Amplification of flood discharge caused by the cascading failure of landslide dams

The cascading failure of multiple landslide dams can trigger a larger peak flood discharge than that caused by a single dam failure.Therefore,for an accurate numerical simulation,it is essential to elucidate the primary factors affecting the peak discharge of the flood caused by a cascading failure,which is the purpose of the current study.First,flume experiments were done on the cascading failure of two landslide dams under different upstream dam heights,downstream dam heights,and initial downstream reservoir water volumes.Then,the experimental results were reproduced using a numerical simulation model representing landslide dam erosion resulting from overtopping flow.Finally,the factors influencing the peak flood discharge caused by the cascading failure were analyzed using the numerical simulation model.Experimental results indicated that the inflow discharge into the downstream dam at the time when the downstream dam height began to rapidly erode was the main factor responsible for a cascading failure generating a larger peak flood discharge than that generated by a single dam failure.Furthermore,the results of a sensitivity analysis suggested that the upstream and downstream dam heights,initial water volume in the reservoir of the downstream dam,upstream and downstream dam crest lengths,and distance between two dams were among the most important factors in predicting the flood discharge caused by the cascading failure of multiple landslide dams.     

Evaluation of dam overtopping probability induced by flood and wind

This study develops a probability-based methodology to evaluate dam overtopping probability that accounts for the uncertainties arising from wind speed and peak flood. A wind speed frequency model and flood frequency analysis, including various distribution types and uncertainties in their parameters, are presented. Furthermore, dam overtopping probabilities based on monthly maximum (MMax) series models are compared with those of the annual maximum (AMax) series models. An efficient sampling scheme, which is a combination of importance sampling (IS) and Latin Hypercube sampling (LHS) methods, is proposed to generate samples of peak flow rate and wind speed especially for rare events. Reservoir routing, which incorporates operation rules, wind setup, and run-up, is used to evaluate dam overtopping probability.     

Optimization and uncertainty analysis of operational policies for multipurpose reservoir system

This paper presents optimization and uncertainty analysis of operation policies for Hirakud reservoir system in Orissa state, India. The Hirakud reservoir project serves multiple purposes such as flood control, irrigation and power generation in that order of priority. A 10-daily reservoir operation model is formulated to maximize annual hydropower production subjected to satisfying flood control restrictions, irrigation requirements, and various other physical and technical constraints. The reservoir operational model is solved by using elitist-mutated particle swarm optimization (EMPSO) method, and the uncertainty in release decisions and end-storages are analyzed. On comparing the annual hydropower production obtained by EMPSO method with historical annual hydropower, it is found that there is a greater chance of improving the system performance by optimally operating the reservoir system. The analysis also reveals that the inflow into reservoir is highly uncertain variable, which significantly influences the operational decisions for reservoir system. Hence, in order to account uncertainty in inflow, the reservoir operation model is solved for different exceedance probabilities of inflows. The uncertainty in inflows is represented through probability distributions such as normal, lognormal, exponential and generalized extreme value distributions; and the best fit model is selected to obtain inflows for different exceedance probabilities. Then the reservoir operation model is solved using EMPSO method to arrive at suitable operational policies corresponding to various inflow scenarios. The results show that the amount of annual hydropower generated decreases as the value of inflow exceedance probability increases. The obtained operational polices provides confidence in release decisions, therefore these could be useful for reservoir operation.     

Dam overtopping risk assessment considering inspection program

Safety inspection of large dams in Taiwan is conducted every 5 years. The practice does not take into consideration uncertainty of dam conditions. The goal of this study is to determine the optimal dam inspection interval under the consideration of overtopping risk incorporating uncertainty gate availability. In earlier studies, assessment of overtopping risk only considered the uncertainties in reservoir properties and natural randomness of hydrologic events without giving much thought to the availability of spillway gates. As a result, the overtopping risk could be underestimated. In this study, an innovative concept is proposed to evaluate dam overtopping by taking into account spillway gate availability. The framework consists of three parts: (1) evaluation of conditional overtopping risk for different numbers of malfunctioning spillway gates; (2) evaluation of spillway gate availability; and (3) dam inspection scheduling. Furthermore, considerations are given to overtopping risk, inspection cost, and dam break cost for determining the optimal inspection schedule. The methodology is applied to the Shihmen Reservoir in Taiwan and to evaluate its time-dependent overtopping risk. Results show that overtopping risk considering the availability of the spillway gates is higher than the one without considering the availability of the spillway gates.     

Quantifying differences between reservoir inflows and dam site floods using frequency and risk analysis methods

Reservoirs are the most important constructions for water resources management and flood control. Great concern has been paid to the effects of reservoir on downstream area and the differences between inflows and dam site floods due to the changes of upstream flow generation and concentration conditions after reservoir’s impoundment. These differences result in inconsistency between inflow quantiles and the reservoir design criteria derived by dam site flood series, which can be a potential risk and must be quantificationally evaluated. In this study, flood frequency analysis (FFA) and flood control risk analysis (FCRA) methods are used with the long reservoir inflow series derived from a multiple inputs and single output model and a copula-based inflow estimation model. The results of FFA and FCRA are compared and the influences on reservoir flood management are also discussed. The Three Gorges Reservoir (TGR) in China is selected as a case study. Results show that the differences between the TGR inflow and dam site floods are significant which result in changes on its flood control risk rates. The mean values of TGR’s annual maximum inflow peak discharge and 3 days flood volume have increased 5.58 and 3.85% than the dam site ones, while declined by 1.82 and 1.72% for the annual maximum 7 and 15 days flood volumes. The flood control risk rates of middle and small flood events are increased while extreme flood events are declined. It is shown that the TGR can satisfy the flood control task under current hydrologic regime and the results can offer references for better management of the TGR.     

Risk analysis for clustered check dams due to heavy rainfall

Check dams are commonly constructed around the world for alleviating soil erosion and preventing sedimentation of downstream rivers and reservoirs.Check dams are more vulnerable to failure due to their less stringent flood control standards compared to other dams.Determining the critical precipitation that will result in overtopping of a dam is a useful approach to assessing the risk of failure on a probabilistic basis and for providing early warning in case of an emergency.However,many check dams are built in groups,spreading in several tributaries in cascade forms,comprising a complex network.Determining the critical precipitation for dam overtopping requires a knowledge of its upstream dams on whether they survived or were overtopped during the same storm,while these upstream dams in turn need the information for their upstream dams.The current paper presents an approach of decomposing the dam cluster into(1)the heading dam,(2)border dams,and(3)intermediate dams.The algorithm begins with the border dams that have no upstream dams and proceeds with upgraded maps without the previous border dams until all the dams have been checked.It is believed that this approach is applicable for small-scale check dam systems where the time lag of flood routing can be neglected.As a pilot study,the current paper presents the analytical results for the Wangmaogou Check Dam System that has 22 dams connected in series and parallel.The algorithm clearly identified 7 surviving dams,with the remaining ones being overtopped for a storm of 179.6 mm in 12 h,which is associated with a return period of one in 200 years.     

Hydrological risk analysis of dam overtopping using bivariate statistical approach: a case study from Geheyan Reservoir,China

Hydrological risk analysis is essential and provides useful information for dam safety management and decision-making. This study presents the application of bivariate flood frequency analysis to risk analysis of dam overtopping for Geheyan Reservoir in China. The dependence between the flood peak and volume is modelled with the copula function. A Monte Carlo procedure is conducted to generate 100,000 random flood peak-volume pairs, which are subsequently transformed to corresponding design flood hydrographs (DFHs) by amplifying the selected annual maximum flood hydrographs (AMFHs). These synthetic DFHs are routed through the reservoir to obtain the frequency curve of maximum water level and assess the risk of dam overtopping. Sensitive analysis is performed to investigate the influence of different AMFH shapes and correlation coefficients of flood peak and volume on estimated overtopping risks. The results show that synthetic DFH with AMFH shape characterized by a delayed time to peak results in higher risk, and therefore highlight the importance of including a range of possible AMFH shapes in the dam risk analysis. It is also demonstrated that the overtopping risk is increased as the correlation coefficient of flood peak and volume increases and underestimated in the independence case (i.e. traditional univariate approach), while overestimated in the full dependence case. The bivariate statistical approach based on copulas can effectively capture the actual dependence between flood peak and volume, which should be preferred in the dam risk analysis practice.     

Safety assessment for dams of the cascade reservoirs system of Lancang River in extreme situations

Numerous dams have been constructed in the midstream and downstream regions of Lancang River, which form a complex cascade reservoirs system. The safety of dams is critical for water resource management of the whole system. To check the safety of dams, this study used the MIKE 11 model to simulate flood routing along the Lancang River from Xiaowan dam to Jinghong dam under extreme situations of 100-, 500-, 1000-, 5000-, and 10,000-year design floods throughout the whole cascade reservoirs system. The design flood events used as the input for the MIKE 11 model contains the design flood hydrograph of the upstream reservoirs and corresponding flood hydrographs of the intermediate areas. The design flood hydrograph of the upstream reservoirs was obtained using the Equal Frequency Factor Method, and the corresponding flood hydrograph of the intermediate areas was obtained using the Equivalent Frequency Regional Composition Method. The results show that all dams are safe for the 100-, 500-, 1000-, and 5000-year design flood situations throughout the whole cascade reservoirs system, whereas the Manwan and Jinghong dams have a risk of overtopping under a 10,000-year design flood. The curves showing the relationship between the highest water level and return period for the dams are also presented.     

Dam breach simulations with multiple breach locations under wind and wave actions

Multiple breaches of a dam resulting from wind-generated waves and wave overtopping are studied for a hypothetical long non-cohesive earthen dam with an uneven crest. Both wind speed and direction affect breach locations and outflow for a particular reservoir surface geometry. Locations on the dam with longer fetches along the wind direction are more subject to wave overtopping and breaching than other locations. Higher wind speeds lead to wave overtopping and dam breaches under larger freeboards than lower wind speeds. For a specified inflow hydrograph and spillway configuration, there exists a location at which the smallest estimated peak outflow occurs among all possible breach locations and the pool drops too quickly for additional breaches to develop. Using this location for a fuse plug or a pilot channel could minimize downstream impact, perhaps as an interim or emergency measure for a dam with inadequate spillway capacity.     

Fifteen-stage operation of gated spillways for flood routing management through artificial reservoirs

Abstract

A procedure to identify sets of operational rules for gated spillways for optimal flood routing management of artificial reservoirs is proposed. The flood retention storage of a dam having a gated flood spillway is divided into 15 sub-storages whose surface elevations are identified as critical levels. The most suitable operation set for the downstream conditions and for the dam can be chosen from many derived operation sets. The spillway gates are operated in an optimum way for any floods from very small magnitudes to the probable maximum flood (PMF), without having to forecast the actual magnitude of the incoming flood hydrograph. Decision floods are formed by dividing the PMF into 15 sub-hydrographs by 5 and 10% increments in the ranges 5–50% and 50–100% of the PMF, respectively. Many potential spillway gate openings from closed to fully open are chosen initially. As a result of a series of routing simulations of 15 decision floods, a set of 15 gate openings is determined such that all floods from very small magnitudes to the PMF may be routed without overtopping the dam crest. Next, a few more 15-stage operation rules are determined such that the gate openings of the initial stages are decreased as their critical levels are increased stepwise, with the objective of attenuating smaller floods more effectively and releasing higher outflows for larger floods close to and including the PMF. The developed model is applied to the Catalan and Aslantas dams in Turkey, both of which serve for flood mitigation as well as hydropower generation.

Citation Haktanir, T., Citakoglu, H., and Acanal, N., 2013. Fifteen-stage operation of gated spillways for flood routing management through artificial reservoirs. Hydrological Sciences Journal, 58 (5), 1013–1031.

Editor Z.W. Kundzewicz; Associate editor A. Montanari     

A neural network based general reservoir operation scheme

Construction of dams and the resulting water impoundments are one of the most common engineering procedures implemented on river systems globally; yet simulating reservoir operation at the regional and global scales remains a challenge in human–earth system interactions studies. Developing a general reservoir operating scheme suitable for use in large-scale hydrological models can improve our understanding of the broad impacts of dams operation. Here we present a novel use of artificial neural networks to map the general input/output relationships in actual operating rules of real world dams. We developed a new general reservoir operation scheme (GROS) which may be added to daily hydrologic routing models for simulating the releases from dams, in regional and global-scale studies. We show the advantage of our model in distinguishing between dams with various storage capacities by demonstrating how it modifies the reservoir operation in respond to changes in capacity of dams. Embedding GROS in a water balance model, we analyze the hydrological impact of dam size as well as their distribution pattern within a drainage basin and conclude that for large-scale studies it is generally acceptable to aggregate the capacity of smaller dams and instead model a hypothetical larger dam with the same total storage capacity; however we suggest limiting the aggregation area to HUC 8 sub-basins (approximately equal to the area of a 60 km or a 30 arc minute grid cell) to avoid exaggerated results.     

Estimation of reservoir flood control operation risks with considering inflow forecasting errors

A method for quantifying inflow forecasting errors and their impact on reservoir flood control operations is proposed. This approach requires the identification of the probability distributions and uncertainty transfer scheme for the inflow forecasting errors. Accordingly, the probability distributions of the errors are inferred through deducing the relationship between its standard deviation and the forecasting accuracy quantified by the Nash–Sutcliffe efficiency coefficient. The traditional deterministic flood routing process is treated as a diffusion stochastic process. The diffusion coefficient is related to the forecasting accuracy, through which the forecasting errors are indirectly related to the sources of reservoir operation risks. The associated risks are derived by solving the stochastic differential equation of reservoir flood routing via the forward Euler method. The Geheyan reservoir in China is selected as a case study. The hydrological forecasting model for this basin is established and verified. The flood control operation risks in the forecast-based pre-release operation mode for different forecasting accuracies are estimated by the proposed approach. Application results show that the proposed method can provide a useful tool for reservoir operation risk estimation and management.     

Improvement of SWAT2000 modelling to assess the impact of dams and sluices on streamflow in the Huai River basin of China

Hydrological simulation and assessment in a dam–sluice regulated river basin are a complex and challenging issue. In this article, an improved SWAT2000 modelling system was developed that incorporated the Shuffled complex evolution (SCE‐UA) optimization algorithm and the multi‐site and multi‐objective calibration strategy. The implication of multi‐objective is different for different types of outlets, i.e. streamflow for an ordinary outlet, inflow for a sluice, and water storage for a reservoir. Model parameters were redefined to improve model simulations. The surface runoff lag time (SURLAG) was extended as a spatially distributed parameter, and a correction coefficient was introduced to modify the saturated hydraulic conductivity. The modelling system was then applied to the Huai River basin of China under various climatic conditions, including a very dry year (1999), a dry year (1981), an average year (1971), and wet year (1991). In all, 26 dams and 35 sluices were considered, among which about 20 dams/sluices were used for model calibration. The impact assessment primarily focused on the very dry year (1999). The results indicated that the released water from large reservoirs was blocked in the river channels by sluices located downstream. In the very dry year, the dam–sluice operations could result in an increase of the runoff volume during the non‐flood season and a decrease in runoff during the flood season, but the changing magnitude during the non‐flood season was much greater. An important conclusion of this case study is that the sluices in the Sha‐Yin branch located in the north region and the dams in the southern mountainous region above the Wangjiaba Hydrological Station have played the most significant role in regulating the streamflow of the entire river basin. The methods addressed in this article can simulate hydrological regime in the river basins regulated by dams and sluices under different climatic conditions at the whole‐watershed scale. Copyright © 2010 John Wiley & Sons, Ltd.     

基于Copula函数的连河通江湖泊防洪安全设计:以洪泽湖为例

湖泊作为一种蓄水单元,尤其是大型过水性湖泊,是一种典型的平原型水库,在功能上与山谷型水库具有许多相似之处,但由于其特殊的地理地形构造,使得入湖洪水过程与入库洪水过程存在着较大的差异.在防洪安全设计研究中,山谷型水库关注的多是坝址洪水,即总的入库洪水过程,而对于湖泊来说,还需要关注各个分区的入湖洪水过程对湖区洪水演进的影响.针对大型过水性湖泊入湖洪水特征,本文采用Copula函数构造了多个联合分布函数,提出了一套基于总的入湖洪水过程推导各个分区入湖洪水过程置信区间的方法.以洪泽湖为应用实例,结果表明:1)在联合重现期已知的情况下,该方法能够确定总入湖洪量与洪峰的95%置信区间;2)该方法通过径流相关性分析对入湖河道合并聚类,形成分区入湖过程,既考虑了河道间天然的水文、水力联系,又避免了联合分布函数维度过高的问题;3)在总入湖洪量已知的情况下,该方法能够确定各分区入湖洪量分配95%置信区域.该方法具有较强的统计理论基础,拓展了多变量洪水频率分析技术在水利工程实际中的应用范围.     

水库大坝的震害调查评估方法研究.

水库大坝震害具有与其它建筑物震害不同的类型和特性,目前对水库大坝的震害评估尚无统一标准.本文通过研究分析建国以来19次大地震对水库大坝造成的震害调查资料,并结合笔者以往的震害调查经验,总结了水库大坝的震害调查方法,制定出了水库大坝震害评估等级表.利用该表可以比较准确和客观地评估出水库大坝的震害水平,为采取相应的应急预案和评估灾害损失提供依据.     

Numerical simulation of catastrophic flood: the case study of hypothetical failure of the Bielkowo hydro-power plant reservoir

The numerical modeling of flood wave propagation following the hypothetical breaks of the embankments of the Bielkowo hydro-power plant storage reservoir (Kolbudy II Reservoir) on the Radunia River in Poland has been presented. The results of computations were used to estimate the parameters of the flood waves, which are indispensable for the flood zone determination and mapping and then for the flood risk analysis. When estimating the reach and area of the inundation, related to the embankments failures, digital terrain model, and mathematical model of flood wave propagation are necessary. For the numerical simulations of flood, the mathematical model of free surface, two-dimensional unsteady water flow was applied. Four locations of potential breaks of the reservoir embankments were considered. The computed flood zones were presented on the flood hazard maps. The maps have been used by the local authorities and the dam owner to manage the flood risk related to hydro-power plants operations on the Radunia River. This type of research has been done for the first time for the water plant managed by the ENERGA Elektrownie Straszyn.     

Variability of the useful life of reservoirs in tropical locations: A case study from the Burdekin Falls Dam,Australia

Large dam construction for irrigation, hydropower, water supply, and flood control in tropical to sub-tropical areas increased markedly after 1950. Many of the dams built during this period have filled with sediment and no longer perform to their original design specifications; in many cases, forecast dam life was greatly overestimated. This study investigates the useful life of Burdekin Falls Dam (BFD), northeastern Australia and compares the findings with other tropical reservoirs. Using two independent methods it is estimated that between 61 and 65 million m³ of sediment has been deposited in the reservoir over the 24 years of operation through 2011. This sediment volume equates to an average of 0.15% of capacity lost per year since construction was completed. If current sediment loads/climate regimes persist, reservoir capacity will be reduced by 50% after 345 years. However, the useful life of the BFD reduces to just 276 years when drawdown data are considered; these data show reservoir use would be affected once 40% of storage was filled with sediment, with a 60% drawdown return period of 1 in 15 years. When compared to similar large tropical to sub-tropical reservoirs, the BFD has a slightly longer reservoir useful life than dams in India and a much longer half-life than for both similar-sized and larger dams in China, Brazil, and Iran. Properties of the BFD that promote a longer useful life include a lower trap efficiency, relatively low annual sediment load delivered to the reservoir, limited sediment deposition behind the dam wall (and uniform distribution of deposited sediment), and the export of highly turbid annual floodwaters before settling and deposition of any remaining sediment within the reservoir.     

Seismicity assessment using earthquake catalogues with uncertain and incomplete data: probabilistic formulation

A novel generalized probabilistic formulation is proposed to assess seismicity using earthquake catalogues with uncertain and incomplete data. The seismicity, described by the complete exceedance rate of magnitudes, is estimated starting from a consistent incomplete exceedance rate which is rationally linked to the catalogue data. Complete and incomplete exceedance rates are represented by similar functional forms and they are related by a completeness function, which expresses the probability that an event is included in a data set. Completeness is considered uncertain and it is defined by a suitable, continuous, analytical, magnitude dependent function. The importance of this work lies on its applicability because it can be useful in seismic zones where information about seismic activity is scarce or simply when the catalogue is incomplete in a range of magnitudes that can have a significant influence on the seismic hazard analysis and on the resulting seismic risk assessment. Moreover, it can also be applied in the common case when the catalogue is considered complete above a given magnitude threshold. Numerical examples are presented to illustrate the influence of catalogue incompleteness on the complete exceedance rate estimations. In companion papers, attention is focused on the estimation of completeness probabilities of available catalogues and on parameter estimation of the exceedance rate functions.     

Unbiased estimation of flood risk with the GEV distribution

Conventional flood frequency analysis is concerned with providing an unbiased estimate of the magnitude of the design flow exceeded with the probabilityp, but sampling uncertainties imply that such estimates will, on average, be exceeded more frequently. An alternative approach is therefore, to derive an estimator which gives an unbiased estimate of flow risk: the difference between the two magnitudes reflects uncertainties in parameter estimation. An empirical procedure has been developed to estimate the mean true exceedance probabilities of conventional estimates made using a GEV distribution fitted by probability weighted moments, and adjustment factors have been determined to enable the estimation of flood magnitudes exceeded with, on average, the desired probability.     

Evaluation of risk concepts in partial duration series

Conventional design practice aims at obtaining optimal estimates of floods with specified exceedance probabilities. Such estimates are, however, known on the average to be exceeded more frequently than expected. Alternatively, methods focusing on the expected exceedance probability can be used. Two different methods are considered here; the first is based on the sample distribution of true exceedance probabilities. The second is a Bayesian analogue using the likelihood function and a noninformative prior to describe the variability of exceedance probabilities. Appropriate analytical solutions are presented in both cases using the partial duration series approach.