events mainly came from the different amount of WWBs in 2014 and 2015. As compared to the 1982/1983 and 1997/1998 extreme El Nio events, the 2015/2016 El Nio exhibited some distinctive characteristics in its genesis and spatial pattern. We need to include the effects of WWBs to the theoretical framework of El Nio to explain these characteristics, and to improve our understanding and prediction of El Nio.     

Processes involved in the second-year warming of the 2015 El Nio event as derived from an intermediate ocean model

The tropical Pacific experienced a sustained warm sea surface condition that started in 2014 and a very strong El Nio event in 2015. One striking feature of this event was the horseshoe-like pattern of positive subsurface thermal anomalies that was sustained in the western-central equatorial Pacific throughout 2014–2015. Observational data and an intermediate ocean model are used to describe the sea surface temperature(SST) evolution during 2014–2015. Emphasis is placed on the processes involved in the 2015 El Nio event and their relationships with SST anomalies, including remote effects associated with the propagation and reflection of oceanic equatorial waves(as indicated in sea level(SL) signals) at the boundaries and local effects of the positive subsurface thermal anomalies. It is demonstrated that the positive subsurface thermal anomaly pattern that was sustained throughout 2014–2015 played an important role in maintaining warm SST anomalies in the equatorial Pacific. Further analyses of the SST budget revealed the dominant processes contributing to SST anomalies during 2014–2015. These analyses provide an improved understanding of the extent to which processes associated with the 2015 El Nio event are consistent with current El Nio and Southern Oscillation theories.     

On the “spring predictability barrier” for strong El Nio events as derived from an intermediate coupled model ensemble prediction system

Using predictions for the sea surface temperature anomaly(SSTA) generated by an intermediate coupled model(ICM)ensemble prediction system(EPS), we first explore the "spring predictability barrier"(SPB) problem for the 2015/16 strong El Nio event from the perspective of error growth. By analyzing the growth tendency of the prediction errors for ensemble forecast members, we conclude that the prediction errors for the 2015/16 El Nio event tended to show a distinct season-dependent evolution, with prominent growth in spring and/or the beginning of the summer. This finding indicates that the predictions for the 2015/16 El Nio occurred a significant SPB phenomenon. We show that the SPB occurred in the 2015/16 El Nio predictions did not arise because of the uncertainties in the initial conditions but because of model errors. As such, the mean of ensemble forecast members filtered the effect of model errors and weakened the effect of the SPB, ultimately reducing the prediction errors for the 2015/16 El Nio event. By investigating the model errors represented by the tendency errors for the SSTA component,we demonstrate the prominent features of the tendency errors that often cause an SPB for the 2015/16 El Nio event and explain why the 2015/16 El Nio was under-predicted by the ICM EPS. Moreover, we reveal the typical feature of the tendency errors that cause not only a significant SPB but also an aggressively large prediction error. The feature is that the tendency errors present a zonal dipolar pattern with the west poles of positive anomalies in the equatorial western Pacific and the east poles of negative anomalies in the equatorial eastern Pacific. This tendency error bears great similarities with that of the most sensitive nonlinear forcing singular vector(NFSV)-tendency errors reported by Duan et al. and demonstrates the existence of an NFSV tendency error in realistic predictions. For other strong El Nio events, such as those that occurred in 1982/83 and 1997/98, we obtain the tendency errors of the NFSV structure, which cause a significant SPB and yield a much larger prediction error. These results suggest that the forecast skill of the ICM EPS for strong El Nio events could be greatly enhanced by using the NFSV-like tendency error to correct the model.     

The unusual 2014–2016 El Ni?o events: Dynamics,prediction and enlightenments

The 2014–2016 El Ni?o events consist of a stalled El Ni?o event in the winter of 2014/2015 and a following extreme El Ni?o event in the end of 2015. Neither event was successfully predicted in operational prediction models. Because of the unusual evolutions of these events that rarely happened in the historical observations, few experience was ready for understanding and predicting the two El Ni?o events when they occurred. Also due to their specialties, considerable attention were attracted with aims to reveal the hidden mechanisms. This article reviews the recent progresses and knowledge that were obtained in these studies. Emerging from these studies, it was argued that the key factor that was responsible for the stalled El Ni?o in 2014 was the unexpected summertime Easterly Wind Surges(EWSs) or the lack of summertime Westerly Wind Bursts(WWBs). Most operational prediction models failed to reproduce such stochastic winds and thus made unrealistic forecasts. The two El Ni?o events awakened the research community again to incorporate the state-of-the-art climate models to simulate the stochastic winds and investigate their roles in the development of El Ni?o.     

The coupling instability of Rossby and topographic Rossby waves in the equatorial area

Before the 1980s, El Ni?o was believed as the sea surface warming along the coast of Peru in South America. As the positive anomaly strengths, the warm water expands westward along the equator to form large area of anomalous high sea surface temperature. Rasmusson and Carpenter (1982) summarized the de-velopment process of the sea surface warm water and the corresponding wind field[1] during ENSO cylce. However, this canonical El Ni?o was questioned by 1982-1983 warm episode and later dat…     

Impact of El Nio on atmospheric circulations over East Asia and rainfall in China: Role of the anomalous western North Pacific anticyclone

This paper presents a review on the impact of El Nio on the interannual variability of atmospheric circulations over East Asia and rainfall in China through the anomalous anticyclone over western North Pacific(WNPAC). It explains the formation mechanisms of the WNPAC and physical processes by which the WNPAC affects the rainfall in China. During the mature phase of El Nio, the convective cooling anomalies over western tropical Pacific caused by the weakened convections trigger up an atmospheric Rossby wave response, resulting in the generation of the WNPAC. The WNPAC can persist from the winter when the El Nio is in its peak to subsequent summer, which is maintained by multiple factors including the sustained presence of convective cooling anomalies and the local air-sea interaction over western tropical Pacific, and the persistence of sea surface temperature anomalies(SSTA) in tropical Indian and tropical North Atlantic. The WNPAC can influence the atmospheric circulations over East Asia and rainfall in China not only simultaneously, but also in the subsequent summer after an El Nio year, leading to more rainfall over southern China. The current paper also points out that significant anomalies of atmospheric circulations over East Asia and rainfall over southern China occur in El Nio winter but not in La Nio winter, suggesting that El Nio and La Nio have an asymmetric effect. Other issues, including the impact of El Nio diversity and its impact as well as the relations of the factors affecting the persistence of the WNPAC with summer rainfall anomalies in China, are also discussed. At the end of this paper some issues calling for further investigation are discussed.     

Using CMIP5 model outputs to investigate the initial errors that cause the “spring predictability barrier” for El Nio events

Most ocean-atmosphere coupled models have difficulty in predicting the El Nio-Southern Oscillation(ENSO) when starting from the boreal spring season. However, the cause of this spring predictability barrier(SPB) phenomenon remains elusive. We investigated the spatial characteristics of optimal initial errors that cause a significant SPB for El Nio events by using the monthly mean data of the pre-industrial(PI) control runs from several models in CMIP5 experiments. The results indicated that the SPB-related optimal initial errors often present an SST pattern with positive errors in the central-eastern equatorial Pacific, and a subsurface temperature pattern with positive errors in the upper layers of the eastern equatorial Pacific, and negative errors in the lower layers of the western equatorial Pacific. The SPB-related optimal initial errors exhibit a typical La Ni-a-like evolving mode, ultimately causing a large but negative prediction error of the Nio-3.4 SST anomalies for El Nio events. The negative prediction errors were found to originate from the lower layers of the western equatorial Pacific and then grow to be large in the eastern equatorial Pacific. It is therefore reasonable to suggest that the El Nio predictions may be most sensitive to the initial errors of temperature in the subsurface layers of the western equatorial Pacific and the Nio-3.4 region, thus possibly representing sensitive areas for adaptive observation. That is, if additional observations were to be preferentially deployed in these two regions, it might be possible to avoid large prediction errors for El Nio and generate a better forecast than one based on additional observations targeted elsewhere. Moreover, we also confirmed that the SPB-related optimal initial errors bear a strong resemblance to the optimal precursory disturbance for El Nio and La Nia events. This indicated that improvement of the observation network by additional observations in the identified sensitive areas would also be helpful in detecting the signals provided by the precursory disturbance, which may greatly improve the ENSO prediction skill.     

Contrast of tropical cyclone frequency in the western North Pacific between two types of La Nia events

According to the different pattern of sea surface temperature anomaly(SSTA) in the previous year of La Nia events,we categorized La Nia events into two types to investigate the different characteristics of tropical cyclone(TC) activity over the western North Pacific(WNP) in TC peak season of two types La Nia events.One type is following the previous El Nio event(La Nia I);the other is following the previous neutral phase or developing La Nia event(La Nia II).Results show that TC genesis frequency in the WNP during TC peak season of La Nia I is less than normal year,whereas it has no differences from normal year during La Nia II.The main reason is attributed to the different amplitude SSTA in the East Indian Ocean(EIO) and the western Pacific Ocean(WPO).Similar to the capacitor effect,strongly positive SSTA in the EIO-WPO during La Nia I triggers an equatorial baroclinic Kelvin wave,which intensifies the easterly in the lower troposphere and weakens the East Asian summer monsoon,and thus the TC frequency decreased during La Nia I.However,the easterly anomaly shows a weak response to the SSTA in the EIO-WPO during La Nia II,and there is no significant change in the environmental pattern over the WNP;so is TC frequency.The modulation of strong EIO-WPO SSTA on large-scale circulation over the WNP reduces the environmental barotropic energy conversion into synoptic-scale disturbances during La Nia I,and also suppresses TC disturbances.The understanding of two different types of La Nia events could help improve the seasonal prediction of TC activity in the WNP during La Nia.     

Enlightenments from researches and predictions of 2014–2016 super El Nio event

<正>El Nio is a remarkable climate phenomenon with a basinwide warming of sea surface temperatures(SST) in the easterncentral tropical Pacific. El Nio means The Little Boy, or Christ Child in Spanish, and on the contrary, a basinwide cooling of the tropical Pacific SST is called La Nia that means The Little Girl in Spanish. Always, a large-scale SST change in the tropical     

The critical role of Indian summer monsoon on the remote forcing between Indian and Northwest Pacific during El Nio decaying year

Recent studies have found a connection between Indian Ocean Basin Warming and the anomalous Northwest Pacific Anticyclone(ANPWA) during El Ni?o decaying year.This study focuses on the necessary condition for this connection by using observation and numerical simulation.The seasonal transition of the Indian Ocean sea surface wind is critical to the climatic effect of Indian Ocean Basin Warming.When the South Asian Summer Monsoon reaches its peak,the background wind becomes desirable for basin warming,which then affects the climate in the Northwest Pacific.Via the Kelvin waves and Ekman divergence,the wind anomalies exist in the lower atmosphere east of the Indian Ocean warm Sea Surface Temperature(SST) anomalies,and intensify and sustain the ANWPA throughout the El Nio decaying summer.This impact plays an important role in the inter-annual variability of the East Asian Summer Monsoon.     

The anomalous variation of the lightning activity in southern China during the 1997/98 El Nio event

The El Ni?o Southern Oscillation (ENSO) is a cli- mate anomaly responsible for worldwide weather im- pacts ranging from droughts to floods. It is of scien- tific importance to clarify the influences of the 1997/98 El Ni?o event (for simplicity, named the ENSO) on the regional and global lightning activity. Goodman et al.[1] noticed that during the El Ni?o ma- ture phase from December 1997 to February 1998, the total lightning frequencies recorded by LIS, lightning days and lightning ho…     

The mechanism of the effects of the upwelling mean on the ENSO event mature phase locking

The mechanism of the effects of the upwelling mean on the ENSO event mature phase locking is ex-amined by using a mixed-mode model. The results show that the positive feedback process of the ef-fects of the seasonal variation of the upwelling mean on the Kelvin wave is the mechanism of the locking of the event mature phase to the end of the calendar year. The memory of the Rossby waves for the sign-shifting of the sea surface temperature anomaly from positive to negative 6 months before the cold peak time is the other mechanism of the locking of the La Nia event mature phase to the end of the calendar year. The results here are different from previous ones which suggest that the balance between cold and warm trends of sea surface temperature anomaly is the mechanism involved. The cold trend is caused by the upwelling Kelvin wave from upwelling Rossby wave reflected at the western boundary, excited by the westerly anomaly stress over the central Pacific and amplified by the seasonal variation of the coupled strength in its way propagating westward. The warm trend is caused by the Kelvin wave forced by the western wind stress over the middle and eastern equatorial Pacific. The cause of the differences is due to the opposite phase of the seasonal variation of the upwelling mean to that in the observation and an improper parameterization scheme for the effects of the seasonal varia-tion of the upwelling mean on the ENSO cycle in previous studies.     

Relationship and its instability of ENSO--Chinese variations in droughts and wet spells

Monthly data of Self-Calibrated Palmer Drought Severity Index (PDSI) from 1951 to 2000 are calculated using historical precipitation and temperature data for Chinese 160 stations. Temporal and spatial pat-terns of the first empirical orthogonal function (EOF) of the PDSI reveals a fairly linear trend resulting from trends in precipitation and surface temperature, which is similar to the linear PDSI trend during 1951―2000 calculated using all monthly data. The EOF analysis also reveals that the leading mode correlates significantly with ENSO events in time and space. The ENSO EOF shows that during the typical warm phase of ENSO, surface conditions are drier in most regions of China, especially North China, but wetter than normal in the southern regions of Changjiang River, and Northwest China. During the typical cold phase of ENSO, these anomalies reverse sign. From 1951 to 2000, there are large multi-year to decadal variations in droughts and wet spells over China, which are all closely related to strong El Nio events. In other words, when one strong El Nio event happens, there is a possible big variability in droughts and wet spells over China on the multi-year or decadal scale. Studies also sug-gest that during the last 2―3 decades climate changes over China, especially North China's drying and northwest China's wetting, are closely related to the shift in ENSO towards warmer events and global warming since the late 1970s. The instability of the relationship is also studied. It is revealed that there is a good correlation between ENSO and Chinese variations in droughts and wet spells in the 3―8-year band, but the correlation between ENSO and Chinese variations in droughts and wet spells is instable. Studies suggest that there are decadal changes in the correlation: the wavelet coherency between ENSO and Chinese variations in droughts and wet spells is high during 1951―1962 and 1976―1991, but low during 1963―1975 and 1992―2000.     

Interannual modulation of intraseasonal sea level variability along the southern coast of Java

The intraseasonal variability(ISV) of sea level anomalies(SLAs) along the southern coast of Java and its interannual modulation were studied based on a gridded SLA product produced from the Archiving, Validation, and Interpretation of Satellite Oceanography dataset. This ISV is induced by the propagation of intraseasonal Kelvin waves derived from the central equatorial Indian Ocean(EIO). Wavelet analysis and empirical mode decomposition of intraseasonal SLAs along the southern coast of Java showed interannual variability, with weaker ISV events during El Ni years and positive Indian Ocean Dipole(IOD) years than during normal years. This interannual modulation of the ISV is influenced by the El Ni-Southern Oscillation teleconnection via the Walker Circulation and eastern Indian Ocean upwelling connected to IOD events. The anomalously weaker Walker Circulation during El Ni events generates anomalous surface easterlies over the central-eastern tropical Indian Ocean that produce upwelling Kelvin waves in the EIO and offshore water transport along the southern coasts of Sumatra and Java, resulting in negative SLAs along the southern coast of Java. These negative SLAs damp the positive SLAs induced by the eastward propagation of downwelling Kelvin waves from the central EIO during the following March–May of El Ni years. Similar features of SLAs and sea surface wind anomalies also occur during positive IOD years. Consequently, the sea level ISV along the southern coast of Java is weaker in El Ni and positive IOD years.     

Seasonal compensation implied no weakening of the land carbon sink in the Northern Hemisphere under the 2015/2016 El Ni?o

The recurrent extreme El Ni?o events are commonly linked to reduced vegetation growth and the land carbon sink over many but discrete regions of the Northern Hemisphere(NH). However, we reported here a pervasive and continuous vegetation greening and no weakened land carbon sink in the maturation phase of the 2015/2016 El Ni?o event over the NH(mainly in the extra-tropics), based on multiple evidences from remote sensing observations, global ecosystem model simulations and atmospheric CO₂     

Observation analysis on characteristics of formation,evolution and transition of a long-lasting severe fog and haze episode in North China

An unusual fog and haze event lasted for one week took place during 1–7 December,2011 over North China.To investigate the characteristics and mechanism of formation,evolution,and transition of the fog and haze event,we studied the microphysical properties such as aerosol,cloud condensation nuclei(CCN),fog droplet spectrum and liquid water content(LWC),as well as horizontal visibility and boundary layer properties,using the data collected in the Project of Low-Visibility Weather Monitoring and Forecasting in the Beijing-Tianjin region.The results indicate that the long-lasting fog and haze event occurred in a high pressure weather system and calm wind condition.The stable boundary-layer structure resulted from temperature inversions that were built by warm advection and radiation cooling provided a favorable condition for the accumulation of polluted aerosols and the formation and development of the fog and haze event.In particular,the continuous southerly wet flow advection made the process a persistent and long-lasting event.The horizontal visibility was almost below 2 km in the whole process,and the lowest visibility was only 56 m.The average LWC was about 10-3 g m-3,and the maximum LWC reached 0.16 g m-3.The aerosol number concentration was more than 10000 cm-3,and its mass concentration ranged from 50 to 160 -g m-3.The further study shows that the fog and haze event experienced three main processes in different intensities during the whole period,each process could be divided into three main stages:aerosol accumulation,transition and mixture of aerosol and fog,and dissipation.Each stage had different physical features:the aerosol accumulation stage was characterized by the increase of aerosol number concentration in Aitken nuclei and accumulation mode sequentially.In the transition and mixing stage of fog and haze,the latent heating produced by fog droplet condensation process and high aerosol number concentration condition intensified the Brownian coagulation process,which induced the small size of aerosols to become larger ones and enhanced the CCN activation process,thereby promoting the explosive development of the fog event.The ratio of aerosol activated to CCN reached 17%,and the ratio of CCN converted to fog droplet exceeded 100%,showing an explosively broadening of fog droplet spectrum.The decrease and dissipation of the fog was caused by an increased solar radiation heating or the passage of cold frontal system.     

Quantitative recuperation of climatic sequences for the last 200 years in Xingcuo Lake,eastern Tibetan Plateau

The functional relation between theδ18O values in the shell of gastropod Gyraulus sibirica and the air temperature in the warm half-yearly period, and that between Sr/Ca ratio and the precipitation in the warm half-yearly period were established by calibrating the δ18O and δ13C values, Sr/Ca ratio and Mg/Ca ratio in the shell Gyraulus sibirica, as well as the total organic carbon (TOC) and its δ13C values in the Xingcuo Lake sediment in the eastern Tibetan Plateau. The sequences of air temperature and precipitation in the last 200 years in the region were quantitatively recuperated on this basis. The results showed the following: (i) There was a negative correlativity between Sr/Ca ratio and the precipitation in the warm half-yearly period, its correlation coefficient was 0.86. (ii) There was an obviously positive correlativity between indexδ18O and the running average temperature in the warm half-yearly period, its correlation coefficient was 0.89. (iii) Evolution of the air temperature and the precipitation in the last 200 years can be divided into three phases distinctly. The precipitation in the later mid-19th century was 220 mm higher than that today; the air temperature in the warm half-yearly period was 2℃ lower than that of the present. The precipitation in the minimum air temperature period of the early 20th century was below that today by 60 mm, and the air temperature in the warm half-yearly period was 3.4℃ lower than that today. (iv) An evidently warming and drying trend existed in the last five decades.     

Phytoplankton and chlorophyll a relationships with ENSO in Prydz Bay,East Antarctica

The historical data of phytoplankton and chlorophyll a(Chl a)(1990–2002)obtained during the Chinese National Antarctic Research Expedition(CHINARE)in the Prydz Bay have been integrated.The results showed that the temperature,salinity,nutrients,and oxygen of seawater changed when El Nino/La Nina occurred.The variation of biological communities reflected the response of ecosystem to environmental changes.During El Ni?o period,Chl a concentration and phytoplankton community structure changed significantly,and the relative proportion of diatoms increased while dinoflagellates decreased.During La Ni?a period,the proportion of diatoms decreased,but the golden-brown algae and blue-green algae increased significantly.The variation of phytoplankton population directly affected the biodiversity of the bay,which were also quite sensitive to the marine environment changes.Meanwhile,the satellite remote sensing data of 2002–2011(December–March)have been used to study the temporal connection change of Chl a and phytoplankton in the Prydz Bay.We found that there were significant differences in the monthly variation characteristics of satellite remote sensing Chl a and sea surface temperature(SST),which had some links with sea ice melting and El Ni?o/La Ni?a events.We found that the start time of bloom advanced,lagged or synchronized with the changes of the SST,and we also found the occurrence time of phytoplankton bloom corresponded with the sea ice melting inner bay.To some extent,this study will help us understand the relationships between ENSO events and the phytoplankton bloom in the Southern Ocean.     

超强厄尔尼诺事件“春季可预报性障碍”及其误差增长动力学分析

基于一个中等复杂程度模式(ICM)集合预报系统(EPS)产生的海表温度距平(SSTA)预报产品,从误差增长的角度探讨了2015/16超强El Nio事件的"春季可预报性障碍"(SPB)问题.通过分析集合预报成员预报误差的增长倾向,发现了2015/16 El Nio事件的预报误差增长呈现显著的季节依赖性,且在春/夏季具有最大增长率,表明ICM-EPS对2015/16 El Nio事件的预报发生了明显的SPB现象.进一步分析表明,上述SPB现象不是由ICM初始场的不确定性引起,而是由其模式误差导致,而ICM-EPS集合预报成员的平均滤掉了部分模式误差的影响,减弱了SPB现象,从而使得2015/16 El Nio事件的预报产生较小的预报误差.通过探讨由海温方程的倾向误差表征的模式误差,该研究揭示了导致SPB现象发生的倾向误差的主要空间特征,并阐明了ICM-EPS低估2015/16El Nio事件强度的原因.此外,本文也揭示了导致显著SPB现象,尤其是导致最大预报误差的SSTA倾向误差的结构特征.该倾向误差的SSTA分量具有赤道中东太平洋负异常,西太平洋正异常的纬向偶极子结构,与Duan等提出的最敏感非线性强迫奇异向量(NFSV)-倾向误差高度相似,从而表明NFSV-型倾向误差也存在于实际的El Nio预报中.该研究也探讨了其他超强El Nio事件,如1982/83和1997/98事件,得到了类似的结果.因此,如果利用NFSV-型倾向误差校正ICM模式误差,ICM-EPS可大大提高超强El Nio事件的预报技巧.     

The Study of Paleoearthquakes on the Weihe Fault Zone

It is indicated by historical records and the exploratory trench on the Weihe fault that the Yaodian-Zhangjiawan segment of the Weihe fault zone has experienced a historical earthquake and 3 paleoearthquake events in the past 9110a. The historical earthquake, namely, event Ⅳ, occurred between 1487 and 1568 AD. The date of paleoseismic event Ⅰ is （9110 ＋ 90） a, and the ages of events Ⅱ and Ⅲ are unknown. The coseismic vertical displacement of events Ⅰ, Ⅱ and Ⅲ is 0.5m, 0.5m and 0.2m, respectively. The exploratory trench also indicates that the Yaodian-Zhangjiawan segment of the Weihe fault was active in the Holocene.