Recent advances in high-speed underwater acoustic communications

In recent years, underwater acoustic (UWA) communications have received much attention as their applications have begun to shift from military toward commercial. Digital communications through UWA channels differ substantially from those in other media, such as radio channels, due to severe signal degradations caused by multipath propagation and high temporal and spatial variability of the channel conditions. The design of underwater acoustic communication systems has until recently relied on the use of noncoherent modulation techniques. However, to achieve high data rates on the severely band-limited UWA channels, bandwidth-efficient modulation techniques must be considered, together with array processing for exploitation of spatial multipath diversity. The new generation of underwater communication systems, employing phase-coherent modulation techniques, has a potential of achieving at least an order of magnitude increase in data throughput. The emerging communication scenario in which the modern underwater acoustic systems mill operate is that of an underwater network consisting of stationary and mobile nodes. Current research focuses on the development of efficient signal processing algorithms, multiuser communications in the presence of interference, and design of efficient modulation and coding schemes. This paper presents a review of recent results and research problems in high-speed underwater acoustic communications, focusing on the bandwidth-efficient phase-coherent methods. Experimental results are included to illustrate the state-of-the-art coherent detection of digital signals transmitted at 30 and 40 kb/s through a rapidly varying one-mile shallow water channel     

Phase-coherent digital communications for underwater acousticchannels

High-speed phase coherent communications in the ocean channel are made difficult by the combined effects of large Doppler fluctuations and extended, time-varying multipath. In order to account for these effects, we consider a receiver which performs optimal phase synchronization and channel equalization jointly. Since the intersymbol interference in some underwater acoustic channels spans several tens of symbol intervals, making the optimal maximum-likelihood receiver unacceptably complex, we use a suboptimal, but low complexity, decision feedback equalizer. The mean squared error multiparameter optimization results in an adaptive algorithm which is a combination of recursive least squares and second-order digital phase and delay-locked loops. The use of a fractionally spaced equalizer eliminates the need for explicit symbol delay tracking. The proposed algorithm is applied to experimental data from three types of underwater acoustic channels: long-range deep water, long-range shallow water, and short-range shallow water channels. The modulation techniques used are 4- and 8-PSK. The results indicate the feasibility of achieving power-efficient communications in these channels and demonstrate the ability to coherently combine multiple arrivals, thus exploiting the diversity inherent in multipath propagation     

A simulation tool for high data-rate acoustic communication in ashallow-water, time-varying channel

The paper discusses the development of a simulation tool to model high data-rate acoustic communication in shallow water. The simulation tool is able to generate synthetic time series of signals received at a transducer array after transmission across a shallow-water communication channel. The simulation tool is suitable for testing advanced signal processing techniques for message recovery. A channel model has been developed based on the physical aspects of the acoustic channel. Special emphasis has been given to fluctuations of the signal transmission caused by time-varying multipath effects. At shorter ranges, the temporal variations are dominated by acoustic scattering from the moving sea surface. Therefore, the channel model produces a coherence function which may be interpreted as a time-varying reflection coefficient for the surface scattered acoustical path. A static, range-independent ray model identifies the significant multipaths, and the surface path is modulated with the time-varying reflection coefficient. The advantages and limitations of the channel model are discussed and assumptions necessary to overcome the limitations are emphasised. Based on the assumptions, an algorithm has been developed and implemented to model how a binary message will be modulated when transmitted by a transducer, is distorted in the channel and finally is received by a transducer array     

A Variable-Rate Spread-Spectrum System for Underwater Acoustic Communications

A key research area in underwater acoustic (UWA) communication is the development of advanced modulation and detection schemes for improved performance and range-rate product. In this communication, we propose a variable-rate underwater data transmission system based on direct sequence spread spectrum (DSSS) and complementary code keying (CCK), particularly for shallow-water acoustic channels with severe multipath propagation. We provide a suboptimum receiver that consists of a bidirectional decision feedback equalizer (BiDFE) to cancel both postcursor and precursor intersymbol interference (ISI). We also develop iterative signal processing and time-reversal (TR) diversity processing to mitigate the effect of error propagation in BiDFE. We present performance analysis on bit error rate (BER) for different data rates. Our works show that this new variable-data-rate DSSS-CCK is a suitable candidate for UWA communications over varying channel conditions and distance.      

An initial demonstration of underwater acoustic communication using time reversal

In July 1999, an at-sea experiment to measure the focus of a 3.5-kHz centered time-reversal mirror (TRM) was conducted in three different environments: an absorptive bottom, a reflective bottom, and a sloping bottom. The experiment included a preliminary exploration of using a TRM to generate binary-phase shift keying communication sequences in each of these environments. Broadside communication transmissions were also made, and single-source communications were simulated using the measured-channel response. A comparison of the results is made and time reversal is shown to be an effective approach for mitigating inter-symbol interference caused by channel multipath.     

Potential performance of parametric communications

From a designer viewpoint, a parametric array should not appear different from any other type of acoustic transducer and should be described by a limited set of design equations together with their range of validity. In this paper, these design equations are stated and discussed. They are used to optimize the acoustic parameters of an underwater communication system using parametric transduction and to evaluate its performance in terms of signal-to-noise ratio and data-rate limits as a function of transmission range. It turns out that, for a maximum data transmission rate at a given range, there is a set of optimum design parameters which is a function of the array size only. This means that, once given an operational range, the primary frequency, the electrical power, the maximum acoustic source level, and the directionality of the transducer can be deduced directly from the array diameter     

Acoustic telemetry system for underwater control

Underwater acoustic communication in the multipath environment encountered in shallow water is restricted mostly by signal fading. It degrades the signal detection and time synchronization required for reliable acoustic communication. An approach to time synchronization and to the frequency diversity method is presented. A communication algorithm for obtaining a reliable acoustic underwater link, and offering an easy-to-implement decoding scheme is introduced, and system realization is described     

Multichannel processing of broad-band multiuser communicationsignals in shallow water acoustic channels

High-throughout multiple-access communication networks are being considered for use in underwater acoustic channels. Bandwidth limitations of underwater acoustic channels require receivers to process broad-band communications signals in the presence of several active users. To deal with the resulting multiple-access interference in addition to high intersymbol interference, the spatial variability of ocean multipath is exploited in a multichannel multiuser receiver. Two configurations of such a receiver, a centralized and a decentralized one, are presented in fully adaptive modes of operations. While greatly reducing intersymbol and multiple-access interference, spatial diversity implies high increase in adaptive multiuser receiver complexity. To reduce the complexity of the optimal multichannel combiner, spatial structure of multipath is exploited. The complexity of resulting adaptive decentralized multichannel multiuser receiver is reduced at almost no cost in performance. Comparison of proposed multichannel receivers in an experimental shallow water channel demonstrates superior performance of spatial signal combining. The use of multiple input channels is shown to provide high level of tolerance for the near-far effect in both centralized and decentralized receivers. Decentralized receiver with reduced-complexity combining is found to satisfy the performance/complexity trade-off required for practical receiver realization in shallow water networks     

Spatio-temporal processing of coherent acoustic communication datain shallow water

Achieving reliable underwater communication in shallow water is a difficult task because of the random time-varying nature of multipath propagation. When the product of Doppler-related signal bandwidth spread and multipath-related time spread of the channel is larger than one, some types of adaptive signal processing may not work very well. In this paper, various methods of coherent space-time processing are compared for a condition of a marginally overspread channel operating at 50 kHz. Various combinations of suboptimal spatially adaptive and time adaptive methods are considered. The coherent path beamformer (CPB) and recursive least squares (RLS) adaptive beamformer, both in combination with RLS time filtering, are analyzed. Also considered in the analysis is the combined RLS space-time optimal adaptive processor. Many experiments using broad-band phase-shift-keyed transmissions in shallow water have been conducted to provide data for testing these various processing methods. Because of the rapid time variation of the multipath, the product of bandwidth spread and time spread at this test site approached unity. In this environment, a suboptimal approach consisting of the adaptive beamformer followed by RLS equalization reduced reverberation and transmission errors     

MFSK水声通信接收系统中的幅度均衡设计

为了抗幅度随频率的衰减，提出了一种基于多频移频健控（MFSK）调制方式的水声通信接收系统中的幅度均衡技术，介绍了构成幅度均衡电路的基本原理以及在厦门港浅海域中的实验结果，实验结果表明，该技术能有效克服上系统中的信号民幅度随率的衰减问题。使接收到的图像清晰易读。     

Combined Geoacoustic Inversion of Propagation and Reverberation Data

Sonar performance predictions in shallow water are strongly dependent on good knowledge of the geoacoustic and scattering properties of the seabed. One technique to extract information about the bottom is to use a towed source and a towed horizontal array. This towed system has been shown to be applicable for characterizing the bottom properties locally by inversion of the acoustic signals received directly on the towed array at short ranges. The same towed system has also been applied to extract bottom properties from long-range reverberation data providing effective bottom properties over a large area. However, independent geoacoustic inversion of the short-range propagation and long-range reverberation data can introduce low sensitivity and uncertainty in the extracted bottom properties. An attempt to resolve this low sensitivity and ambiguity is made by a simultaneous geoacoustic inversion of short-range propagation and long-range reverberation data with the intention of constraining the possible solutions of the bottom properties.      

水声信道中一种抗多途跳频通信的研究

水声通道系统是当代海洋开发和海洋环境立体监测中的重要技术组成部分，广泛应用于海洋监测、海洋资源勘探和开发等方面。然而，水声信道的随机起伏、时－空－频变的多途特征使水声通信技术成为当代最为复杂的通信技术之一。本文介绍近年来在高速水声通信方面的一些研究进展，讨论了一种利用高速数字信号处理器（DSP）实现水声信道跳频通信的方案，并探讨了该方案在调制信号设计及信号处理实现上所采用的关键技术。     

Analysis of shallow-water experimental acoustic data including acomparison with a broad-band normal-mode-propagation model

Channel temporal variability, resulting from fluctuations in oceanographic parameters, is an important issue for reliable communications in shallow-water-long-range acoustic propagation. As part of an acoustic model validation exercise, audio-band acoustic data and oceanographic data were collected from shallow waters off the West Coast of Scotland. These data have been analyzed for temporal effects. The average impulse response for this channel has been compared with simulations using a fast broad-band normal-mode propagation model. In this paper, we also introduce a novel technique for estimating and removing the bistatic reverberation contribution from the data. As propagation models do not necessarily account for reverberation, it has to be extracted from the signals when comparing measured and modeled transmission loss     

基于LoRa的海洋多功能信标组网及特性研究

针对目前海洋观测网络通信距离、功耗、复杂度、抗干扰能力、成本之间的矛盾,提出了一种基于LoRa(long range)的海洋多功能信标组网观测系统。通过运用新型的LoRa调制技术,采用星型链路网络对多功能信标进行组网设计,并结合北斗通信,构建了一套覆盖范围广、功耗低,组网简单,抗干扰性强的海洋监测网络系统,能够有效实现近海和远海的全范围覆盖,同时降低了组网的成本。通过对多功能信标的低功耗设计,可有效降低信标功耗,延长了工作周期。通过室内和室外的模拟实验,验证了组网通信的有效性,以及远距离传输数据特性,为信标的升级设计和海洋组网观测打下了基础。     

水声通讯仪换能器系统的研制

利用溢流式换能器的液腔振动和径向振动耦合原理获得较宽的频率响应;采用声反射系统使换能器在垂直方向形成高指向性,换能器的方向性能指数增加２２ｄＢ。     

Statistics of broad-band bottom reverberation predictions in shallow-water waveguides

A new coherent reverberation model developed at the Naval Research Laboratory, Washington, DC, and the Supreme Allied Commander Atlantic Undersea Research Centre, La Spezia, Italy, is exercised in the 17-750-Hz band to estimate the degree of non-Rayleighness of shallow-water reverberation envelopes as a function of waveguide multipath, system bandwidth, directivity, and frequency. Findings suggest that reverberation from diffuse, but non-Gaussian, scatterer distributions is significantly more Rayleigh for multipath environments than for equivalent environments excited by a single or small number of modes or for broadside receiver array processing that extracts narrow angles of reception. These findings suggest that the problem of non-Rayleigh reverberation in shallow-water waveguides can be ameliorated through the use of tuned ensonification and reception schemes, which retain high probabilities of detection while reducing the associated probability of false alarm.     

Shipborne Underwater Acoustic Communication System and Sea Trials with Submersible Shenhai Yongshi

The Shipborne acoustic communication system of the submersible Shenhai Yongshi works in vertical, horizontal and slant channels according to the relative positions. For ease of use, an array combined by a vertical-cone directional transducer and a horizontal-toroid one is installed on the mothership. Improved techniques are proposed to combat adverse channel conditions, such as frequency selectivity, non-stationary ship noise, and Doppler effects of the platform’s nonlinear movement. For coherent modulation, a turbo-coded single-carrier scheme is used. In the receiver, the sparse decision-directed Normalized Least-Mean-Square soft equalizer automatically adjusts the tap pattern and weights according to the multipath structure, the two receivers’ asymmetry, the signal’s frequency selectivity and the noise’s spectrum fluctuation. The use of turbo code in turbo equalization significantly suppresses the error floor and decreases the equalizer’s iteration times, which is verified by both the extrinsic information transfer charts and bit-error-rate performance. For noncoherent modulation, a concatenated error correction scheme of nonbinary convolutional code and Hadamard code is adopted to utilize full frequency diversity. Robust and low-complexity synchronization techniques in the time and Doppler domains are proposed. Sea trials with the submersible to a maximum depth of over 4500 m show that the shipborne communication system performs robustly during the adverse conditions. From the ten-thousand communication records in the 28 dives in 2017, the failure rate of the coherent frames and that of the noncoherent packets are both below 10%, where both synchronization errors and decoding errors are taken into account.     

基于无人机自组网的空海一体化组网观测技术

本文在分析海面无线通信信道特性与多径衰落参数的基础上,综述了海面观测组网通信与无人机观测等海洋监测方法,以及无线传感器网络与无线自组织网络协同作业观测技术。然后,分析了无线Mesh网络协议架构与自组织网络路由协议,以及适合于海上通信的AODV协议与OLSR协议,为空海一体化机动组网观测应用设计提供参考。     

The influence of underwater data transmission sounds on the displacement behaviour of captive harbour seals (Phoca vitulina)

To prevent grounding of ships and collisions between ships in shallow coastal waters, an underwater data collection and communication network (ACME) using underwater sounds to encode and transmit data is currently under development. Marine mammals might be affected by ACME sounds since they may use sound of a similar frequency (around 12 kHz) for communication, orientation, and prey location. If marine mammals tend to avoid the vicinity of the acoustic transmitters, they may be kept away from ecologically important areas by ACME sounds. One marine mammal species that may be affected in the North Sea is the harbour seal (Phoca vitulina). No information is available on the effects of ACME-like sounds on harbour seals, so this study was carried out as part of an environmental impact assessment program. Nine captive harbour seals were subjected to four sound types, three of which may be used in the underwater acoustic data communication network. The effect of each sound was judged by comparing the animals' location in a pool during test periods to that during baseline periods, during which no sound was produced. Each of the four sounds could be made into a deterrent by increasing its amplitude. The seals reacted by swimming away from the sound source. The sound pressure level (SPL) at the acoustic discomfort threshold was established for each of the four sounds. The acoustic discomfort threshold is defined as the boundary between the areas that the animals generally occupied during the transmission of the sounds and the areas that they generally did not enter during transmission. The SPLs at the acoustic discomfort thresholds were similar for each of the sounds (107 dB re 1 microPa). Based on this discomfort threshold SPL, discomfort zones at sea for several source levels (130-180 dB re 1 microPa) of the sounds were calculated, using a guideline sound propagation model for shallow water. The discomfort zone is defined as the area around a sound source that harbour seals are expected to avoid. The definition of the discomfort zone is based on behavioural discomfort, and does not necessarily coincide with the physical discomfort zone. Based on these results, source levels can be selected that have an acceptable effect on harbour seals in particular areas. The discomfort zone of a communication sound depends on the sound, the source level, and the propagation characteristics of the area in which the sound system is operational. The source level of the communication system should be adapted to each area (taking into account the width of a sea arm, the local sound propagation, and the importance of an area to the affected species). The discomfort zone should not coincide with ecologically important areas (for instance resting, breeding, suckling, and feeding areas), or routes between these areas.     

Analysis of channel effects on direct-sequence and frequency-hoppedspread-spectrum acoustic communication

Multiuser underwater acoustic communication is one of the enabling technologies for the autonomous ocean-sampling network (AOSN). Multiuser communication allows vehicles, moorings, and bottom instruments to interact without human intervention to perform adaptive sampling tasks. In addition, multiuser communication may be used to send data from many autonomous users to one buoy with RF communications capability, which will then forward the information to shore. The two major signaling techniques for multiuser acoustic communication are phase-shift keying (PSK) direct-sequence spread-spectrum (DSSS) and frequency-shift keying (FSK) frequency-hopped spread-spectrum (FHSS). Selecting between these two techniques requires not only a study of their performance under multiuser conditions, but also an analysis of the impact of the underwater acoustic channel. In the case of DSSS, limitations in temporal coherence of the channel affect the maximum spreading factor, leading to situations that may be better suited to FHSS signals. Conversely, the multipath resolving properties of DSSS minimize the effects of frequency-selective fading that degrade the performance of FSK modulation. Two direct-sequence receivers potentially suitable for the underwater channel are presented. The first utilizes standard despreading followed by decision-directed gain and phase tracking. The second uses chip-rate adaptive filtering and phase tracking prior to despreading. Results from shallow water testing in two different scenarios are presented to illustrate the techniques and their performance