利用ESAR极化数据的复杂地形区森林地上生物量估算

利用机载E-SAR传感器获取的P-波段全极化SAR数据与实测林分样地数据,分析不同极化方式后向散射系数在地形起伏区与森林地上生物量（AGB）的响应关系,以改进的水云模型为基础,建立了融入地形因子的分析性模型。采用遗传算法确定模型的最优参数,并对模型在不同坡度情况下的可靠性、稳定性进行分析,同时通过与常用模型相对比,确定水云分析模型在复杂地形区估算AGB的优势。结果表明：在森林AGB处于较低值的情况下,后向散射系数（HH、HV、VV）变化趋势与AGB变化趋势保持一致,但随着AGB值的增大,这种一致性仅在HV极化方式下继续保持,因此相比之下,HV极化方式更适用于复杂地形区生物量的估算。地形对森林AGB的估算具有极大的影响,后向散射系数与AGB的相关性随着地形坡度的增加而减小。5种模型估算森林AGB的能力大小排序为：水云分析模型 > 二次模型 > 对数模型 > 指数模型 > 线性模型。地形起伏较小的地区估算稳定性排序为：水云分析模型 > 二次模型 > 对数模型 > 指数模型>线性模型。地形起伏较大的地区估算稳定性排序为。水云分析模型 > 二次模型 > 线性模型 > 指数模型 > 对数模型。利用水云分析模型对研究区AGB估算,其实测AGB与模型估算的生物量值决定系数为0.597,RMSE为30.876 t/hm²,拟合精度为77.40%。     

极化方位角补偿信息支持下的植被参数反演

SAR图像中散射目标的散射矩阵受极化方位角(POA)的影响会改变散射体的散射特性,散射矩阵是极化干涉SAR (PolInSAR)估计不同极化状态下复相干性的基础。本文根据极化方位角产生机制,建立了多视情况下基于极化方位角补偿的极化干涉相干性估计模型,分析了极化方位角补偿对相干性估计方法和不同散射机制下相干性估计的影响程度,研究了基于三阶段法与极化方位角补偿的植被参数反演。利用L波段SIRC全极化SAR图像为实验数据验证极化方位角补偿对极化干涉相干性估计和植被参数反演的可行性。实验结果表明,极化方位角补偿能够改变不同极化状态相干性分布规律,提高相干直线拟合精度,改善植被参数反演的可靠性和合理性。     

基于最小二乘平差的全极化SAR配准偏移量估计方法

全极化合成孔径雷达影像(PolSAR)相对单极化SAR影像有更加丰富的地表信息。为了提高SAR影像偏移量跟踪技术估算偏移量的精度,提出一种基于最小二乘平差法的全极化SAR数据偏移量估计方法。首先利用全极化SAR不同极化通道数据估算偏移量得到多个观测值,然后通过最小二乘平差法对多余观测值循环剔除粗差得到最优偏移量。文中选取美国科罗拉多州湖城(Lake city)区域的两景JPL无人机UAVSAR全极化SAR影像进行实验,结果表明,文中新方法具有良好的粗差探测和去除功能,相对于已有研究结果,在方位向和距离向的偏移量估算精度都有明显提高,达到15%~25%。新方法提高了偏移量跟踪估算偏移量的精度,这对利用偏移量跟踪技术监测滑坡、地震及冰川等有重要的意义。     

基于极化相干层析技术的林分高度估算

极化相干层析(Polarization Coherence Tomography,PCT)技术可以通过不同极化状态下的干涉相干系数反演植被垂直结构分布,是SAR技术应用的一个重要发展方向。文中介绍极化相干层析的原理,总结极化相干层析技术重建垂直剖面的流程,通过仿真数据和ALOS PALSAR数据对极化相干层析技术在林分高度估算方面的适用性进行研究。估算结果表明,极化相干层析技术反演的林分高度特征信息准确,具有较强的鲁棒性。     

Radarsat SAR的森林生物物理参数信号响应及其蓄积量估测

利用地面实测数据，系统探讨了Radarsat SAR 数据在森林蓄积量估测方面的应用潜力和森林生物物理参数信号响应。结果表明 ： Radarsat SAR后向散射系数与森林蓄积量、树高及胸径之间的关系可以用对数模型模拟； 树种对后向散射系数具有一定影响； 利 用后向散射系数估测森林蓄积量，其精度基本符合林场大面积总体估测的精度要求，但小班水平应用效果不理想。     

玉米作物极化SAR数据模拟

通过重点研究玉米叶子的空间位置、指向角分布,分析玉米作物的结构特点,建立玉米的三维结构模型和场景,发展针对玉米作物的极化合成孔径雷达(synthetic apertureradar,SAR)数据模拟方法。利用该模拟方法和实地获取的玉米参数模拟极化SAR数据,通过与散射计实地测量的多极化、多角度后向散射系数进行对比,表明该模拟方法能够有效的模拟玉米作物的后向散射系数;通过分析模拟极化SAR数据获得的HH-VV、HH-HV、VH-VV之间的相位差,表明该模拟方法能够有效的模拟玉米作物散射的相位信息;通过分析模拟数据的极化响应图和Cloude H-α分类图,从散射类型角度验证了模拟极化SAR数据的有效性。     

植被高度的极化干涉互协方差矩阵分解反演法

经典三阶段极化干涉SAR植被高反演算法中地面散射相位估计不准确,从而导致植被高反演精度存在偏差。针对这一关键问题,本文提出基于极化干涉互协方差矩阵分解的植被高度反演新方法。该方法利用Freeman分解理论和极化干涉互协方差矩阵,估计出更准确的地面散射相位;然后,结合RVOG模型反演植被高度。利用欧空局（ESA）的软件PolSARpro模拟的L波段极化SAR数据和亚马逊森林地区的ALOS PALSAR L波段数据进行实验,结果表明本文提出的新算法提取的植被高度相比经典三阶段法精度更高,从而验证了算法的有效性和可靠性。     

时序双极化SAR开采沉陷区土壤水分估计

开采沉陷地质灾害诱发矿区生态环境恶化的关键因子是土壤水分变化。研究提出了一种利用Sentinel-1A双极化SAR和OLI地表反射率数据联合反演土壤含水量的方法,即基于归一化水体指数(NDWI)反演植被含水量;采用Water-Cloud Model(WCM)模型消除植被对Sentinel-1A后向散射系数产生的影响,将其转化为裸土区的后向散射系数;利用基于AIEM模型和Oh模型建立的经验模型反演研究区地表参数,并用OLI光学反演结果进行验证;最后比较了开采沉陷区内外土壤水分含量。研究表明:(1)与基于OLI的土壤水分监测指数(SMMI)的土壤水分含量反演结果相比,两种极化方式中VH极化反演的水分结果具有更好的一致性,且两种极化方式反演结果也表明荒漠化草原区比黄土丘陵沟壑区反演效果更好,说明地形对后向散射的影响不可忽略。(2)在2016年内72期数据中,VH极化反演结果对比区土壤水分含量大于沉陷区的有41期,所占比例为57%;VV极化反演结果对比区土壤水分含量大于沉陷区的有36期,所占比例为50%,且不同矿区内的沉陷区受到的影响不同。说明开采沉陷造成的地表粗糙度的增加会对地表土壤水分产生负面影响,但不同矿区之间又有差异。     

基于全极化SAR数据反演鄱阳湖湿地植被生物量

鄱阳湖是中国最大的淡水湖,也是国际重要湿地,对其生物量进行长期、定量研究有助于加深对区域乃至全球碳平衡的认识和理解。探讨了利用全极化Radarsat-2 C波段数据反演鄱阳湖湿地生物量的方法,改进了基于辐射传输理论的植被冠层散射模型,模拟了C波段湿地植被的后向散射特性;应用极化分解技术,增加了神经网络训练数据,并用后向反馈神经网络(BP)算法,反演了鄱阳湖湿地植被生物量。与野外实测生物量比较的结果表明:将改进的植被冠层散射模型和全极化分解得到的后向散射系数引入BP神经网络算法,能够有效降低生物量反演误差;全极化SAR数据在生物量反演中具有广阔的应用前景。     

一种改进的PolInSAR PCT方法反演植被垂直结构

针对传统PCT方法中“相干相位-幅度联合反演算法”的缺点,采用RVOG模型,利用改进的非线性迭代算法反演植被高、地表相位.改进的非线性迭代算法不仅充分利用不同极化方式对应的复相干系数,同时兼顾复相干系数的先验统计误差,提高参数解算的可靠性,进而提高PCT结果的反演精度.最后,采用两景德国E-SAR数据进行实验,实验结果表明：文中提出的方法能较好地反映植被的垂直结构信息;植被冠层对应的平均相对反射率函数近似服从高斯分布;反演的相对反射率值与植被的种类、密度存在一定关联.     

Assessing Performance of Tomo-SAR and Backscattering Coefficient for Hemi-Boreal Forest Aboveground Biomass Estimation

Tomo-SAR technique has been used for hemi-boreal forest height and further forest biomass estimation through allometric equation. Backscattering coefficient especially in longer wavelength (L- or P-band) is thought as a useful parameter for hemi-boreal forest biomass retrieval. The aim of this paper is to assess the performance of vertical backscattering power and backscattering coefficient for hemi-boreal forest aboveground biomass (AGB) estimation with airborne P-band data. The test site locates in southern Sweden called Remningstorp test site, and the in-situ forest AGB ranges from 14 t/ha to 245 t/ha at stand level. Multi-baseline P-band Pol-InSAR data in repeat-path mode collected during March and May in 2007 at Remningstorp test site was used. We found that the correlation coefficient (R) between backscattering coefficient of P-band HH polarization and the in-situ forest biomass reached 0.87. The R for P-band VV backscattering power at 5 m is 0.71 and 10 m is 0.72. Backscattering coefficient in HH polarization and vertical backscattering power at 5 m and 10 m were applied to construct a model for hemi-boreal forest AGB estimation by backward step-wise regression and cross-validation approach. The results showed that the estimated forest AGB ranges from 19 to 240 t/ha, and the constructed model obtained a higher R and smaller RMSE, the value of R is 0.91, RMSE is 30.43 t/ha at Remningstorp test site.     

森林地上生物量遥感反演方法综述

森林地上生物量反演对理解和监测生态系统及评估人类生产生活的影响有着重要作用,日益发展的遥感技术使全球及大区域的生物量估算成为可能。近年来,不同的遥感技术和反演方法被广泛用于估算森林生物量。本文首先总结了现有的全球及区域生物量产品及其不确定性,然后综述了3类方法在森林地上生物量遥感反演中的应用,即基于单源数据的参数化方法、基于多源数据的非参数化方法和基于机理模型的反演方法,阐述了各类反演方法的特点、优势及局限性。最后从机理模型研究、多源遥感数据协同、生物量季节变化研究和遥感数据源不断丰富4个方面对今后的生物量遥感反演研究进行了展望。     

Estimation of forest aboveground biomass from HJ1B imagery using a canopy reflectance model and a forest growth model

Accurately estimating the spatial distribution of forest aboveground biomass (AGB) is important because of its carbon budget forms part of the global carbon cycle. This paper presented three methods for obtaining forest AGB based on a forest growth model, a Multiple-Forward-Mode (MFM) method and a stochastic gradient boosting (SGB) model. A Li-Strahler geometric-optical canopy reflectance model (GOMS) with the ZELIG forest growth model was run using HJ1B imagery to derive forest AGB. GOMS-ZELIG simulated data were used to train the SGB model and AGB estimation. The GOMS-ZELIG AGB estimation was evaluated for 24 field-measured data and compared against the GOMS-SGB model and GOMS-MFM biomass predictions from multispectral HJ1B data. The results show that the estimation accuracy of the GOMS-MFM model is slightly higher than that of the GOMS-SGB model. The GOMS-ZELIG and GOMS-MFM models are considerably more accurate at estimating forest AGB in arid and semiarid regions.     

Estimation of aboveground biomass of Robinia pseudoacacia forest in the Yellow River Delta based on UAV and Backpack LiDAR point clouds

Forest plantations are an important source of terrestrial carbon sequestration. The forest of Robinia pseudoacacia in the Yellow River Delta (YRD) is the largest artificial ecological protection forest in China. However, more than half of the forest has appeared different degrees of dieback and even death since the 1990s. Timely and accurate estimation of the forest aboveground biomass (AGB) is a basis for studying the carbon cycle of forests. Light Detecting and Ranging (LiDAR) has been proved to be one of the most powerful methods for forest biomass estimation. However, because of an irregular and overlapping shape of the broadleaved forest canopy in a growing season, it is difficult to segment individual trees and estimate the tree biomass from airborne LiDAR data. In this study, a new method was proposed to solve this problem of individual tree detection in the Robinia pseudoacacia forest based on a combination of the Unmanned Aerial Vehicle-Light Detecting and Ranging (UAV-LiDAR) with the Backpack-LiDAR. The proposed method mainly consists of following steps: (i) at a plot level, trees in the UAV-LiDAR data were detected by seed points obtained by an individual tree segmentation (ITS) method from the Backpack-LiDAR data; (ii) height and diameter at breast height (DBH) of an individual tree would be extracted from UAV and Backpack LiDAR data, respectively; (iii) the individual tree AGB would be calculated through an allometric equation and the forest AGB at the plot level was accumulated; and (iv) the plot-level forest AGB was taken as a dependent variable, and various metrics extracted from UAV-LiDAR point cloud data as independent variables to estimate forest AGB distribution in the study area by using both multiple linear regression (MLR) and random forest (RF) models. The results demonstrate that: (1) the seed points extracted from Backpack-LiDAR could significantly improve the overall accuracy of individual tree detection (F = 0.99), and thus increase the forest AGB estimation accuracy; (2) compared with MLR model, the RF model led to a higher estimation accuracy (p < 0.05); and (3) LiDAR intensity information selected by both MLR and RF models and laser penetration rate (LP) played an important role in estimating healthy forest AGB.     

WorldView-2纹理的森林地上生物量反演

使用高空间分辨率卫星WorldView-2的多光谱遥感影像,构建植被指数和纹理因子等遥感因子与森林地上生物量的关系方程,并计算模型估测精度和均方根误差,探索高分辨率数据的光谱与纹理信息在温带森林地上生物量估测应用中的潜力。以黑龙江省凉水自然保护区温带天然林及天然次生林为研究对象,通过灰度共生矩阵(GLCM)、灰度差分向量(GLDV)及和差直方图(SADH)对高分辨率遥感影像进行纹理信息提取,并利用外业调查的74个样地地上生物量与遥感因子建立参数估计模型。提取的遥感因子包括6种植被指数(比值植被指数RVI、差值植被指数DVI、规一化植被指数NDVI、增强植被指数EVI、土壤调节植被指数SAVI和修正的土壤调节植被指数MSAVI)以及3类纹理因子(GLCM、GLDV和SADH)。为避免特征变量个数较多对估测模型造成过拟合,利用随机森林算法对提取的遥感因子进行特征选择,将最优的特征变量输入模型参与建模估测。采用支持向量回归(SVR)进行生物量建模及验证,结果显示选入模型的和差直方图均值(sadh_mean)、灰度共生矩阵方差(glcm_var)和差值植被指数(DVI)等遥感因子对森林地上生物量有较好的解释效果;植被指数+纹理因子组合的模型获得较精确的AGB估算结果(R2=0.85,RMSE=42.30 t/ha),单独使用植被指数的模型精度则较低(R~2=0.69,RMSE=61.13 t/ha)。     

结合树龄信息的遥感森林生态系统生物量制图

森林生态系统是陆地生态系统中的重要组成部分，其中的地上生物量（AGB，Aboveground Biomass）在全球气候变化和碳循环研究中起着重要的作用。本文利用ETM^＋遥感影像，首先建立了实测叶面积指数（LAI，Leaf Area Index）与实测生物量数据的回归关系，基于遥感叶面积指数图像得到初步地上生物量空间分布图；同时在短波植被指数（SWVI，Short Wave Vegetation Index）与实测树龄之间建立了回归关系，在此基础上得到了树龄空间分布图。然后通过将植被指数（VI，Vegetation Index），LAI，树龄等变量针对不同的树种类型进行逐步回归，得到了较好的回归模型，并结合土地利用／土地覆盖估算了贵州省黎平县的地上生物量，绘制了其空间分布图。统计结果显示：总体森林生态系统的AGB与LAI和RSR（Reduced Simple Ratio）之间有一定的相关关系（R^2=0．895）；杉木林的AGB与LAI和归一化植被指数（NDVI，Normalized Difference Vegetation Index）之间有较强的相关性（R^2=0．93）；针叶树种的LAI与年龄是AGB较好的估算因子（R^2=0．937）；阔叶林的AGB与年龄有一定的相关性（R^2=0．792）；混交林的AGB与LAI和SR（Simple Ratio）有较强的相关性（R^2=0．931）。结果表明，将树龄和土地覆盖／土地利用类型的信息加入到地上生物量估算模型的建立中，是一种改善利用多光谱遥感估算精度的较好的方法。结合土地覆盖／土地利用类型的高分辨率的树龄空间分布图，可为森林生态系统的可持续发展和管理提供科学的论据。     

Potential of texture from SAR tomographic images for forest aboveground biomass estimation

Synthetic Aperture Radar (SAR) texture has been demonstrated to have the potential to improve forest biomass estimation using backscatter. However, forests are 3D objects with a vertical structure. The strong penetration of SAR signals means that each pixel contains the contributions of all the scatterers inside the forest canopy, especially for the P-band. Consequently, the traditional texture derived from SAR images is affected by forest vertical heterogeneity, although the influence on texture-based biomass estimation has not yet been explicitly explored. To separate and explore the influence of forest vertical heterogeneity, we introduced the SAR tomography technique into the traditional texture analysis, aiming to explore whether TomoSAR could improve the performance of texture-based aboveground biomass (AGB) estimation and whether texture plus tomographic backscatter could further improve the TomoSAR-based AGB estimation. Based on the P-band TomoSAR dataset from TropiSAR 2009 at two different sites, the results show that ground backscatter variance dominated the texture features of the original SAR image and reduced the biomass estimation accuracy. The texture from upper vegetation layers presented a stronger correlation with forest biomass. Texture successfully improved tomographic backscatter-based biomass estimation, and the texture from upper vegetation layers made AGB models much more transferable between different sites. In addition, the correlation between texture indices varied greatly among different tomographic heights. The texture from the 10 to 30 m layers was able to provide more independent information than the other layers and the original images, which helped to improve the backscatter-based AGB estimation.     

高光谱和LiDAR联合反演森林生物量研究

估算森林地上生物量(AGB)对于全球实现碳中和目标至关重要。本文以美国缅因州Howland森林为研究区域,借助地面实测样地数据,对比分析协同不同数据源(高光谱和LiDAR)和机器学习算法(随机森林、支持向量机、梯度提升决策树和K最邻近回归)的研究,以改善Howland森林的生物量估计精度。结果表明,采用LiDAR和高光谱植被指数变量模型的最佳精度分别为0.874和0.868,协同高光谱和LiDAR变量并采用梯度提升决策树回归模型的精度为0.927,即多源遥感数据要优于单一数据源。高光谱和LiDAR数据的协同使用对于提高类似于Howland地区或更广泛区域的生物量估计的准确性,具有普遍的适用性与一定的应用前景。     

Estimation of Above Ground Biomass Using Texture Metrics Derived from IRS Cartosat-1 Panchromatic Data in Evergreen Forests of Western Ghats,India

Assessment of above ground forest biomass (AGB) is essential in carbon modelling studies to provide mitigation strategies as demonstrated by reducing emissions from deforestation and forest degradation. Several researchers have demonstrated the use of remote sensing data in spatial AGB estimation, in terms of spectral and radar backscatter based approaches at a landscape scale with several known limitations. However, these methods lacked the predictive ability at high biomass ranges due to saturation. The current study addresses the problem of saturation at high biomass ranges using canopy textural metric from high resolution optical data. Fourier transform based textural ordination (FOTO) technique, which involves deriving radial spectrum information via 2D fast Fourier transform and ordination through principal component analysis was used for characterizing the textural properties of forest canopies. In the current study, plot level estimated AGB from 15 (1 ha) plots was used to relate with texture derived information from very high resolution datasets (viz., IKONOS and Cartosat-1). In addition to the estimation of high biomass ranges, one of the prime objective of the current study is to understand the effects of spatial resolution on deriving textural-AGB relationship from 2.5 m IRS Cartosat data (Cartosat-A, viewing angle = ?5°) to that of IKONOS imagery with near nadir view. Further, since texture is impacted by several illumination geometry issues, the effect of viewing geometry on the relationship was evaluated using Cartosat-F (Viewing angle = 26°) imagery. The results show that the FOTO method using stereo Cartosat (A and F) images at 2.5 m resolution are able to perform well in characterizing high AGB values since the texture-biomass relationship is only subjected to 18 % relative error to that of 15 % in case of IKONOS and could aid in reduction of uncertainty in AGB estimation at a large landscape levels.