均质土坝非平稳随机地震反应分析

考虑地震荷载的随机性及强度、频率的非平稳性,基于作者提出的适用于非平稳随机过程的一般随机地震动模型,采用虚拟激励法,建立了非平稳随机地震反应分析方法,并将其应用于某实际均质土坝动力分析中。土石坝及坝基体系采用整体有限元离散,坝体和坝基材料的动力非线性性能以等效线性化方法考虑。首先,基于目标加速度时程的强度和能量信息,确定了作为输入的加速度时—频演变功率谱密度;其次,比较了确定性时程动力分析和非平稳随机分析的结果,探讨了频率非平稳随机地震激励下的土石坝地震反应特性;最后,比较了2种不同坝基条件下的土石坝非平稳随机地震反应,探讨了频率非平稳随机激励下的土石—坝基动力相互作用。分析结果表明：地震动的频率非平稳性对土石坝动力反应有一定影响;坝体—坝基动力相互作用在地震过程中的不同阶段表现有所不同,主震阶段的相互作用显著。     

Seismic dynamic response by approximate methods

Current seismic safety evaluation for earth dams relies on approximate methods of analysis for prediction of non-linear, transient, dynamic response. One of these approximate methods uses a Strain Reduction Factor (SRF), and has been widely applied in a variety of one-dimensional and two-dimensional soil structural analyses. A second method considered, Equivalent Temporal Damping (ETD), has been previously applied to several seismic dynamic analyses of earth dams. The relative accuracy of the two methods is assessed by comparing them with incremental plasticity, nearly exact numerical solutions. For a simple shear element subjected to deterministic and non-stationary random input accelerations, a serious overprediction of the maximum peak shear response occurs by the SRF method, whereas the ETD results agree very closely with the incremental plasticity solutions. The SRF and ETD methods are also applied to seismic dynamic response analysis of a Vertical Soil Column system, and the same trends as established in the previous case are observed. It is concluded that, in lieu of combined incremental plasticity and finite difference or finite element numerical solutions, the ETD approach is the more accurate of the methods tested for seismic dynamic response analysis of earth dams.     

Effect of travelling waves on stochastic seismic response and dynamic reliability of a long-span bridge on soft soil

It is generally known that the variability of earthquake ground motion is mainly in time and space. To investigate the impact of this variability on the seismic performance of a long-span flexible structure, we discuss the seismic dynamic responses of a real bridge subjected to stochastic seismic ground motion. We incorporate the effect of wave passage by means of the method of probability density evolution based on dynamic time-history analysis from the perspective of stochastic dynamics. First, we introduce the theory of probability density evolution and a category of stochastic seismic model. We then conduct a series of deterministic seismic dynamic analyses of the bridge to establish the probability density equation. Eventually, we obtain the probability information at the level of the probability density function of the seismic response by solving the probability-density evolution equation. The results show that the impact of travelling waves on a long-span structure is related to the characteristics of the earthquake ground motion and the structure, and that travelling waves increase the variability of the seismic response.     

汶川大地震中土坝破坏程度与坝体几何形状的关系分析

调查、搜集和研究了汶川地震中被评定为高危以上险情的147座小型水库土坝的地震破坏情况,给出了高危以上险情土坝的地震破坏程度划分为中等破坏、严重破坏和极严重破坏三个等级的原则和标准,以及土坝的地震破坏程度与地震烈度、土坝的宽高比、上游坡比、坝高的经验关系表,可发现:土坝的几何形状对其破坏程度起着重要的作用;对于6～8度地震烈度区,土坝的宽高比越小,或上游坡比越小,或坝体越高,则土坝的破坏程度越严重;对于9度以上地震烈度区,土坝通常发生极严重破坏。依据高危以上险情土坝的地震反应分析结果,给出了土坝地震破坏程度与土坝宽高比、坝高、土坝上游坡比及坝顶加速度放大系数、坝体最大动剪应力的经验关系曲线,发现在相同的地震烈度水平下,土坝的宽高比越小,或上游坡比越小,或坝高越大,且坝顶加速度放大系数越大或坝体最大动剪应力越大,则其地震破坏程度越严重;坝体最大动剪应力超过30kPa的土坝,通常发生严重或极严重破坏,坝体最大动剪应力大于100kPa的土坝,通常发生极严重破坏;土坝离发震断层越远,则其坝顶加速度放大系数越大。本文给出的高危以上险情土坝的地震破坏程度与坝体几何形状的经验关系,可为今后土坝抗震设计提供参考依据。     

多维地震动各方向相关性对拱坝动应力的影响

本文将随机振动的虚拟激励法与拱坝-地基动力相互作用FE-BE-IBE时域模型结合，发展了一个可以考虑多维随机地震动作用下的拱坝动力响应计算模型，并用Monte Garlo方法对模型进行了验证，计算结果表明，地震动分量的相关性对结构的动力响应存在一定影响，合理考虑地震动各方向分量的相关性可以更好地计算实际地震作用下的拱坝动力响应。     

Seismic performance sensitivity and uncertainty analysis of gravity dams

Uncertainties in structural engineering are often arising from the modeling assumptions and errors, or from variability in input loadings. A practical approach for dealing with them is to perform sensitivity and uncertainty analysis in the framework of stochastic and probabilistic methods. These analyses can be statically and dynamically performed through nonlinear static pushover and IDA techniques, respectively. Of the existing structures, concrete gravity dams are infrastructures which may encounter many uncertainties. In this research, probabilistic analysis of the seismic performance of gravity dams is presented. The main characteristics of the nonlinear tensile behavior of mass concrete, along with the intensity of earthquake excitations are considered as random variables in the probabilistic analysis. Using the tallest non‐overflow monolith of the Pine Flat gravity dam as a case study, its response under static and dynamic situations is reliably examined utilizing different combinations of parameters in the material and the seismic loading. The sensitivity analysis reveals the relative importance of each parameter independently. It will be shown that the undamaged modulus of elasticity and tensile strength of mass concrete have more significant roles on the seismic resistance of the dam than the ultimate inelastic tensile strain. In order to propagate the parametric uncertainty to the actual seismic performance of the dam, probabilistic simulation methods such as Monte Carlo simulation with Latin hypercube sampling, and approximate moment estimation techniques will be used. The final results illustrate the possibility of using a mean‐parameter dam model to estimate the mean seismic performance of the dam. Copyright © 2014 John Wiley & Sons, Ltd.     

土石坝地震响应的非线性剪切条模型与对比分析

对一维剪切条计算模型进行改进,提出了土石坝非线性地震反应的简化计算方法。首先将坝体沿坝高离散为一系列的具有不同剪切刚度与阻尼比等参数特性的层状体系,建立了各层的振动控制方程及其边值条件,进而采用数学物理方程方法进行了求解,确定了体系的振动特性,并根据振型叠加原理和Duhamel积分确定了坝体地震反应的线弹性解。采用等价线性化方法考虑坝料的动力非线性性质,通过对线弹性地震响应的反复迭代计算,使得各层土的模量和阻尼比与其相应的剪应变水平相协调,确定出与非线性坝体系统相等效的线性解答,并将所得到的地震响应作为非线性地震响应的近似解。最后,以均质坝和心墙坝作为算例进行了具体的数值计算,将所得结果与有限元数值解进行对比分析,论证了所提方法的适用性和合理性。     

汶川地震震损水库土坝动力反应与几何坝形的经验关系

在5·12汶川地震后的四川省水库土坝震害调查成果的基础上,选取汶川地震中受损的有完整资料的96座水库土坝为研究对象,应用等效线性模型对土坝进行了二维动力反应分析。选择3条有代表性的汶川地震实测记录,以三水准峰值加速度输入,得到土坝的动力反应（放大系数、最大动剪应力）与土坝几何形状（宽高比、上游坡比、坝高）间的经验关系。结果表明,土坝放大系数和最大动剪应力随着宽高比和上游坡比的增大而减小,随着坝高的增大而增大;输入波的频谱和峰值强度均对土坝动力反应与其几何形状的经验关系有重要影响。     

Overview of the seismic input at dam sites in China

The current Chinese national standard, the Standard for Seismic Design of Hydraulic Structures (GB51247), released in 2018, is strictly based on China’s national conditions and dam engineering features. A comprehensive and systematic overview of the basis of the seismic fortification requirements, the framework of the fortification criteria, and the mechanisms of seismic input related to the seismic design of dams are presented herein. We first analyzed and clarified several conceptual aspects in traditional seismic design of dams. Then, for the seismic input at the dam site described in the first national standard for hydraulic structures, we expounded innovative concepts, ideas, and methods to make relevant provisions more realistic and practical and discussed whether reservoir earthquakes must be included in the seismic fortification framework of dams. This study seeks to incorporate seismic input at the dam site into traditional seismic design practice to promote its improvement from the quasi-static method to the dynamic method and from the closed vibration system to an open wave propagation system, to ensure that the seismic design of dams becomes more reasonable, reliable, scientific, and economic.     

基于Marc二次开发实现粘弹性人工边界和振型分解反应谱法

新版《水电工程水工建筑物抗震设计规范》（NB35047-2015）中规定:"抗震设防类别为甲类的混凝土坝应考虑远域地基的辐射阻尼效应"。针对通用商业有限元软件Marc在振型分解反应谱法中的不足,且缺少时程分析法中模拟地基辐射阻尼效应的粘弹性人工边界,采用Fortran语言编制相应的独立程序及二次开发程序,以便在Mrac软件中精确实现新规范要求下的混凝土坝抗震安全评价。数值算例和工程实例分析结果验证了基于Marc二次开发实施思路和自编程序的正确性;重力坝抗震薄弱部位主要为坝体断面突变处,考虑无限地基的辐射阻尼效应后,坝体地震动力响应明显下降。     

Seismic stability of concrete gravity dams strengthened by rockfill buttressing

Rockfill buttressing resting on the downstream face of masonry or concrete gravity dam is often considered as a strengthening method to improve the stability of existing dam for hydrostatic and seismic loads. Simplified methods for seismic stability analysis of composite concrete-rockfill dams are discussed. Numerical analyses are performed using a nonlinear rockfill model and nonlinear dam-rockfill interface behavior to investigate the effects of backfill on dynamic response of composite dams. A typical 35 m concrete gravity dam, strengthened by rockfill buttressing is considered. The results of analyses confirm that backfill can improve the seismic stability of gravity dams by exerting pressure on the dam in opposition to hydrostatic loads. According to numerical analyses results, the backfill pressures vary during earthquake base excitations and the inertia forces of the backfill are the main source for those variations. It is also shown that significant passive (or active) pressure cannot develop in composite dams with a finite backfill width. A simplified model is also proposed for dynamic analysis of composite dam by replacing the backfill with by a series of vertical cantilever shear beams connected to each other and to the dam by flexible links.     

Seismic safety of high concrete dams

China is a country of high seismicity with many hydropower resources. Recently,a series of high arch dams have either been completed or are being constructed in seismic regions,of which most are concrete dams. The evaluation of seismic safety often becomes a critical problem in dam design. In this paper,a brief introduction to major progress in the research on seismic aspects of large concrete dams,conducted mainly at the Institute of Water Resources and Hydropower Research(IWHR) during the past 60 years,is presented. The dam site-specific ground motion input,improved response analysis,dynamic model test verification,field experiment investigations,dynamic behavior of dam concrete,and seismic monitoring and observation are described. Methods to prevent collapse of high concrete dams under maximum credible earthquakes are discussed.     

高压断路器隔震体系抗震可靠度分析

给出了基于随机地震动模型的高压断路器抗震可靠性分析方法。通过建立高压断路器及其隔震体系的有限元计算模型，分析了在断路器底部瓷套管根部加设叠层橡胶垫后的动力性能，分析中利用随机地震动模型，充分考虑地震动的随机作用，给出了四类场地土条件下结构的地震响应均值和标准差；利用一次二阶矩理论计算得到高压断路器的可靠度，给出了各场地土条件下的震害率曲线。结果表明不同场地土条件下隔震垫的减震效果有所差异。     

A unified approach for long-term behavior and seismic response of AAR-affected concrete dams

Concrete dams suffering from alkali-aggregate reaction (AAR) exhibit swelling and deterioration of concrete or even cracking over a long period. The deterioration of concrete may significantly affect the dynamic behavior of the structures, and it is necessary to estimate seismic safety of the deteriorated dams subjected to strong earthquakes. A unified approach is presented in this paper for long-term behavior and seismic response analysis of AAR-affected concrete dams by combining AAR kinetics, effects of creep and plastic-damage model in the finite element method. The proposed method is applied to a gravity dam and an arch dam. The long-term behavior of the AAR-affected dams is first predicted in terms of anisotropic swelling, spatially non-uniform deterioration of concrete, and cracking initiation and propagation with the development of AAR. The seismic response of the deteriorated dams is subsequently analyzed based on the state of the structures at the end of the long-term analysis. The AAR-induced expansion displacements obtained from the proposed method are in good agreement with the measured ones in the long-term operation. The simulated cracking patterns in the dams caused by the continuing AAR are also similar to the field observation. The results from the seismic analysis show that AAR-induced deterioration of concrete and cracking may lead to more severe damage cracking in the dams during earthquake. The dynamic displacements are also increased compared with the dams that are not suffering from AAR. The seismic safety of the AAR-affected concrete dams is significantly reduced because of the AAR-induced deterioration of concrete and cracking.     

Seismic reliability assessment of classical columns subjected to near‐fault ground motions

A methodology for the performance‐based seismic risk assessment of classical columns is presented. Despite their apparent instability, classical columns are, in general, earthquake resistant, as proven from the fact that many classical monuments have survived many strong earthquakes over the centuries. Nevertheless, the quantitative assessment of their reliability and the understanding of their dynamic behavior are not easy, because of the fundamental nonlinear character and the sensitivity of their response. In this paper, a seismic risk assessment is performed for a multidrum column using Monte Carlo simulation with synthetic ground motions. The ground motions adopted contain a high‐ and low‐frequency component, combining the stochastic method, and a simple analytical pulse model to simulate the directivity pulse contained in near source ground motions. The deterministic model for the numerical analysis of the system is three‐dimensional and is based on the Discrete Element Method. Fragility curves are produced conditional on magnitude and distance from the fault and also on scalar intensity measures for two engineering demand parameters, one concerning the intensity of the response during the ground shaking and the other the residual deformation of the column. Three performance levels are assigned to each engineering demand parameter. Fragility analysis demonstrated some of the salient features of these spinal systems under near‐fault seismic excitations, as for example, their decreased vulnerability for very strong earthquakes of magnitude 7 or larger. The analysis provides useful results regarding the seismic reliability of classical monuments and decision making during restoration process. Copyright © 2013 John Wiley & Sons, Ltd.     

An investigation into the seismic behaviour of dams using dynamic centrifuge modelling

Dynamic response of dams is significantly influenced by foundation stiffness and dam-foundation interaction. This in turn, significantly effects the generation of hydrodynamic pressures on upstream face of a concrete dam due to inertia of reservoir water. This paper aims at investigating the dynamic response of dams on soil foundation using dynamic centrifuge modelling technique. From a series of centrifuge tests performed on model dams with varying stiffness and foundation conditions, significant co-relation was observed between the dynamic response of dams and the hydrodynamic pressures developed on their upstream faces. The vertical bearing pressures exerted by the concrete dam during shaking were measured using miniature earth pressure cells. These reveal the dynamic changes of earth pressures and changes in rocking behaviour of the concrete dam as the earthquake loading progresses. Pore water pressures were measured below the dam and in the free-field below the reservoir. Analysis of this data provides insights into the cyclic shear stresses and strains generated below concrete dams during earthquakes. In addition, the sliding and rocking movement of the dam and its settlement into the soil below are discussed.     

Seismic upgrade of hydraulic fill dam by buttressing

The vulnerability of hydraulic fill dams under strong earthquake shaking has long been recognized. When located in areas of high seismic hazard, seismic upgrading of these types of dams is often required to meet current dam safety standards. Selection of an appropriate design concept for seismic upgrading of such dams requires careful consideration of seismically induced deformations when the hydraulic fill is to remain as part of the dam. This paper presents a case history of the seismic upgrade of Butt Valley Dam, a hydraulic fill dam located in Northern California. The dam was strengthened to withstand the Maximum Credible Earthquake (MCE) by buttressing of its upstream and downstream slopes. The paper discusses the evaluation of alternatives to upgrade the dam, the design criteria, and the design and analysis of the seismic upgrade. It is shown that a conservative and robust design was developed based on well-established engineering principles and multiple lines of defense, and sound use of analysis procedures including finite-difference non-linear dynamic deformation analyses.     

考虑堆石料空间变异性的土石坝坝坡地震稳定性随机有限元分析

本文探讨了筑坝堆石料的空间变异性对土石坝坝坡动力稳定性的影响。以新疆某在建高面板堆石坝为例,在蒙特卡洛法的框架下,采用基于局部平均细分法的随机有限元法模拟考虑筑坝堆石料空间变异性时土石坝的地震响应及坝坡滑移情况,通过对比随机有限元法和常规确定性有限元法的计算结果,提出:在地震动作用下,考虑筑坝材料空间变异性时,坝坡滑动体的数量、规模以及滑移量和滑动历时都有不同程度的增大,因而坝坡整体危险程度显著高于不考虑材料空间变异性的情况。坝坡各项动力安全性指标对筑坝材料空间变异性非常敏感;因而,考虑筑坝材料空间变异性时,各项安全性指标的离散性较大。     

A comparative study of the different procedures for seismic cracking analysis of concrete dams

Different procedures are compared for the three-dimensional seismic cracking analysis of gravity and arch dams during strong earthquakes. The fracture procedures include the extended finite element method with cohesive constitutive relations, crack band finite element method with plastic-damage relations, and the finite element Drucker−Prager elasto-plastic model. These procedures are used to analyze the nonlinear dynamic response of Koyna dam to the 1967 Koyna earthquake and the seismic cracking of the Dagangshan arch dam subjected to design earthquake. The cracking process and profiles of the two dams using the three different procedures are compared. The applicability and the suitability of the three procedures for seismic cracking analysis of gravity and arch dams are discussed.     

Numerical investigation of the response of the Yele rockfill dam during the 2008 Wenchuan earthquake

In this paper the seismic response of a well-documented Chinese rockfill dam, Yele dam, is simulated and investigated employing the dynamic hydro-mechanically (HM) coupled finite element (FE) method. The objective of the study is to firstly validate the numerical model for static and dynamic analyses of rockfill dams against the unique monitoring data on the Yele dam recorded before and during the Wenchuan earthquake. The initial stress state of the dynamic analysis is reproduced by simulating the geological history of the dam foundation, the dam construction and the reservoir impounding. Subsequently, the predicted seismic response of the Yele dam is analysed, in terms of the deformed shape, crest settlements and acceleration distribution pattern, in order to understand its seismic behaviour, assess its seismic safety and provide indication for the application of any potential reinforcement measures. The results show that the predicted seismic deformation of the Yele dam is in agreement with field observations that suggested that the dam operated safely during the Wenchuan earthquake. Finally, parametric studies are conducted to explore the impact of two factors on the seismic response of rockfill dams, i.e. the permeability of materials comprising the dam body and the vertical ground motion.