Retrieval of surface wave parameters from sar images and their validation in the coastal seas around Japan

We have developed a scheme to retrieve surface wave parameters (wave height and wave propagation direction) from European Remote-Sensing Satellite (ERS) Synthetic Aperture Radar (SAR) image mode data in coastal seas around Japanese coastlines. SAR spectra are converted to surface wave spectra of swell-dominated or wind-wave dominated cases. The SAR spectrum and SAR-derived wind speed are used to derive the surface wave spectrum. The wind-wave dominated case and swell-dominated case are differentiated by a wind speed of 6 m/s, and processed in different ways because of their different degree of nonlinearity. It is indicated that the cutoff wavelength for retrieval of the wind-wave dominated spectrum is proportional to the root of significant wave height, which is consistent with the results of previous studies. We generated 66 match-ups using the SAR sub-images and the in-situ surface wave parameters, which were measured by wave gauges installed in near-shore seas. Among them, there are 57 swell-dominated cases, and 9 wind-wave dominated cases. The significant wave heights derived from SAR and from in-situ observation agree with the bias of 0.09 m, the standard deviation of 0.61 m and the correlation coefficient of 0.78. The averaged absolute deviation of wave propagation directions is 18.4°, and the trend of the agreement does not depend on the wave height. These results demonstrate that the SAR surface wave spectrum retrieved by the present system can be used to observe the surface wave field in the coastal seas around Japan.     

基于多层感知器的风涌浪分离方法

风涌浪分离是研究风浪、涌浪各自特性的基础,但受限于海浪谱数据的匮乏,基于海浪谱的风涌浪分离方法难以普及应用,有效的解决办法是采用波浪观测中容易获取的基本波要素进行风涌浪分离。现有方法无法利用基本波要素全面计算出风浪、涌浪的比例及其特征参数,为此本文将机器学习引入到风涌浪分离中,以多层感知器模型为基础,提出了一种利用基本波要素、风要素准确计算出风涌浪参数的方法。该方法需要每个测站提供至少466笔、建议766笔及以上的实测波浪数据作为训练样本,适用于台湾海峡3个测站,在计算精度上显著优于基于海浪频谱的传统风涌浪分离方法,可为本海域缺乏海浪谱的测站提供替代性的风涌浪计算方案,有助于扩大实测风涌浪资料的来源,进而加强风涌浪分布特性以及预警预报研究。     

A note on nearshore wave features: Implications for wave generation

This paper analyses 10 years of wave data from the Mediterranean Spanish (Catalan) coast considering the mean wave climate and storm events from the standpoint of wind-wave momentum transfer and wave prediction. The data, registered by a buoy at about 12 km from the coastline, revealed two main groups of wave storms, with NW and E directions. NW storms correspond to a fetch-limited situation since the intense wind blows from land. Low-pressure centres located over the Mediterranean Sea produce easterly storms. Near the coast the eastern winds from the sea are replaced by NW winds coming from meteorological patterns over northern Spain and south-western France. Wave storms are classified and studied to obtain their main features (including spectral width, wave length, wave age and bimodality) and discussed in terms of wind-wave momentum transfer for operational wave predictions. Observations show a complex coastal wave climate. Fetch-limited storms presented smaller spectral widths while varying wind situations presented larger widths due to the presence of bimodal spectra. These wave features are highly relevant for wind–ocean momentum transfer and, thus, for current and wave predictions. The spectral width proved to be a good indicator of sea complexity and is thus applicable for improved wind drag estimations. A new drag coefficient formulation is proposed, based on existing wind dependent drag expressions, but including also spectral wave properties (a spectral width parameter) that highlights the characteristics of wind-wave generation under pre-existing swell. Such a formulation, once properly validated with field observations, is expected to improve wind-wave predictions.     

The sheltering effect of the Balearic Islands in the hindcast wave field

The sheltering effect of the Balearic Islands in the hindcast wave field was studied for typical Mediterranean wave situations of Llevant, Tramuntana and Mestral and for mild conditions such as the Garbí and Ponent winds. For this purpose, a third generation wave model was applied to the Mediterranean Sea and different patterns of the sheltered areas were found for the various representative situations depending on the wind variability and on the magnitude of the wind speed. From the analysis it was concluded that the sheltered zones created during storms generally persist for short periods of time of the order of 6 h, possibly reaching a maximum of 12 h. In contrast with earlier results obtained for swell dominated ocean areas, it was observed that in this area, due to the short fetches the sea states are mainly local wind seas and thus the wave field behind the islands depends on the local wind.     

风浪和涌浪分离方法的比较

海浪通常以风浪和涌浪混合的形式存在。文中利用模型试验和实测资料,对目前提出的一种二维谱风涌浪分离方法(2D法)和3种一维谱风涌浪分离方法(PM法、WH法、JP法)进行了检验,分析发现:2D法给出的结果整体而言最为可靠,与2D法相比,PM法明显高估了风浪成分,WH法低风速时高估了风浪,高风速时跟2D法比较接近,而JP法在整体上高估了风浪成分。通过调整分割频率的比例系数,改进了PM法,改进后的PM法给出的分离结果与2D法最为一致。     

基于理论的气旋条件下双极化C波段合成孔径雷达波参数检测

Theoretical-based ocean wave retrieval algorithms are applied by inverting a synthetic aperture radar(SAR)intensity spectrum into a wave spectrum, that has been developed based on a SAR wave mapping mechanism. In our previous studies, it was shown that the wave retrieval algorithm, named the parameterized first-guess spectrum method(PFSM), works for C-band and X-band SAR at low to moderate sea states. In this work, we investigate the performance of the PFSM algorithm when it is applied for dual-polarization c-band sentinel-1(S-1) SAR acquired in extra wide-swath(EW) and interferometric wide-swath(IW) mode under cyclonic conditions.Strong winds are retrieved from six vertical-horizontal(VH) polarization S-1 SAR images using the c-band crosspolarization coupled-parameters ocean(C-3 PO) model and then wave parameters are obtained from the image at the vertical-vertical(VV) polarization channel. significant wave height(SWH) and mean wave period(MWP) are compared with simulations from the WAVEWATCH-III(WW3) model. The validation shows a 0.69 m root mean square error(RMSE) of SWH with a –0.01 m bias and a 0.62 s RMSE of MWP with a –0.17 s bias. Although the PFSM algorithm relies on a good quality SAR spectrum, this study confirms the applicability for wave retrieval from an S-1 SAR image. Moreover, it is found that the retrieved results have less accuracy on the right sector of cyclone eyes where swell directly affects strong wind-sea, while the PFSM algorithm works well on the left and rear sectors of cyclone eyes where the interaction of wind-sea and swell is relatively poor.     

涌浪对风浪能量影响的实验研究

在实验室风浪水槽中进行纯风浪和混合浪波面位移观测,研究波长较长的规则波对风浪能量的影响.本文用混合浪和纯风浪中的风浪显著波的零阶谱矩之比代表混合浪中的风浪与纯风浪能量之比,并以此表征涌浪对风浪能量的影响.研究了该能量比随涌浪波陡S、风区x、波龄倒数u/C、涌浪频率与纯风浪谱峰频率之比fs/fwp的变化规律.结果表明,涌浪对风浪能量的抑制作用随涌浪波陡的增加、波龄倒数的增大及涌浪频率与纯风浪谱峰频率之比的增大而增强.发现该能量比依赖于无因次量R=(1+80(πS)2)1.9(fs/fwp)0.9(u/C)0.27,并拟合得到2者的经验关系.此外,本文实验还发现,在某些情况下,涌浪的存在使风浪能量增加.     

随机海浪的列率谱分析研究

首次将列率谱分析的方法引入到随机海浪的研究。根据不同环境条件下实验室资料，对列率谱与频率谱进行了比较。结果表明，列率频对频率谱高频部分有明显改善，特别对二倍频含能段的分辨具有明显的优越性。另外，列率谱具有计算速度快、简单易行、分辨率高等优点。     

基于同步风场的机载SAR海浪参数反演方法

针对机载合成孔径雷达(SAR)对海探测特点,采用多入射角法从SAR数据本身得到与海浪参数反演区域时空匹配的同步海面风速和风向,并结合线性变换关系,计算得到海浪初猜谱对应的仿真SAR图像谱,将仿真SAR图像谱和观测SAR图像谱输入代价函数中进行迭代运算,通过非线性方程的解算得到最适海浪谱;采用交叉谱法去除海浪传播180°方向模糊,最终得到海浪参数。论文提出的基于同步风场的机载SAR海浪参数反演方法,充分利用了机载SAR海洋环境探测的优势,解决了传统SAR海浪参数反演中初猜谱构造依赖外部风场的问题,机载同步飞行试验的海浪参数反演结果与浮标观测值的有效波高、波向的均方根误差分别为0.23 m和13.23°,验证了该方法的有效性,可为机载SAR海浪参数反演业务化提供支持。     

Sentinel-1卫星合成孔径雷达获取第一幅台风图像

In this note, we present the first Sentinel-1 synthetic aperture radar(SAR) typhoon image acquired in the northwest Pacific on October 4, 2014. The eye shape and sea surface wind patterns associated with Typhoon Phanfone are clearly shown in the high-quality SAR image. SAR winds retrieval procedure was given but the actual wind estimates will only be available after the European Space Agency(ESA) releases the official calibration coefficients in order to accurately derive the SAR-measured normalized radar cross section. This study demonstrates the advantage of Sentinel-1 SAR with regards to imaging fine scale typhoon patterns on the sea surface beneath storm clouds. This paper also advocates the use of Sentinel-1 SAR data that is made freely and openly available worldwide for the first time in civilian SAR history.     

基于HY-2 卫星观测分析南海风浪关系

海面有效波高(H1/3)是表征海浪的重要参数,随着卫星遥感技术的发展,雷达高度计已成为获取海面有效波高的重要手段,但也只能对卫星星下点轨迹处进行有效观测,远无法满足大范围应用的需求.本研究结合2013年10月HY-2雷达高度计观测的海面有效波高和微波散射计观测的海面风场资料,分别对高、低风速下风浪数据进行拟合,建立了适用于0~40 m/s风速范围内的南海海域风浪关系模型,经模型比对和结果验证,结果表明,基于HY-2卫星数据分析建立的南海海域风浪关系模型是可信的,特别是低风速的风浪模型与实测数据建立的风浪模型具有很好的一致性;根据建立的风浪关系模型,从卫星散射计大面观测的海面风场出发,能推算出风浪条件下海面有效波高的大面信息,数据覆盖远高于卫星高度计的星下点观测,能为分析和预报海浪、风暴潮灾害提供大范围的海面有效波高信息.     

对ENVISAT ASAR level2算法固有误差的分析

欧洲空间局的ENVISAT ASAR level 2算法是从合成孔径雷达(SAR)单视复图像反演涌浪方向谱的算法.该算法假设双峰海浪谱的SAR图像交叉谱是涌浪的图像交叉谱和风浪的图像交叉谱之和.实际上双峰海浪谱的SAR图像交叉谱中还有一个混合项,正是该混合项导致ENVI-SAT ASAR level 2算法有固有误差.利用遥感仿真的方法分析了不同海况条件下该算法的这一固有误差,结果表明,只有在有效波高较小、或风浪的成分较少、或双峰海浪的传播方向较靠近SAR距离向、或波长较长时固有误差才较小,ENVISAT ASAR level 2算法对海浪谱的反演才较为适用.     

Shallow water depth retrieval from space-borne SAR imagery

Based on shallow water bathymetry synthetic aperture radar (SAR) imaging mechanism and the microwave scattering imaging model for oceanic surface features, we developed a new method for shallow water depth retrieval from space-borne SAR images. The first guess of surface currents and winds are estimated from the normalized radar crossing section (NRCS) profile of shallow water bathymetry SAR imagery, according to the linear theory and geophysical model function. The NRCS profile is then simulated by the microwave scattering imaging model. Both the surface currents and winds are adjusted by using the dichotomy method step by step to make the M4S-simulated NRCS profiles approach those observed by SAR. Then, the surface currents and the wind speeds are retrieved when a best fit between simulated signals and the SAR image appears. Finally, water depths are derived using the Navier–Stokes equation and finite difference method with the best estimated currents and the surface winds. The method is tested on two SAR images of the Taiwan Shoal. Results show that the simulated shallow water NRCS profile is in good agreement with those measured by SAR with the correlation coefficient as high as 85%. In addition, when water depths retrieved from the SAR image are compared with in situ measurements, both the root mean square and relative error are less than 3.0 m and 6.5%, respectively, indicating that SAR images are useful for shallow water depth retrieval and suggesting that the proposed method in this paper is convergent and applicable.     

2016年苏北近海风场和波浪场多时间尺度变化的数值模拟研究

利用高分辨率的大气和波浪数值模式,模拟了2016年苏北近海的风场和波浪场,并与卫星高度计资料、散射计风场、再分析资料以及实测浮标资料进行了比较,验证了模式的准确性。基于这套模式结果,系统地分析了江苏近海的风场和波浪场的多时间尺度变化:季节变化、日变化以及季节内变化(台风、寒潮)。分析结果表明:苏北近海海域的风速、有效波高和涌浪在冬季和秋季较大、春季和夏季较小;冬季盛行西北风,常浪向为西北向,夏季盛行东南风,常浪向为东南向。风场和波浪场还具有显著的日变化特征,且日变化存在季节变化规律,离岸越近海域日变化特征越明显。同时,江苏近海还会经历季节内尺度的强天气过程的影响,比如台风和寒潮。     

Characteristic analysis of wind field and sea wave field over the NW Pacific Ocean

The NW Pacific Ocean is not onIy the only transportation way between America andAsia, but also the source influencing on inIand climate and marine variability of adjacentseas in China. Based on ship observation data during l950 - l995 in the NW Pacific,with data from several hundreds to 30 thousand in every 5"x5" grid network, throughanalyzing the monthly mean directions of prevailing wind, wave and swelI, wind speed,pressure, wave height and frequencies of gaIe of 6 and 8 sca1e, high sea…     

The long-term trend of the sea surface wind speed and the wave height (wind wave, swell, mixed wave)in global ocean during the last 44 a

Utilizing the 45 a European Centre for Medium-Range Weather Forecasts(ECMWF)reanalysis wave data(ERA-40),the long-term trend of the sea surface wind speed and(wind wave,swell,mixed wave)wave height in the global ocean at grid point 1.5×1.5 during the last 44 a is analyzed.It is discovered that a majority of global ocean swell wave height exhibits a significant linear increasing trend(2–8 cm/decade),the distribution of annual linear trend of the significant wave height(SWH)has good consistency with that of the swell wave height.The sea surface wind speed shows an annually linear increasing trend mainly concentrated in the most waters of Southern Hemisphere westerlies,high latitude of the North Pacific,Indian Ocean north of 30 S,the waters near the western equatorial Pacific and low latitudes of the Atlantic waters,and the annually linear decreasing mainly in central and eastern equator of the Pacific,Juan.Fernandez Archipelago,the waters near South Georgia Island in the Atlantic waters.The linear variational distribution characteristic of the wind wave height is similar to that of the sea surface wind speed.Another find is that the swell is dominant in the mixed wave,the swell index in the central ocean is generally greater than that in the offshore,and the swell index in the eastern ocean coast is greater than that in the western ocean inshore,and in year-round hemisphere westerlies the swell index is relatively low.     

滆湖北部人工地形重塑下风浪场变化研究

风浪是影响浅水湖泊物理生境环境重要的水动力要素之一。基于滆湖实测风浪数据, 建立了滆湖风浪模型, 验证结果表明模型可以较好模拟滆湖风浪随风场变化情况。在此基础上开展滆湖北部水域在人工地形重塑工程实施后的风浪变化情况分析。结果表明, 不同季节盛行风下, 风浪强度和湖底扰动强度均有一定程度的衰减, 这有利于水体透明度和水底光照条件的改善。风浪强度的衰减使得具有有利于水生植物生长与发育风浪条件的水域面积显著扩增。人工地形重塑的实施, 有利于滆湖北部水域水生植被物理生境环境改善, 从而为滆湖北部水域水生植被的修复提供较好的环境支撑, 也为其他浅水湖泊地形重塑工程的实施提供借鉴。     

浙江中部三门湾波浪特征统计分析

为了研究浙江中部三门湾海域的波浪特征,本文基于AWAC波浪观测仪在该海域进行了连续1年的观测,对观测得到的波浪参数进行了统计分析、线性回归分析,同时研究分析了三门湾海域受台风影响时,波浪参数和波浪谱的变化情况,探讨了波浪变化的原因。研究表明,三门湾海域常浪向和强浪向均为E向,地形是主导因素;显著波高绝大部分在0.8 m以下,期间的最大波高为2.71 m;该海域的波浪特征分布是一个比较典型的瑞利分布;台风“泰利”期间波能谱以双峰为主,外海涌浪和研究海域风区内的风浪形成混合浪,其中0.08 Hz左右的低频涌浪成分占比很大,而0.25 Hz左右的高频风浪成分占比较小。本文的研究工作为沿海海洋工程结构物的设计建造以及防灾减灾提供重要参考依据。     

Influence of the type of sea waves on the backscattered radar cross section at medium incidence angles

We consider the influence of the sea surface state on the backscattered radar cross section and the accuracy of the wind speed retrieval from the scatterometer data. We used a joint set of radars and buoys to determine the type of sea waves. Three types of sea waves were distinguished: developing wind waves, fully developed wind waves, and mixed sea. It is shown that the retrieval error of the near surface wind speed using a one-parameter algorithm is minimal in the case of fully developed wind waves. We compared these data with the results of radio-altimeter data analysis and showed that in both cases underestimation of the retrieval wind speed exists for developing wind waves and overestimation occurs for mixed sea. A variety of swell parameters (length of the dominating wave, swell height, swell age) significantly influence the backscattered radar cross section, leading to a growth in the mean square error of the retrieved wind speed during vertical sounding (radio-altimeter data), and only slightly influence the mean square error of the scatterometer data (medium incidence angles). It is necessary to include the information about the parameters of sea waves in the algorithms and take into account the regional wave properties to increase the accuracy of wind speed retrieval.     

Atmospheric frontal gravity waves observed in satellite SAR images of the Bohai Sea and Huanghai Sea

In the satellite synthetic aperture radar (SAR) images of the Bohai Sea and Huanghai Sea, the authors observe sea surface imprints of wave-like patterns with an average wavelength of 3.8 km. Comparing SAR observations with sea surface wind fields and surface weather maps, the authors find that the occurrence of the wave-like phenomena is associated with the passing of atmospheric front. The authors define the waves as atmospheric frontal gravity waves. The dynamical parameters of the wave packets are derived from statistics of 9 satellite SAR images obtained from 2002 to 2008. A two-dimensional linear physical wave model is used to analyze the generation mechanism of the waves. The atmospheric frontal wave induced wind variation across the frontal wave packet is compared with wind retrievals from the SAR images. The CMOD-5 (C-band scatterometer ocean geophysical model function) is used for SAR wind retrievals VV (transmitted vertical and received vertical) for ENVISAT and HH (transmitted horizontally and received horizontally) for RADARSAT-1. A reasonable agreement between the analytical solution and the SAR observation is reached. This new SAR frontal wave observation adds to the school of SAR observations of sea surface imprints of AGWs including island lee waves, coastal lee waves, and upstream Atmospheric Gravity Waves (AGW).